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Kovack Advisors Portfolio holdings
AUM
$2.38B
Turnover
21.82%
1-Year Est. Return
30.08%
Kovack Advisors is a wealth management firm that supports its client accounts through the Envestnet platform and can also hire outside money managers. Ronald Kovack, its founder and former chairman, started the firm, which has advised clients since 2004 and is wholly owned by Kovack Financial; Brian Kovack is chief executive of Kovack Financial and president of Kovack Advisors. It also provides services to independent advisory firms that serve their own clients, and shares common ownership with the brokerage Kovack Securities.
This Fund
S&P 500
This Quarter Est. Return
+0.69%
1 Year Est. Return
+30.08%
3 Year Est. Return
+130.84%
5 Year Est. Return
+149.14%
10 Year Est. Return
+475.79%
AUM
$68M
AUM Growth
-$953K
(-1.4%)
Cap. Flow
-$1.14M
Cap. Flow % of AUM
Cap. Flow %
-1.68%
Top 10 Holdings %
Top 10 Hldgs %
51.48%
Holding
155
New
37
Increased
41
Reduced
33
Closed
30
Avg Time Held
Equity + Options
0.5
years
Top 10 Avg Time Held
Equity + Options
0.4
years
Top 20 Avg Time Held
Equity + Options
0.6
years
Avg Time Held Equity only
0.5
years
Top 10 Avg Time Held Equity only
0.4
years
Top 20 Avg Time Held Equity only
0.6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Short-Term Bond ETF
BSV
|
+$2.34M |
| 2 |
Sherwin-Williams
SHW
|
+$764K |
| 3 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$752K |
| 4 |
ProShares Short S&P500
SH
|
+$714K |
| 5 |
ProShares Short QQQ
PSQ
|
+$689K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares Short 20+ Year Treasury ETF
TBF
|
+$1.85M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.52M |
| 3 |
Vanguard Dividend Appreciation ETF
VIG
|
+$1.29M |
| 4 |
State Street SPDR S&P Dividend ETF
SDY
|
+$970K |
| 5 |
iShares US Financials ETF
IYF
|
+$727K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 62.85% |
| 2 | Technology | 15.81% |
| 3 | Communication Services | 4.43% |
| 4 | Consumer Staples | 3.89% |
| 5 | Energy | 3.8% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
Apple
AAPL
$5.18T
| $8.77M | 12.9% |
348,180
+712
| +0.2% | +$17.5K |
2013 Q2
5 quarters
|
|
|
2
State Street SPDR S&P 500 ETF Trust
SPY
$800B
| $7.91M | 11.64% |
40,163
-7,667
| -16% | -$1.52M |
2014 Q1
2 quarters
|
|
|
3
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.33B
| $4.11M | 6.05% |
137,420
+24,728
| +22% | +$752K |
2014 Q2
1 quarter
|
|
4
Vanguard Short-Term Corporate Bond ETF
VCSH
$45.5B
| $3.85M | 5.66% |
48,186
+8,480
| +21% | +$679K |
2014 Q1
2 quarters
|
|
|
5
Vanguard Short-Term Bond ETF
BSV
$46.5B
| $2.34M | 3.43% |
+29,160
| New | +$2.34M |
2014 Q3
0 quarters
|
|
6
Alerian MLP ETF
AMLP
$12.2B
| $1.8M | 2.66% |
18,836
-2,048
| -10% | -$194K |
2014 Q1
2 quarters
|
|
7
iShares S&P 100 ETF
OEF
$19.9B
| $1.76M | 2.59% |
19,940
+4,089
| +26% | +$360K |
2014 Q2
1 quarter
|
|
|
8
State Street SPDR S&P Dividend ETF
SDY
$22.7B
| $1.72M | 2.52% |
22,900
-12,779
| -36% | -$970K |
2013 Q2
5 quarters
|
|
9
State Street Consumer Staples Select Sector SPDR ETF
XLP
$15.3B
| $1.39M | 2.05% |
30,838
+371
| +1% | +$16.6K |
2014 Q1
2 quarters
|
|
|
10
Vanguard Dividend Appreciation ETF
VIG
$118B
| $1.35M | 1.98% |
17,499
-16,583
| -49% | -$1.29M |
2014 Q1
2 quarters
|
|
11
Invesco S&P 500 Equal Weight ETF
RSP
$103B
| $1M | 1.48% |
13,252
-5,555
| -30% | -$426K |
2014 Q1
2 quarters
|
|
12
ExxonMobil
XOM
$696B
| $906K | 1.33% |
9,632
+4,821
| +100% | +$480K |
2013 Q2
5 quarters
|
|
13
Procter & Gamble
PG
$394B
| $898K | 1.32% |
10,727
-477
| -4% | -$39.1K |
2013 Q2
5 quarters
|
|
14
AT&T
T
$149B
| $863K | 1.27% |
32,438
+3,645
| +13% | +$97K |
2013 Q2
5 quarters
|
|
15
iShares Russell Mid-Cap Value ETF
IWS
$15.1B
| $844K | 1.24% |
12,053
-671
| -5% | -$48.1K |
2014 Q2
1 quarter
|
|
16
Invesco Zacks Multi-Asset Income ETF
CVY
$119M
| $820K | 1.21% |
33,686
-20,020
| -37% | -$513K |
2013 Q2
5 quarters
|
|
17
iShares Core S&P 500 ETF
IVV
$875B
| $815K | 1.2% |
4,109
+195
| +5% | +$38.8K |
2013 Q2
5 quarters
|
|
|
18
Sherwin-Williams
SHW
$84.5B
| $786K | 1.16% |
+10,767
| New | +$764K |
2014 Q3
0 quarters
|
|
|
19
iShares US Financials ETF
IYF
$3.86B
| $731K | 1.08% |
17,464
-17,346
| -50% | -$727K |
2014 Q1
2 quarters
|
|
|
20
ProShares Short S&P500
SH
$955M
| $712K | 1.05% |
+3,869
| New | +$714K |
2014 Q3
0 quarters
|
|
21
GE Aerospace
GE
$344B
| $694K | 1.02% |
5,652
+818
| +17% | +$102K |
2013 Q2
5 quarters
|
|
|
22
ProShares Short QQQ
PSQ
$664M
| $676K | 0.99% |
+2,147
| New | +$689K |
2014 Q3
0 quarters
|
|
|
TWX
23
DELISTED
Time Warner Inc
TWX
| $665K | 0.98% |
8,837
+1,102
| +14% | +$85.4K |
2014 Q2
1 quarter
|
|
24
Vanguard Morningstar Total Stock Market ETF
VTI
$689B
| $647K | 0.95% |
6,386
-3,684
| -37% | -$377K |
2014 Q2
1 quarter
|
|
|
UDF
25
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
| $643K | 0.95% |
+32,427
| New | +$613K |
2014 Q3
0 quarters
|
|
Similar funds
Kovack Advisors's Q3 2014 Portfolio in Review
As of Q3 2014, Kovack Advisors held 155 positions worth $68M, down 1.4% from $68.9M the previous quarter. Its ten largest holdings account for 51% of the portfolio.
Kovack Advisors's Q3 2014 filing shows 37 new, 41 increased, 33 reduced and 30 closed positions. Its largest new stake was Vanguard Short-Term Bond ETF: 29,160 shares worth $2.34M. The largest sale was ProShares Short 20+ Year Treasury ETF, an estimated $1.85M.
By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, down from 68% a quarter earlier, followed by Technology and Communication Services.
- Kovack Advisors's largest Q3 2014 buy was Vanguard Short-Term Bond ETF: 29,160 shares worth $2.34M.
- Kovack Advisors added most to State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2014, an estimated $752K increase.
- Kovack Advisors's biggest Q3 2014 reduction was ProShares Short 20+ Year Treasury ETF, cutting an estimated $1.85M.
- Kovack Advisors fully exited Vanguard FTSE Developed Markets ETF in Q3 2014, selling an estimated $684K.
- Kovack Advisors's ten largest holdings make up 51% of its $68M portfolio in Q3 2014.
- Kovack Advisors opened 37 new positions and closed 30 in Q3 2014.
- Kovack Advisors's portfolio value fell 1.4% quarter-over-quarter to $68M.
Based on Kovack Advisors's 13F filing for Q3 2014, filed 4 Dec 2018.