Ken Griffin’s FT Vest US Small Cap Moderate Buffer ETF May SMAY Stock Holding History

Ken Griffin’s Portfolio SMAY Stock Details SMAY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-28,525	Closed	-$684K	–	13985
2025 Q2	$684K	Sell	28,525 -10,531	-27%	-$245K	﹤0.01%	7894
2025 Q1	$916K	Buy	+39,056	New	+$961K	﹤0.01%	7165
2024 Q4	–	Sell	-35,319	Closed	-$868K	–	15313
2024 Q3	$868K	Buy	35,319 +16,286	+86%	+$391K	﹤0.01%	7145
2024 Q2	$444K	Sell	19,033 -17	-0.1%	-$389	﹤0.01%	8297
2024 Q1	$437K	Hold	19,050	–	–	﹤0.01%	8681
2023 Q4	$419K	Buy	19,050 +5	+0%	+$103	﹤0.01%	8474
2023 Q3	$387K	Buy	19,045 +7,281	+62%	+$152K	﹤0.01%	8623
2023 Q2	$245K	Buy	+11,764	New	+$241K	﹤0.01%	9450

Other funds holding SMAY

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

MOS

MGO One Seven Beachwood, Ohio $6.06B AUM 28.9% 1-Year Est. Return

LWM

Lionshead Wealth Management New York $154M AUM 25.99% 1-Year Est. Return

SMART Wealth Omaha, Nebraska $464M AUM 35.91% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

EMAM

Encompass More Asset Management Danville, California $687M AUM 25.06% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $8.83B AUM 38.5% 1-Year Est. Return

Ken Griffin's SMAY Position: Q3 2025 in Review

Ken Griffin sold out of FT Vest US Small Cap Moderate Buffer ETF May (SMAY) in Q3 2025, closing a stake of 28,525 shares — an estimated $684K sold.

Ken Griffin first reported a position in SMAY in Q2 2023 and held it in 8 quarters. The position peaked at $916K in Q1 2025. 54 funds tracked by Wall St. Rank hold SMAY as of Q3 2025.

Ken Griffin reported no remaining FT Vest US Small Cap Moderate Buffer ETF May position as of Q3 2025 after selling out during the quarter.
Ken Griffin sold 28,525 FT Vest US Small Cap Moderate Buffer ETF May shares in Q3 2025, an estimated $684K.
Ken Griffin first reported a position in FT Vest US Small Cap Moderate Buffer ETF May in Q2 2023 and held it in 8 quarters.
Ken Griffin's FT Vest US Small Cap Moderate Buffer ETF May position peaked at $916K in Q1 2025.
54 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF May as of Q3 2025.

Based on Citadel Advisors's 13F filing for Q3 2025, filed 14 Nov 2025.