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KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+0.43%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$29.2M
AUM Growth
+$10.8M
(+59%)
Cap. Flow
+$11.7M
Cap. Flow
% of AUM
39.88%
Top 10 Holdings %
Top 10 Hldgs %
47.61%
Holding
99
New
26
Increased
31
Reduced
15
Closed
15
Avg Time Held Equity + Options
1.5
quarters
Top 10 Avg Time Held Equity + Options
0.9
quarters
Top 20 Avg Time Held Equity + Options
1.3
quarters
Avg Time Held Equity only
1.6
quarters
Top 10 Avg Time Held Equity only
0.9
quarters
Top 20 Avg Time Held Equity only
1.3
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.87M |
| 2 |
Vanguard Dividend Appreciation ETF
VIG
|
+$1.5M |
| 3 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$1.42M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3M |
| 5 |
ProShares Short S&P500
SH
|
+$997K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Small-Cap ETF
SCZ
|
+$304K |
| 2 |
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
|
+$261K |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$232K |
| 4 |
RAI
Reynolds American Inc
RAI
|
+$231K |
| 5 |
Johnson & Johnson
JNJ
|
+$219K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 63.99% |
| 2 | Technology | 14.81% |
| 3 | Communication Services | 4.7% |
| 4 | Energy | 4.67% |
| 5 | Consumer Staples | 3.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
1
Apple
AAPL
$4.95T
| $3.7M | 12.64% |
206,780
+98,168
| +90% | +$1.87M |
2013 Q2
3 quarters
|
|
|
2
Vanguard Dividend Appreciation ETF
VIG
$112B
| $1.46M | 4.98% |
+20,369
| New | +$1.5M |
2014 Q1
0 quarters
|
|
|
3
Vanguard Short-Term Corporate Bond ETF
VCSH
$43.9B
| $1.42M | 4.87% |
+17,763
| New | +$1.42M |
2014 Q1
0 quarters
|
|
4
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$44.9B
| $1.39M | 4.76% |
8,876
+116
| +1% | +$18.7K |
2013 Q2
3 quarters
|
|
|
5
State Street SPDR S&P 500 ETF Trust
SPY
$821B
| $1.26M | 4.32% |
+7,087
| New | +$1.3M |
2014 Q1
0 quarters
|
|
6
State Street SPDR S&P Dividend ETF
SDY
$20.9B
| $1.19M | 4.05% |
16,822
+11,663
| +226% | +$839K |
2013 Q2
3 quarters
|
|
|
7
ProShares Short S&P500
SH
$973M
| $1.03M | 3.52% |
+4,922
| New | +$997K |
2014 Q1
0 quarters
|
|
8
Invesco Zacks Multi-Asset Income ETF
CVY
$119M
| $889K | 3.04% |
36,658
+25,333
| +224% | +$627K |
2013 Q2
3 quarters
|
|
9
Alerian MLP ETF
AMLP
$12.7B
| $796K | 2.72% |
+8,946
| New | +$785K |
2014 Q1
0 quarters
|
|
10
Procter & Gamble
PG
$355B
| $792K | 2.71% |
10,340
-8
| -0.1% | -$630 |
2013 Q2
3 quarters
|
|
11
Invesco S&P 500 Equal Weight ETF
RSP
$97.3B
| $681K | 2.33% |
+9,855
| New | +$703K |
2014 Q1
0 quarters
|
|
12
AT&T
T
$154B
| $544K | 1.86% |
21,616
+465
| +2% | +$11.7K |
2013 Q2
3 quarters
|
|
13
First Trust Value Line Dividend Fund
FVD
$7.68B
| $520K | 1.78% |
25,080
+100
| +0.4% | +$2.13K |
2013 Q4
1 quarter
|
|
14
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14B
| $490K | 1.68% |
+12,017
| New | +$505K |
2014 Q1
0 quarters
|
|
15
iShares Core S&P 500 ETF
IVV
$896B
| $462K | 1.58% |
2,580
+145
| +6% | +$26.8K |
2013 Q2
3 quarters
|
|
16
Williams Companies
WMB
$90.4B
| $460K | 1.57% |
11,372
-2,800
| -20% | -$113K |
2013 Q2
3 quarters
|
|
17
iShares Floating Rate Bond ETF
FLOT
$11.3B
| $416K | 1.42% |
8,205
-107
| -1% | -$5.42K |
2013 Q3
2 quarters
|
|
18
Meta Platforms (Facebook)
META
$1.91T
| $397K | 1.36% |
6,350
+635
| +11% | +$40.2K |
2013 Q3
2 quarters
|
|
19
iShares US Financials ETF
IYF
$3.84B
| $396K | 1.35% |
+10,250
| New | +$410K |
2014 Q1
0 quarters
|
|
20
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22B
| $395K | 1.35% |
+12,590
| New | +$411K |
2014 Q1
0 quarters
|
|
21
Eaton
ETN
$167B
| $384K | 1.31% |
5,248
-450
| -8% | -$33.2K |
2013 Q2
3 quarters
|
|
22
iShares S&P Small-Cap 600 Value ETF
IJS
$7.54B
| $374K | 1.28% |
6,964
+472
| +7% | +$26.1K |
2013 Q4
1 quarter
|
|
23
ExxonMobil
XOM
$707B
| $363K | 1.24% |
3,941
+110
| +3% | +$10.5K |
2013 Q2
3 quarters
|
|
24
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
| $350K | 1.2% |
9,572
+1,456
| +18% | +$54.8K |
2013 Q4
1 quarter
|
|
25
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$4.19B
| $344K | 1.18% |
+1,310
| New | +$356K |
2014 Q1
0 quarters
|
|
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Kovack Advisors's Q1 2014 Portfolio in Review
As of Q1 2014, Kovack Advisors held 99 positions worth $29.2M, up 59% from $18.4M the previous quarter. Its ten largest holdings account for 48% of the portfolio.
Kovack Advisors deployed $11.7M of net new capital in Q1 2014, opening 26 new positions and adding to 31 existing holdings. Its largest new stake was Vanguard Dividend Appreciation ETF: 20,369 shares worth $1.46M.
By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, up from 46% a quarter earlier, followed by Technology and Communication Services.
On the sell side, the largest reduction was Williams Companies, an estimated $113K trimmed.
- Kovack Advisors's largest Q1 2014 buy was Vanguard Dividend Appreciation ETF: 20,369 shares worth $1.46M.
- Kovack Advisors added most to Apple in Q1 2014, an estimated $1.87M increase.
- Kovack Advisors's biggest Q1 2014 reduction was Williams Companies, cutting an estimated $113K.
- Kovack Advisors fully exited iShares MSCI EAFE Small-Cap ETF in Q1 2014, selling an estimated $304K.
- Kovack Advisors's ten largest holdings make up 48% of its $29.2M portfolio in Q1 2014.
- Kovack Advisors opened 26 new positions and closed 15 in Q1 2014.
- Kovack Advisors's portfolio value rose 59% quarter-over-quarter to $29.2M.
Based on Kovack Advisors's 13F filing for Q1 2014, filed 28 Jan 2019.