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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.27B
AUM Growth
+$124M
Cap. Flow
-$50.2M
Cap. Flow %
-3.97%
Top 10 Hldgs %
32.68%
Holding
503
New
191
Increased
39
Reduced
29
Closed
203

Top Buys

Rank Stock Value
1
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$9.53M
2
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$8.94M
3
NOAC
Natural Order Acquisition Corp. Common Stock
NOAC
+$7.93M
4
VWE
Vintage Wine Estates, Inc. Common Stock
VWE
+$7.15M
5
MGLN
Magellan Health Services, Inc.
MGLN
+$5.69M

Top Sells

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$27M
2
PFSI icon
PennyMac Financial
PFSI
+$18.5M
3
LCID icon
Lucid Motors
LCID
+$13.2M
4
VHAQ.U
Viveon Health Acquisition Corp. Units, each consisting of one share of common stock, one Warrant entitling the holder to purchase one-half of a share of common stock, and one right to receive one-twentieth of a share of common stock
VHAQ.U
+$12.8M
5
NOACU
Natural Order Acquisition Corp. Unit
NOACU
+$10.9M

Sector Composition

Rank Sector Weight
1 Financials 10.19%
2 Healthcare 3.67%
3 Technology 2.91%
4 Real Estate 2.06%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OBIO icon
201
Orchestra BioMed
OBIO
$228M
$726K 0.06%
64,906
-134,584
-67% -$1.64M
GRA
202
DELISTED
W.R. Grace & Co.
GRA
$718K 0.06%
+12,000
New +$716K
MCOM
203
DELISTED
micromobility.com Inc. Class A Common stock
MCOM
$674K 0.05%
9
+2
+29% +$154K
JETS icon
204
CALL
US Global Jets ETF
JETS
$768M
$673K 0.05%
+25,000
New +$613K
VXX icon
205
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$169M
$647K 0.05%
887
+469
+112% +$469K
Z icon
206
Zillow
Z
$7.78B
$601K 0.05%
4,633
-25,871
-85% -$3.84M
LBPSW
207
DELISTED
4D Pharma PLC Warrant
LBPSW
$601K 0.05%
+550,944
New +$689K
GOTU icon
208
PUT
Gaotu Techedu
GOTU
$405M
$593K 0.05%
+17,500
New +$1.42M
ZNTE
209
DELISTED
Zanite Acquisition Corp. Class A Common Stock
ZNTE
$587K 0.05%
+58,997
New +$673K
CLAS.U
210
DELISTED
Class Acceleration Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
CLAS.U
$580K 0.05%
+58,614
New +$612K
UPH
211
DELISTED
UpHealth, Inc.
UPH
$567K 0.04%
+5,654
New +$585K
AVYA
212
CALL
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$561K 0.04%
20,000
– –
SNAXW
213
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$558K 0.04%
+656,450
New +$634K
LIDR icon
214
AEye
LIDR
$47.2M
$548K 0.04%
+1,825
New +$618K
ESSC
215
DELISTED
East Stone Acquisition Corporation Ordinary Shares
ESSC
$540K 0.04%
+54,032
New +$543K
SKIN icon
216
CALL
SkinHealth Systems
SKIN
$83.4M
$511K 0.04%
+47,300
New +$520K
ELMS
217
DELISTED
Electric Last Mile Solutions, Inc. Class A Common stock
ELMS
$506K 0.04%
+50,734
New +$595K
COHR icon
218
Coherent
COHR
$43.4B
$498K 0.04%
+7,280
New +$597K
BREZ
219
DELISTED
Breeze Holdings Acquisition Corp. Common Stock
BREZ
$498K 0.04%
+50,000
New +$511K
ROSS.U
220
DELISTED
Ross Acquisition Corp II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
ROSS.U
$498K 0.04%
+50,000
New +$498K
TMPO
221
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
$497K 0.04%
+49,836
New +$549K
KSICU
222
DELISTED
Kadem Sustainable Impact Corporation Unit
KSICU
$494K 0.04%
+50,000
New +$494K
JSPR icon
223
Jasper Therapeutics
JSPR
$20M
$470K 0.04%
+4,746
New +$483K
PTK.WS
224
DELISTED
PTK Acquisition Corp. Warrants, each whole warrant exercisable for one half (1/2) of a share of Comm
PTK.WS
$455K 0.04%
+835,470
New +$753K
PARA
225
PUT
DELISTED
Paramount Global Class B
PARA
$451K 0.04%
+10,000
New +$611K
7 8
9
10 11

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K2 Principal Fund's Q1 2021 Portfolio in Review

As of Q1 2021, K2 Principal Fund held 503 positions worth $1.27B, up 11% from $1.14B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

K2 Principal Fund withdrew a net $50.2M in Q1 2021, closing 203 positions and reducing 29 holdings. Its most notable exit was Lucid Motors, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Healthcare and Technology.

Against the trend, K2 Principal Fund opened a new position in CC Neuberger Principal Holdings II Class A Ordinary Shares worth $8.96M.

  • K2 Principal Fund's largest Q1 2021 buy was CC Neuberger Principal Holdings II Class A Ordinary Shares: 909,258 shares worth $8.96M.
  • K2 Principal Fund added most to Varian Medical Systems, Inc. in Q1 2021, an estimated $5.13M increase.
  • K2 Principal Fund's biggest Q1 2021 reduction was CI Financial Corp., cutting an estimated $27M.
  • K2 Principal Fund fully exited Lucid Motors in Q1 2021, selling an estimated $13.2M.
  • K2 Principal Fund's ten largest holdings make up 33% of its $1.27B portfolio in Q1 2021.
  • K2 Principal Fund opened 191 new positions and closed 203 in Q1 2021.
  • K2 Principal Fund's portfolio value rose 11% quarter-over-quarter to $1.27B.

Based on K2 Principal Fund's 13F filing for Q1 2021, filed 14 May 2021.