KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+1.59%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$750M
AUM Growth
-$17.2M
Cap. Flow
-$73.9M
Cap. Flow %
-9.86%
Top 10 Hldgs %
31.39%
Holding
358
New
81
Increased
47
Reduced
51
Closed
76

Top Buys

1
WCN icon
Waste Connections
WCN
$22.2M
2
LGC.U
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
$15M
3
MON
Monsanto Co
MON
$12.6M
4
MGA icon
Magna International
MGA
$9.16M
5
CMSSU
CM Seven Star Acquisition Corporation Unit
CMSSU
$9M

Top Sells

1
DDC
Dominion Diamond Corporation
DDC
$47M
2
RICE
Rice Energy Inc.
RICE
$17.7M
3
DGI
DigitalGlobe Inc.
DGI
$17.2M
4
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
$13.1M
5
KNTK icon
Kinetik
KNTK
$12.5M

Sector Composition

1 Technology 20.81%
2 Communication Services 17.73%
3 Energy 7.34%
4 Financials 6.25%
5 Industrials 5.85%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ESTRW
201
DELISTED
Estre Ambiental, Inc
ESTRW
$16K ﹤0.01%
+21,355
New +$16K
STLRW
202
DELISTED
Stellar Acquisition III Inc. Warrants
STLRW
$10K ﹤0.01%
32,000
– –
AF
203
DELISTED
Astoria Financial Corporation
AF
– –
-24,222
Closed -$521K
PRXL
204
DELISTED
Parexel International Corp
PRXL
– –
-106,215
Closed -$9.36M
SFR
205
DELISTED
Starwood Waypoint Homes
SFR
– –
-131,721
Closed -$4.79M
XL
206
DELISTED
XL Group Ltd.
XL
– –
0
– –
ATVI
207
DELISTED
Activision Blizzard Inc.
ATVI
– –
-66,094
Closed -$4.26M
YELL
208
DELISTED
Yellow Corporation Common Stock
YELL
– –
0
– –
WR
209
DELISTED
Westar Energy Inc
WR
– –
-32,676
Closed -$1.62M
NMRX
210
DELISTED
Numerex Corp
NMRX
– –
-351,730
Closed -$1.34M
DMTX
211
DELISTED
Dimension Therapeutics, Inc
DMTX
– –
-160,000
Closed -$960K
OKSB
212
DELISTED
Southwest Bancorp Inc/OK
OKSB
– –
-35,000
Closed -$964K
DGI
213
DELISTED
DigitalGlobe Inc.
DGI
– –
-488,660
Closed -$17.2M
FPO
214
DELISTED
First Potomac Realty Trust
FPO
– –
-610,403
Closed -$6.8M
CZR
215
DELISTED
Caesars Entertainment Corporation
CZR
– –
0
– –
DDC
216
DELISTED
Dominion Diamond Corporation
DDC
– –
-3,313,017
Closed -$47M
AAN.A
217
DELISTED
AARON'S INC CL-A
AAN.A
– –
-15,000
Closed -$654K
ADM icon
218
Archer Daniels Midland
ADM
$30.2B
– –
0
– –
ALNY icon
219
Alnylam Pharmaceuticals
ALNY
$59.2B
– –
0
– –
ETHZ
220
ETHZilla Corporation Common Stock
ETHZ
$383M
– –
-1,344
Closed -$4.96M
AUPH icon
221
Aurinia Pharmaceuticals
AUPH
$1.63B
– –
0
– –
AXTA icon
222
Axalta
AXTA
$6.89B
– –
-16,300
Closed -$471K
BABA icon
223
Alibaba
BABA
$323B
– –
0
– –
BB icon
224
BlackBerry
BB
$2.31B
– –
0
– –
BDX icon
225
Becton Dickinson
BDX
$55.1B
– –
-10,410
Closed -$1.99M
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