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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.15%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.23B
AUM Growth
+$28.2M
Cap. Flow
-$167M
Cap. Flow %
-13.57%
Top 10 Hldgs %
30.38%
Holding
553
New
191
Increased
38
Reduced
38
Closed
238

Top Buys

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$88.5M
2
PFSI icon
PennyMac Financial
PFSI
+$40.7M
3
PMT
PennyMac Mortgage Investment
PMT
+$16M
4
PFTAU
Perception Capital Corp. III Unit
PFTAU
+$16M
5
CHWAU
CHW Acquisition Corporation Unit
CHWAU
+$9.92M

Top Sells

Rank Stock Value
1
SKIN icon
SkinHealth Systems
SKIN
+$21.8M
2
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$15.1M
3
GACQU
Global Consumer Acquisition Corp. Unit
GACQU
+$12.2M
4
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$10.2M
5
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$8.78M

Sector Composition

Rank Sector Weight
1 Financials 18.24%
2 Real Estate 4.79%
3 Healthcare 4.26%
4 Technology 2.93%
5 Communication Services 2.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SVOKW
201
DELISTED
Seven Oaks Acquisition Corp. Warrant
SVOKW
$355K 0.03%
+444,103
New +$401K
MBTCR
202
DELISTED
Nocturne Acquisition Corporation Right
MBTCR
$337K 0.03%
+802,226
New +$351K
BENER
203
DELISTED
Benessere Capital Acquisition Corp. Right
BENER
$318K 0.03%
+989,681
New +$357K
ALACR
204
DELISTED
Alberton Acquisition Corp Rights
ALACR
$307K 0.02%
+646,340
New +$318K
BROGW
205
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$305K 0.02%
+609,091
New +$294K
CFIVW
206
DELISTED
CF Acquisition Corp. IV Warrant
CFIVW
$301K 0.02%
+350,000
New +$338K
BRIVW
207
DELISTED
B. Riley Principal 250 Merger Corp. Warrant
BRIVW
$290K 0.02%
+414,264
New +$387K
SNAX
208
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$277K 0.02%
3,453
-8,473
-71% -$966K
VHAQ.RT
209
DELISTED
Viveon Health Acquisition Corp. Rights, each exchangeable into one-twentieth of a share of Common Stock
VHAQ.RT
$273K 0.02%
+1,363,656
New +$301K
VHAQ.WS
210
DELISTED
Viveon Health Acquisition Corp. Warrants to purchase one-half of a share of common stock at a price of $11.50 per whole share
VHAQ.WS
$269K 0.02%
+1,075,779
New +$328K
KGC icon
211
CALL
Kinross Gold
KGC
$28.1B
$268K 0.02%
+50,000
New +$299K
PKBOW
212
DELISTED
Peak Bio, Inc. Warrant
PKBOW
$264K 0.02%
+412,409
New +$328K
HZAC.WS
213
DELISTED
Horizon Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary sh
HZAC.WS
$264K 0.02%
+155,329
New +$255K
NIRWW
214
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$263K 0.02%
+405,789
New +$283K
COVAW
215
DELISTED
COVA Acquisition Corp. Warrants to purchase Class A ordinary shares
COVAW
$258K 0.02%
+445,482
New +$313K
GWIIW
216
DELISTED
Good Works II Acquisition Corp. Warrant
GWIIW
$247K 0.02%
+386,292
New +$254K
APO icon
217
Apollo Global Management
APO
$71.9B
$237K 0.02%
+3,855
New +$232K
ACBAW
218
DELISTED
Ace Global Business Acquisition Ltd Warrant
ACBAW
$216K 0.02%
+441,786
New +$246K
SPKAR
219
DELISTED
SPK Acquisition Corp. Right
SPKAR
$216K 0.02%
+617,088
New +$242K
GSDWW
220
DELISTED
Global Systems Dynamics, Inc. Warrant
GSDWW
$210K 0.02%
+437,700
New +$209K
AVYA
221
CALL
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$198K 0.02%
+10,000
New +$221K
ALACW
222
DELISTED
Alberton Acquisition Corp Warrant
ALACW
$196K 0.02%
+516,772
New +$166K
PSIL icon
223
AdvisorShares Psychedelics ETF
PSIL
$48.1M
$182K 0.01%
+2,000
New +$192K
GSAQW
224
DELISTED
Global Synergy Acquisition Corp. Warrant
GSAQW
$178K 0.01%
+315,360
New +$220K
KRNLW
225
DELISTED
Kernel Group Holdings, Inc. Warrants
KRNLW
$177K 0.01%
+299,613
New +$251K
7 8
9
10 11

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K2 Principal Fund's Q3 2021 Portfolio in Review

As of Q3 2021, K2 Principal Fund held 553 positions worth $1.23B, up 2.3% from $1.2B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

K2 Principal Fund withdrew a net $167M in Q3 2021, closing 238 positions and reducing 38 holdings. Its most notable exit was CC Neuberger Principal Holdings II Class A Ordinary Shares, an estimated $15.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 15% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, K2 Principal Fund opened a new position in Perception Capital Corp. III Unit worth $15.9M.

  • K2 Principal Fund's largest Q3 2021 buy was Perception Capital Corp. III Unit: 1,600,000 shares worth $15.9M.
  • K2 Principal Fund added most to CI Financial Corp. in Q3 2021, an estimated $88.5M increase.
  • K2 Principal Fund's biggest Q3 2021 reduction was SkinHealth Systems, cutting an estimated $21.8M.
  • K2 Principal Fund fully exited CC Neuberger Principal Holdings II Class A Ordinary Shares in Q3 2021, selling an estimated $15.1M.
  • K2 Principal Fund's ten largest holdings make up 30% of its $1.23B portfolio in Q3 2021.
  • K2 Principal Fund opened 191 new positions and closed 238 in Q3 2021.
  • K2 Principal Fund's portfolio value rose 2.3% quarter-over-quarter to $1.23B.

Based on K2 Principal Fund's 13F filing for Q3 2021, filed 12 Nov 2021.