Kovack Advisors’s First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF AFEM Stock Holding History

Kovack Advisors’s Portfolio AFEM Stock Details AFEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-3,987	Closed	-$264K	–	503
2018 Q2	$264K	Sell	3,987 -13	-0.3%	-$933	0.07%	301
2018 Q1	$298K	Sell	4,000 -115	-3%	-$8.62K	0.07%	318
2017 Q4	$290K	Sell	4,115 -13	-0.3%	-$899	0.07%	311
2017 Q3	$277K	Sell	4,128 -603	-13%	-$40K	0.09%	261
2017 Q2	$295K	Sell	4,731 -8	-0.2%	-$492	0.09%	254
2017 Q1	$285K	Buy	+4,739	New	+$275K	0.11%	203

Other funds holding AFEM

RIG

RiverFront Investment Group Richmond, Virginia $7.56B AUM 23.82% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $33.6B AUM 31.03% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

WFG

Wills Financial Group Richmond, Virginia $275M AUM 24.07% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

RIA

Regal Investment Advisors Kentwood, Michigan $1.92B AUM 23.13% 1-Year Est. Return

PFS

Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return

Kovack Advisors's AFEM Position: Q3 2018 in Review

Kovack Advisors sold out of First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF (AFEM) in Q3 2018, closing a stake of 3,987 shares — an estimated $264K sold.

Kovack Advisors first reported a position in AFEM in Q1 2017 and held it in 6 quarters. The position peaked at $298K in Q1 2018. 37 funds tracked by Wall St. Rank hold AFEM as of Q3 2018.

Kovack Advisors reported no remaining First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF position as of Q3 2018 after selling out during the quarter.
Kovack Advisors sold 3,987 First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF shares in Q3 2018, an estimated $264K.
Kovack Advisors first reported a position in First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF in Q1 2017 and held it in 6 quarters.
Kovack Advisors's First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF position peaked at $298K in Q1 2018.
37 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF as of Q3 2018.

Based on Kovack Advisors's 13F filing for Q3 2018, filed 9 Oct 2018.