KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
-3.83%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$524M
AUM Growth
-$222M
Cap. Flow
-$235M
Cap. Flow %
-44.8%
Top 10 Hldgs %
18.72%
Holding
377
New
71
Increased
45
Reduced
57
Closed
99

Top Buys

1
GOOG icon
Alphabet (Google) Class C
GOOG
$10M
2
FSAC
Federal Street Acquisition Corp. Common Stock
FSAC
$8.06M
3
CFFAU
CF Finance Acquisition Corp. Unit
CFFAU
$8M
4
FTACU
FinTech Acquisition Corp. III Unit
FTACU
$7.5M
5
VVC
Vectren Corporation
VVC
$6.14M

Top Sells

1
GOOGL icon
Alphabet (Google) Class A
GOOGL
$23.1M
2
AET
Aetna Inc
AET
$23M
3
COL
Rockwell Collins
COL
$19.1M
4
NRCG
NRC Group Holdings Corp.
NRCG
$18.6M
5
EACQ
Easterly Acquisition Corp
EACQ
$16.3M

Sector Composition

1 Financials 9.93%
2 Technology 9.29%
3 Communication Services 8.25%
4 Consumer Discretionary 5.63%
5 Industrials 5.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BROGR
201
DELISTED
Twelve Seas Investment Company Rights
BROGR
$35K 0.01%
99,800
– –
LACQW
202
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$32K ﹤0.01%
40,400
– –
JSYNW
203
DELISTED
Jensyn Acquistion Corp. Warrants
JSYNW
$29K ﹤0.01%
382,627
+35,000
+10% +$2.65K
NEBUW
204
DELISTED
Nebula Acquisition Corporation Warrant
NEBUW
$26K ﹤0.01%
27,849
– –
TWLVW
205
DELISTED
Twelve Seas Investment Company Warrant
TWLVW
$25K ﹤0.01%
95,500
– –
LTN.RT
206
DELISTED
Union Acquisition Corp.
LTN.RT
$22K ﹤0.01%
+57,654
New +$22K
BRACR
207
DELISTED
Black Ridge Acquisition Corp. Right
BRACR
$21K ﹤0.01%
70,500
-5,400
-7% -$1.61K
JSYNR
208
DELISTED
Jensyn Acquistion Corp. Rights
JSYNR
$18K ﹤0.01%
130,155
+100
+0.1% +$14
LTN.WS
209
DELISTED
Union Acquisition Corp.
LTN.WS
$18K ﹤0.01%
71,245
+15,800
+28% +$3.99K
LGC.WS
210
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$17K ﹤0.01%
50,000
– –
TKKSW
211
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
$8K ﹤0.01%
+50,000
New +$8K
AMRWW
212
DELISTED
Alta Mesa Resources, Inc. Warrant
AMRWW
$8K ﹤0.01%
107,166
-50,000
-32% -$3.73K
ESTRW
213
DELISTED
Estre Ambiental, Inc
ESTRW
$7K ﹤0.01%
82,168
-63,587
-44% -$5.42K
MUDSW
214
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
$5K ﹤0.01%
11,000
-7,400
-40% -$3.36K
PERY
215
DELISTED
Perry Ellis International Inc
PERY
– –
-89,943
Closed -$2.46M
HCAC.WS
216
DELISTED
Hennessy Capital Acquisition Corp. III
HCAC.WS
– –
-593,199
Closed -$890K
GSHTW
217
DELISTED
Gores Holdings II, Inc. Warrants
GSHTW
– –
-518,284
Closed -$1.1M
REIS
218
DELISTED
Reis, Inc.
REIS
– –
-27,866
Closed -$641K
WEB
219
DELISTED
Web.com Group, Inc.
WEB
– –
-88,195
Closed -$2.46M
GPT
220
DELISTED
Gramercy Property Trust
GPT
– –
-261,389
Closed -$7.17M
KLXI
221
DELISTED
KLX Inc.
KLXI
– –
-68,385
Closed -$4.29M
SYNT
222
DELISTED
Syntel Inc
SYNT
– –
-20,211
Closed -$828K
CVG
223
DELISTED
Convergys
CVG
– –
-249,923
Closed -$5.93M
AVHI
224
DELISTED
A V Homes, Inc.
AVHI
– –
-279,887
Closed -$5.6M
XCRA
225
DELISTED
Xcerra Corporation
XCRA
– –
-217,870
Closed -$3.11M
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