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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+8.83%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$562M
AUM Growth
+$48.3M
Cap. Flow
+$10.4M
Cap. Flow %
1.85%
Top 10 Hldgs %
24.74%
Holding
592
New
87
Increased
222
Reduced
168
Closed
53

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.33M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$2.21M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$1.64M
4
MCD icon
McDonald's
MCD
+$1.47M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.39M

Top Sells

Rank Stock Value
1
XAR icon
State Street SPDR S&P Aerospace & Defense ETF
XAR
+$3.08M
2
TSLA icon
Tesla
TSLA
+$2.84M
3
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$2.8M
4
MSFT icon
Microsoft
MSFT
+$1.71M
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$1.3M

Sector Composition

Rank Sector Weight
1 Technology 15.91%
2 Consumer Discretionary 8.57%
3 Healthcare 5.49%
4 Communication Services 4.51%
5 Financials 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DKNG icon
376
DraftKings
DKNG
$12.2B
$230K 0.04%
+3,902
New +$152K
IEMG icon
377
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
$230K 0.04%
4,361
-3,421
-44% -$179K
SJNK icon
378
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.87B
$230K 0.04%
8,890
+707
+9% +$18.2K
VB icon
379
Vanguard Morningstar Small-Cap ETF
VB
$78.9B
$230K 0.04%
1,493
+48
+3% +$7.37K
HTGC icon
380
Hercules Capital
HTGC
$2.99B
$229K 0.04%
19,814
+1,599
+9% +$17.8K
LRCX icon
381
Lam Research
LRCX
$316B
$229K 0.04%
6,900
-2,930
-30% -$101K
XAR icon
382
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.78B
$229K 0.04%
2,626
-34,757
-93% -$3.08M
GM icon
383
General Motors
GM
$80.9B
$228K 0.04%
+7,699
New +$216K
VTEB icon
384
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$227K 0.04%
4,179
+19
+0.5% +$1.04K
UPGD icon
385
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$120M
$227K 0.04%
5,695
– –
QRVO icon
386
Qorvo
QRVO
$7.9B
$226K 0.04%
1,754
-481
-22% -$59.6K
XLC icon
387
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
$226K 0.04%
3,801
+62
+2% +$3.67K
GGM
388
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$226K 0.04%
12,716
+139
+1% +$2.5K
FCX icon
389
Freeport-McMoran
FCX
$86.2B
$224K 0.04%
+14,319
New +$207K
BIP icon
390
Brookfield Infrastructure Partners
BIP
$19.6B
$222K 0.04%
+6,987
New +$206K
HYMB icon
391
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$222K 0.04%
7,808
+6
+0.1% +$171
VLUE icon
392
iShares MSCI USA Value Factor ETF
VLUE
$9.03B
$222K 0.04%
+3,009
New +$224K
FGD icon
393
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.54B
$220K 0.04%
12,360
+1,441
+13% +$26.7K
ITA icon
394
iShares US Aerospace & Defense ETF
ITA
$14B
$220K 0.04%
2,780
-150
-5% -$12.3K
IWF icon
395
iShares Russell 1000 Growth ETF
IWF
$117B
$220K 0.04%
4,048
-584
-13% -$30.8K
JQC icon
396
Nuveen Credit Strategies Income Fund
JQC
$705M
$220K 0.04%
37,230
+14,700
+65% +$88K
BIDU icon
397
Baidu
BIDU
$35.7B
$219K 0.04%
+1,732
New +$215K
BYND icon
398
Beyond Meat
BYND
$274M
$218K 0.04%
+1,313
New +$178K
TDTT icon
399
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.54B
$218K 0.04%
+8,437
New +$217K
NVS icon
400
Novartis
NVS
$302B
$216K 0.04%
2,488
-1,019
-29% -$88.3K
14 15
16
17 18

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Kovack Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Kovack Advisors held 592 positions worth $562M, up 9.4% from $514M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Kovack Advisors's Q3 2020 filing shows 87 new, 222 increased, 168 reduced and 53 closed positions. Its largest new stake was Fidelity Nasdaq Composite Index ETF: 52,010 shares worth $2.26M. The largest sale was State Street SPDR S&P Aerospace & Defense ETF, an estimated $3.08M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Kovack Advisors's largest Q3 2020 buy was Fidelity Nasdaq Composite Index ETF: 52,010 shares worth $2.26M.
  • Kovack Advisors added most to Apple in Q3 2020, an estimated $2.33M increase.
  • Kovack Advisors's biggest Q3 2020 reduction was State Street SPDR S&P Aerospace & Defense ETF, cutting an estimated $3.08M.
  • Kovack Advisors fully exited Chimera Investment Corp 7.75% Series C Preferred Stock in Q3 2020, selling an estimated $2.8M.
  • Kovack Advisors's ten largest holdings make up 25% of its $562M portfolio in Q3 2020.
  • Kovack Advisors opened 87 new positions and closed 53 in Q3 2020.
  • Kovack Advisors's portfolio value rose 9.4% quarter-over-quarter to $562M.

Based on Kovack Advisors's 13F filing for Q3 2020, filed 2 Nov 2020.