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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+7.26%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$388M
AUM Growth
+$29.8M
Cap. Flow
+$6.59M
Cap. Flow %
1.7%
Top 10 Hldgs %
22.78%
Holding
535
New
108
Increased
189
Reduced
142
Closed
68

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.49M
2
XHE icon
State Street SPDR S&P Health Care Equipment ETF
XHE
+$3.49M
3
XAR icon
State Street SPDR S&P Aerospace & Defense ETF
XAR
+$2.45M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.28M
5
ARKW icon
ARK Web x.0 ETF
ARKW
+$2.13M

Top Sells

Rank Stock Value
1
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$7.06M
2
AMZN icon
Amazon
AMZN
+$6.19M
3
AAPL icon
Apple
AAPL
+$5.5M
4
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$2.67M
5
VIDI icon
Vident International Equity Strategy
VIDI
+$1.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.79%
2 Technology 11.97%
3 Consumer Discretionary 8.53%
4 Healthcare 6.53%
5 Communication Services 5.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFV icon
476
iShares MSCI EAFE Value ETF
EFV
$31.6B
– –
-4,326
Closed -$222K
FJP icon
477
First Trust Japan AlphaDEX Fund
FJP
$262M
– –
-4,948
Closed -$274K
FLRN icon
478
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.92B
– –
-7,692
Closed -$237K
HON icon
479
PUT
Honeywell
HON
$69.9B
– –
-1
Closed -$1K
IBM icon
480
PUT
IBM
IBM
$225B
– –
-17
Closed -$15K
IPAC icon
481
iShares Core MSCI Pacific ETF
IPAC
$2.77B
– –
-3,735
Closed -$215K
IZRL icon
482
ARK Israel Innovative Technology ETF
IZRL
$139M
– –
-20,420
Closed -$417K
JD icon
483
JD.com
JD
$38.5B
– –
-11,982
Closed -$467K
JNJ icon
484
PUT
Johnson & Johnson
JNJ
$640B
– –
-2
Closed -$1K
LULU icon
485
lululemon athletica
LULU
$13.1B
– –
-2,386
Closed -$298K
MO icon
486
PUT
Altria Group
MO
$113B
– –
-4
Closed -$1K
NVR icon
487
NVR
NVR
$17B
– –
-82
Closed -$244K
NXDT
488
NexPoint Diversified Real Estate Trust
NXDT
$290M
– –
-12,508
Closed -$275K
OXLC
489
Oxford Lane Capital
OXLC
$944M
– –
-5,236
Closed -$273K
PCY icon
490
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.3B
– –
-12,992
Closed -$345K
PFN
491
PIMCO Income Strategy Fund II
PFN
$689M
– –
-35,114
Closed -$368K
PSEC icon
492
Prospect Capital
PSEC
$1.17B
– –
-21,608
Closed -$145K
RFEM icon
493
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$84.1M
– –
-3,987
Closed -$264K
SJM icon
494
J.M. Smucker
SJM
$14.1B
– –
-2,263
Closed -$243K
SRPT icon
495
Sarepta Therapeutics
SRPT
$2.28B
– –
-1,638
Closed -$217K
T icon
496
PUT
AT&T
T
$174B
– –
-26
Closed -$3K
TLPH icon
497
Talphera
TLPH
$63.8M
– –
-1,220
Closed -$82K
TOVX icon
498
Theriva Biologics
TOVX
$11.6M
– –
-4
Closed -$8K
TXT icon
499
Textron
TXT
$14.2B
– –
-8,355
Closed -$551K
UVV icon
500
Universal Corp
UVV
$1.14B
– –
-3,119
Closed -$206K
17 18 19
20
21

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OAM
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Kovack Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Kovack Advisors held 535 positions worth $388M, up 8.3% from $358M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Kovack Advisors's Q3 2018 filing shows 108 new, 189 increased, 142 reduced and 68 closed positions. Its largest new stake was State Street SPDR S&P Health Care Equipment ETF: 41,749 shares worth $3.67M. The largest sale was First Trust Rising Dividend Achievers ETF, an estimated $7.06M.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 46% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Kovack Advisors's largest Q3 2018 buy was State Street SPDR S&P Health Care Equipment ETF: 41,749 shares worth $3.67M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $4.49M increase.
  • Kovack Advisors's biggest Q3 2018 reduction was First Trust Rising Dividend Achievers ETF, cutting an estimated $7.06M.
  • Kovack Advisors fully exited Vident International Equity Strategy in Q3 2018, selling an estimated $1.82M.
  • Kovack Advisors's ten largest holdings make up 23% of its $388M portfolio in Q3 2018.
  • Kovack Advisors opened 108 new positions and closed 68 in Q3 2018.
  • Kovack Advisors's portfolio value rose 8.3% quarter-over-quarter to $388M.

Based on Kovack Advisors's 13F filing for Q3 2018, filed 9 Oct 2018.