Regal Investment Advisors’s First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF AFEM Stock Holding History

Regal Investment Advisors’s Portfolio AFEM Stock Details AFEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-49,496	Closed	-$3.21M	–	245
2019 Q4	$3.21M	Buy	49,496 +10	+0%	+$610	0.58%	49
2019 Q3	$2.86M	Sell	49,486 -3,220	-6%	-$191K	0.56%	49
2019 Q2	$3.25M	Sell	52,706 -657	-1%	-$40.2K	0.63%	40
2019 Q1	$3.34M	Buy	53,363 +2,381	+5%	+$145K	0.68%	42
2018 Q4	$2.85M	Buy	50,982 +12,614	+33%	+$724K	0.63%	44
2018 Q3	$2.39M	Sell	38,368 -7,656	-17%	-$492K	0.5%	54
2018 Q2	$3.05M	Sell	46,024 -8,924	-16%	-$641K	0.93%	27
2018 Q1	$4.09M	Buy	54,948 +947	+2%	+$71K	0.91%	29
2017 Q4	$3.8M	Buy	54,001 +14,277	+36%	+$987K	0.85%	29
2017 Q3	$2.67M	Buy	39,724 +2,895	+8%	+$192K	0.62%	45
2017 Q2	$2.29M	Buy	36,829 +21,959	+148%	+$1.35M	0.57%	61
2017 Q1	$893K	Hold	14,870	–	–	0.23%	117
2016 Q4	$785K	Buy	+14,870	New	+$817K	0.22%	125

Other funds holding AFEM

RIG

RiverFront Investment Group Richmond, Virginia $7.56B AUM 23.82% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $11.8B AUM 21.23% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $72.7B AUM 26.4% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $33.6B AUM 31.03% 1-Year Est. Return

APWM

Atlas Private Wealth Management Albany, New York $238M AUM 17.48% 1-Year Est. Return

Regal Investment Advisors's AFEM Position: Q1 2020 in Review

Regal Investment Advisors sold out of First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF (AFEM) in Q1 2020, closing a stake of 49,496 shares — an estimated $3.21M sold.

Regal Investment Advisors first reported a position in AFEM in Q4 2016 and held it in 13 quarters. The position peaked at $4.09M in Q1 2018. 36 funds tracked by Wall St. Rank hold AFEM as of Q1 2020.

Regal Investment Advisors reported no remaining First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF position as of Q1 2020 after selling out during the quarter.
Regal Investment Advisors sold 49,496 First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF shares in Q1 2020, an estimated $3.21M.
Regal Investment Advisors first reported a position in First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF in Q4 2016 and held it in 13 quarters.
Regal Investment Advisors's First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF position peaked at $4.09M in Q1 2018.
36 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF as of Q1 2020.

Based on Regal Investment Advisors's 13F filing for Q1 2020, filed 12 May 2020.