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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+8.83%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$562M
AUM Growth
+$48.3M
Cap. Flow
+$10.4M
Cap. Flow %
1.85%
Top 10 Hldgs %
24.74%
Holding
592
New
87
Increased
222
Reduced
168
Closed
53

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.33M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$2.21M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$1.64M
4
MCD icon
McDonald's
MCD
+$1.47M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.39M

Top Sells

Rank Stock Value
1
XAR icon
State Street SPDR S&P Aerospace & Defense ETF
XAR
+$3.08M
2
TSLA icon
Tesla
TSLA
+$2.84M
3
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$2.8M
4
MSFT icon
Microsoft
MSFT
+$1.71M
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$1.3M

Sector Composition

Rank Sector Weight
1 Technology 15.91%
2 Consumer Discretionary 8.57%
3 Healthcare 5.49%
4 Communication Services 4.51%
5 Financials 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMZN icon
1
Amazon
AMZN
$2.44T
$27.3M 4.86%
173,620
+4,980
+3% +$785K
AAPL icon
2
Apple
AAPL
$4.97T
$26.2M 4.66%
226,266
+21,370
+10% +$2.33M
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$20.6M 3.67%
61,592
+3,733
+6% +$1.24M
DGRO icon
4
iShares Core Dividend Growth ETF
DGRO
$42.8B
$18M 3.2%
451,703
-28,710
-6% -$1.14M
MSFT icon
5
Microsoft
MSFT
$2.9T
$11.8M 2.11%
56,337
-8,130
-13% -$1.71M
SHOP icon
6
Shopify
SHOP
$168B
$7.69M 1.37%
75,180
+7,800
+12% +$775K
RSPS icon
7
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$255M
$7.21M 1.28%
252,215
-260
-0.1% -$7.45K
MOAT icon
8
VanEck Morningstar Wide Moat ETF
MOAT
$11.8B
$6.92M 1.23%
126,733
-12,395
-9% -$677K
IVV icon
9
iShares Core S&P 500 ETF
IVV
$858B
$6.91M 1.23%
20,571
+751
+4% +$250K
VOO icon
10
Vanguard S&P 500 ETF
VOO
$956B
$6.28M 1.12%
20,419
+1,280
+7% +$390K
QQQ icon
11
Invesco QQQ Trust
QQQ
$436B
$6.26M 1.11%
22,533
+2,140
+10% +$580K
VIG icon
12
Vanguard Dividend Appreciation ETF
VIG
$111B
$6.24M 1.11%
48,522
-2,712
-5% -$341K
IBOC icon
13
International Bancshares
IBOC
$4.77B
$5.91M 1.05%
226,850
+6,700
+3% +$205K
META icon
14
Meta Platforms (Facebook)
META
$1.49T
$5.54M 0.99%
21,170
+483
+2% +$125K
IHI icon
15
iShares US Medical Devices ETF
IHI
$3.17B
$5.46M 0.97%
109,242
-15,684
-13% -$760K
VTI icon
16
Vanguard Morningstar Total Stock Market ETF
VTI
$646B
$5.13M 0.91%
30,109
+3,004
+11% +$505K
VGSH icon
17
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$5.09M 0.91%
82,047
+14,134
+21% +$878K
XLK icon
18
State Street Technology Select Sector SPDR ETF
XLK
$109B
$4.65M 0.83%
79,754
+90
+0.1% +$5.08K
FTSL icon
19
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$4.5M 0.8%
97,885
+1,152
+1% +$53.1K
HD icon
20
Home Depot
HD
$337B
$4.44M 0.79%
15,998
-900
-5% -$244K
NVDA icon
21
NVIDIA
NVDA
$4.6T
$4.39M 0.78%
324,800
+20,080
+7% +$234K
USMV icon
22
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
$4.29M 0.76%
67,340
+2,708
+4% +$172K
ADBE icon
23
Adobe
ADBE
$105B
$4.17M 0.74%
8,505
-396
-4% -$184K
DIA icon
24
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
$3.98M 0.71%
14,339
+617
+4% +$169K
AGG icon
25
iShares Core US Aggregate Bond ETF
AGG
$138B
$3.81M 0.68%
32,307
+11,728
+57% +$1.39M
1
2 3 4 5

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Kovack Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Kovack Advisors held 592 positions worth $562M, up 9.4% from $514M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Kovack Advisors's Q3 2020 filing shows 87 new, 222 increased, 168 reduced and 53 closed positions. Its largest new stake was Fidelity Nasdaq Composite Index ETF: 52,010 shares worth $2.26M. The largest sale was State Street SPDR S&P Aerospace & Defense ETF, an estimated $3.08M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Kovack Advisors's largest Q3 2020 buy was Fidelity Nasdaq Composite Index ETF: 52,010 shares worth $2.26M.
  • Kovack Advisors added most to Apple in Q3 2020, an estimated $2.33M increase.
  • Kovack Advisors's biggest Q3 2020 reduction was State Street SPDR S&P Aerospace & Defense ETF, cutting an estimated $3.08M.
  • Kovack Advisors fully exited Chimera Investment Corp 7.75% Series C Preferred Stock in Q3 2020, selling an estimated $2.8M.
  • Kovack Advisors's ten largest holdings make up 25% of its $562M portfolio in Q3 2020.
  • Kovack Advisors opened 87 new positions and closed 53 in Q3 2020.
  • Kovack Advisors's portfolio value rose 9.4% quarter-over-quarter to $562M.

Based on Kovack Advisors's 13F filing for Q3 2020, filed 2 Nov 2020.