We are live on ! Find out more
KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$669M
AUM Growth
+$39.7M
Cap. Flow
-$77.2M
Cap. Flow %
-11.54%
Top 10 Hldgs %
20.07%
Holding
361
New
109
Increased
44
Reduced
41
Closed
118

Top Buys

Rank Stock Value
1
PFSI icon
PennyMac Financial
PFSI
+$14.1M
2
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
+$9.95M
3
FGNA.U
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
+$8.34M
4
WPF
Foley Trasimene Acquisition Corp.
WPF
+$7.22M
5
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$7.06M

Top Sells

Rank Stock Value
1
GB
Global Blue Group Holding
GB
+$13.5M
2
CFFAU
CF Finance Acquisition Corp. Unit
CFFAU
+$10.5M
3
PAYA
Paya Holdings Inc. Class A Common Stock
PAYA
+$9.71M
4
FSR
Fisker Inc.
FSR
+$7.79M
5
OPEN icon
Opendoor
OPEN
+$6.16M

Sector Composition

Rank Sector Weight
1 Financials 9.57%
2 Technology 6%
3 Consumer Discretionary 4.46%
4 Consumer Staples 3.65%
5 Healthcare 3.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOACW
201
CALL
DELISTED
Longevity Acquisition Corporation Warrant
LOACW
$208K 0.03%
833,746
– –
AG icon
202
PUT
First Majestic Silver
AG
$7.52B
$190K 0.03%
+20,000
New +$233K
AVPTW
203
CALL
DELISTED
AvePoint Inc Warrant
AVPTW
$190K 0.03%
97,701
-16,299
-14% -$26.8K
ALACR
204
CALL
DELISTED
Alberton Acquisition Corp Rights
ALACR
$154K 0.02%
768,739
– –
GIX.WS
205
CALL
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$147K 0.02%
161,566
-238,434
-60% -$178K
LATNW
206
CALL
DELISTED
Union Acquisition Corp. II Warrant
LATNW
$130K 0.02%
172,900
-76,500
-31% -$33.9K
BRPAR
207
CALL
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$130K 0.02%
632,995
– –
CHAI
208
Core AI Holdings Inc
CHAI
$9.78M
– –
0
– –
CCAC.WS
209
CALL
DELISTED
CITIC Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary sh
CCAC.WS
$125K 0.02%
99,911
– –
BMY.RT
210
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$113K 0.02%
50,300
– –
ANDAR
211
CALL
DELISTED
Andina Acquisition Corp. III Right
ANDAR
$97K 0.01%
303,515
– –
CHAQ.WS
212
CALL
DELISTED
Chardan Healthcare Acquisition 2 Corp. Warrants, entitling the holder thereof to purchase one-half (
CHAQ.WS
$95K 0.01%
+131,668
New +$92K
ALACW
213
CALL
DELISTED
Alberton Acquisition Corp Warrant
ALACW
$94K 0.01%
450,727
– –
RPLA.WS
214
CALL
DELISTED
Replay Acquisition Corp. Warrants
RPLA.WS
$94K 0.01%
99,302
– –
KPLTW
215
CALL
DELISTED
Katapult Holdings Warrant
KPLTW
$78K 0.01%
85,300
– –
BTCTW
216
CALL
DELISTED
BTC Digital Ltd. Warrant
BTCTW
$78K 0.01%
378,216
-94,837
-20% -$35.8K
GRNVR
217
CALL
DELISTED
GreenVision Acquisition Corp Rights
GRNVR
$76K 0.01%
+163,043
New +$64.4K
NRXPW
218
CALL
DELISTED
NRX Pharmaceuticals Warrant
NRXPW
$72K 0.01%
278,011
– –
ALUS.WS
219
CALL
DELISTED
Alussa Energy Acquisition Corp Warrants
ALUS.WS
$69K 0.01%
106,695
+6,695
+7% +$4.65K
GNFT
220
DELISTED
Genfit
GNFT
$66K 0.01%
+12,545
New +$63.3K
PBI icon
221
Pitney Bowes
PBI
$2.39B
$56K 0.01%
+10,479
New +$48.4K
SFTW.WS
222
CALL
DELISTED
Osprey Technology Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one shar
SFTW.WS
$44K 0.01%
31,700
– –
LOACR
223
CALL
DELISTED
Longevity Acquisition Corporation Right
LOACR
$42K 0.01%
200,000
– –
MCOMW
224
CALL
DELISTED
micromobility.com Inc. Warrant
MCOMW
$33K ﹤0.01%
+63,161
New +$27.4K
CGROW
225
CALL
DELISTED
Collective Growth Corporation Warrant
CGROW
$30K ﹤0.01%
+49,700
New +$37.6K
7 8
9
10 11

Similar funds

KGI
Kopernik Global Investors Tampa, Florida $1.43B AUM 63.57% 1-Year Est. Return
SC
Styrax Capital New York $1.43B AUM 50.63% 1-Year Est. Return
WIM
Weitz Investment Management Omaha, Nebraska $1.43B AUM 0.51% 1-Year Est. Return
LCG
Luxor Capital Group New York $1.43B AUM 30.88% 1-Year Est. Return
CCM
Callodine Capital Management Boston, Massachusetts $1.43B AUM 8.74% 1-Year Est. Return
TS
Triglav Skladi Ljubljana, Slovenia $1.43B AUM 39.24% 1-Year Est. Return
SMA
Sage Mountain Advisors Atlanta, Georgia $1.43B AUM 16.47% 1-Year Est. Return
SCA
Stonebridge Capital Advisors St Paul, Minnesota $1.43B AUM 21.98% 1-Year Est. Return

K2 Principal Fund's Q3 2020 Portfolio in Review

As of Q3 2020, K2 Principal Fund held 361 positions worth $669M, up 6.3% from $629M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

K2 Principal Fund withdrew a net $77.2M in Q3 2020, closing 118 positions and reducing 41 holdings. Its most notable exit was Global Blue Group Holding, an estimated $13.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, up from 6.9% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, K2 Principal Fund opened a new position in CC Neuberger Principal Holdings II worth $10.1M.

  • K2 Principal Fund's largest Q3 2020 buy was CC Neuberger Principal Holdings II: 976,880 shares worth $10.1M.
  • K2 Principal Fund added most to PennyMac Financial in Q3 2020, an estimated $14.1M increase.
  • K2 Principal Fund's biggest Q3 2020 reduction was Tuscan Holdings Corp. II Common Stock, cutting an estimated $3.5M.
  • K2 Principal Fund fully exited Global Blue Group Holding in Q3 2020, selling an estimated $13.5M.
  • K2 Principal Fund's ten largest holdings make up 20% of its $669M portfolio in Q3 2020.
  • K2 Principal Fund opened 109 new positions and closed 118 in Q3 2020.
  • K2 Principal Fund's portfolio value rose 6.3% quarter-over-quarter to $669M.

Based on K2 Principal Fund's 13F filing for Q3 2020, filed 13 Nov 2020.