KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+5.92%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$561M
AUM Growth
+$37.7M
Cap. Flow
-$50.3M
Cap. Flow %
-8.96%
Top 10 Hldgs %
19.2%
Holding
362
New
76
Increased
31
Reduced
31
Closed
117

Top Buys

1
THCBU
Tuscan Holdings Corp. Unit
THCBU
$17.2M
2
TRNE.U
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$8.02M
3
INSUU
Insurance Acquisition Corp. Unit
INSUU
$7.07M
4
LVOXU
LiveVox Holding, Inc. Unit
LVOXU
$7M
5
STNL
Sentinel Energy Services Inc. Class A Common Stock
STNL
$6.89M

Top Sells

1
FSAC
Federal Street Acquisition Corp. Common Stock
FSAC
$11.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
$10M
3
DMTK
DermTech, Inc. Common Stock
DMTK
$6.52M
4
DNB
Dun & Bradstreet
DNB
$6.4M
5
HYACU
Haymaker Acquisition Corp. Unit
HYACU
$6.35M

Sector Composition

1 Consumer Discretionary 9.77%
2 Technology 8.41%
3 Industrials 6.73%
4 Communication Services 6.09%
5 Financials 4.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CVON
201
DELISTED
ConvergeOne Holdings, Inc. Class A Common Stock
CVON
– –
-18,429
Closed -$228K
HDP
202
DELISTED
Hortonworks, Inc.
HDP
– –
-194,892
Closed -$2.81M
STBZ
203
DELISTED
State Bank Financial Corporation. Common Stock
STBZ
– –
-264,127
Closed -$5.7M
GBNK
204
DELISTED
Guaranty Bancorp
GBNK
– –
-158,980
Closed -$3.3M
FCB
205
DELISTED
FCB Financial Holdings, Inc.
FCB
– –
-16,856
Closed -$566K
STNLW
206
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
– –
0
– –
ESV
207
DELISTED
Ensco Rowan plc
ESV
– –
-59,300
Closed -$844K
ATVI
208
DELISTED
Activision Blizzard Inc.
ATVI
– –
-8,500
Closed -$396K
IBTX
209
DELISTED
Independent Bank Group, Inc.
IBTX
– –
0
– –
UFS
210
DELISTED
DOMTAR CORPORATION (New)
UFS
– –
0
– –
CKH
211
DELISTED
Seacor Holdings Inc.
CKH
– –
0
– –
NAVG
212
DELISTED
Navigators Group Inc
NAVG
– –
-26,767
Closed -$1.86M
SHPG
213
DELISTED
Shire pic
SHPG
– –
-11,503
Closed -$2M
GOLD
214
DELISTED
Randgold Resources Ltd
GOLD
– –
-4,480
Closed -$371K
TWLVW
215
DELISTED
Twelve Seas Investment Company Warrant
TWLVW
– –
-95,500
Closed -$25K
LACQW
216
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
– –
-40,400
Closed -$32K
BRPAR
217
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
– –
-340,332
Closed -$123K
LGC.WS
218
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
– –
-50,000
Closed -$17K
AAPL icon
219
Apple
AAPL
$3.56T
– –
-108,000
Closed -$4.26M
ACN icon
220
Accenture
ACN
$159B
– –
-4,000
Closed -$564K
ASHR icon
221
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$2.31B
– –
0
– –
BHP icon
222
BHP
BHP
$138B
– –
0
– –
BIOX icon
223
Bioceres Crop Solutions
BIOX
$163M
– –
-232,607
Closed -$2.34M
CCL icon
224
Carnival Corp
CCL
$42.8B
– –
0
– –
CI icon
225
Cigna
CI
$81.5B
– –
-3,650
Closed -$693K
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