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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+7.26%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$388M
AUM Growth
+$29.8M
Cap. Flow
+$6.59M
Cap. Flow %
1.7%
Top 10 Hldgs %
22.78%
Holding
535
New
108
Increased
189
Reduced
142
Closed
68
Avg Time Held Equity + Options
5.6 quarters
Top 10 Avg Time Held Equity + Options
5.1 quarters
Top 20 Avg Time Held Equity + Options
5.2 quarters
Avg Time Held Equity only
6 quarters
Top 10 Avg Time Held Equity only
5.1 quarters
Top 20 Avg Time Held Equity only
5.2 quarters

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.49M
2
XHE icon
State Street SPDR S&P Health Care Equipment ETF
XHE
+$3.49M
3
XAR icon
State Street SPDR S&P Aerospace & Defense ETF
XAR
+$2.45M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.28M
5
ARKW icon
ARK Next Generation Technology ETF
ARKW
+$2.13M

Top Sells

Rank Stock Value
1
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$7.06M
2
AMZN icon
Amazon
AMZN
+$6.19M
3
AAPL icon
Apple
AAPL
+$5.5M
4
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$2.67M
5
VIDI icon
Vident International Equity Strategy
VIDI
+$1.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.79%
2 Technology 11.97%
3 Consumer Discretionary 8.53%
4 Healthcare 6.53%
5 Communication Services 5.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
EFV icon
476
iShares MSCI EAFE Value ETF
EFV
$30.1B
– –
-4,326
Closed -$222K –
FJP icon
477
First Trust Japan AlphaDEX Fund
FJP
$275M
– –
-4,948
Closed -$274K –
FLRN icon
478
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.06B
– –
-7,692
Closed -$237K –
HON icon
479
PUT
Honeywell
HON
$66.4B
– –
-1
Closed -$1K –
IBM icon
480
PUT
IBM
IBM
$214B
– –
-17
Closed -$15K –
IPAC icon
481
iShares Core MSCI Pacific ETF
IPAC
$2.75B
– –
-3,735
Closed -$215K –
IZRL icon
482
ARK Israel Innovative Technology ETF
IZRL
$131M
– –
-20,420
Closed -$417K –
JD icon
483
JD.com
JD
$36.1B
– –
-11,982
Closed -$467K –
JNJ icon
484
PUT
Johnson & Johnson
JNJ
$636B
– –
-2
Closed -$1K –
LULU icon
485
lululemon athletica
LULU
$11B
– –
-2,386
Closed -$298K –
MO icon
486
PUT
Altria Group
MO
$120B
– –
-4
Closed -$1K –
NVR icon
487
NVR
NVR
$15.3B
– –
-82
Closed -$244K –
NXDT icon
488
NexPoint Diversified Real Estate Trust
NXDT
$272M
– –
-12,508
Closed -$275K –
OXLC icon
489
Oxford Lane Capital
OXLC
$843M
– –
-5,236
Closed -$273K –
PCY icon
490
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.17B
– –
-12,992
Closed -$345K –
PFN icon
491
PIMCO Income Strategy Fund II
PFN
$624M
– –
-35,114
Closed -$368K –
PSEC icon
492
Prospect Capital
PSEC
$924M
– –
-21,608
Closed -$145K –
AFEM icon
493
First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF
AFEM
$82.7M
– –
-3,987
Closed -$264K –
SJM icon
494
J.M. Smucker
SJM
$12.8B
– –
-2,263
Closed -$243K –
SRPT icon
495
Sarepta Therapeutics
SRPT
$1.84B
– –
-1,638
Closed -$217K –
T icon
496
PUT
AT&T
T
$154B
– –
-26
Closed -$3K –
TLPH icon
497
Talphera
TLPH
$56.1M
– –
-1,220
Closed -$82K –
TOVX icon
498
Theriva Biologics
TOVX
$10.1M
– –
-4
Closed -$8K –
TXT icon
499
Textron
TXT
$13B
– –
-8,355
Closed -$551K –
UVV icon
500
Universal Corp
UVV
$1.04B
– –
-3,119
Closed -$206K –
17 18 19
20
21

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Kovack Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Kovack Advisors held 535 positions worth $388M, up 8.3% from $358M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Kovack Advisors's Q3 2018 filing shows 108 new, 189 increased, 142 reduced and 68 closed positions. Its largest new stake was State Street SPDR S&P Health Care Equipment ETF: 41,749 shares worth $3.67M. The largest sale was First Trust Rising Dividend Achievers ETF, an estimated $7.06M.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 46% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Kovack Advisors's largest Q3 2018 buy was State Street SPDR S&P Health Care Equipment ETF: 41,749 shares worth $3.67M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $4.49M increase.
  • Kovack Advisors's biggest Q3 2018 reduction was First Trust Rising Dividend Achievers ETF, cutting an estimated $7.06M.
  • Kovack Advisors fully exited Vident International Equity Strategy in Q3 2018, selling an estimated $1.82M.
  • Kovack Advisors's ten largest holdings make up 23% of its $388M portfolio in Q3 2018.
  • Kovack Advisors opened 108 new positions and closed 68 in Q3 2018.
  • Kovack Advisors's portfolio value rose 8.3% quarter-over-quarter to $388M.

Based on Kovack Advisors's 13F filing for Q3 2018, filed 9 Oct 2018.