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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.29%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.51B
AUM Growth
+$4.06M
Cap. Flow
-$85.8M
Cap. Flow %
-5.67%
Top 10 Hldgs %
29.14%
Holding
481
New
146
Increased
64
Reduced
66
Closed
164

Top Buys

Rank Stock Value
1
ACEL icon
Accel Entertainment
ACEL
+$11.7M
2
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$11.5M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.1M
4
DGI
DigitalGlobe Inc.
DGI
+$10.3M
5
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
+$9.87M

Top Sells

Rank Stock Value
1
MBLY
Mobileye N.V.
MBLY
+$21.1M
2
NEXT icon
NextDecade
NEXT
+$14.5M
3
WOOF
VCA Inc.
WOOF
+$13M
4
TPGH.U
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
+$12.3M
5
ELOS
Syneron Medical Ltd
ELOS
+$12.1M

Sector Composition

Rank Sector Weight
1 Technology 10.79%
2 Communication Services 8.99%
3 Energy 5.74%
4 Materials 4.62%
5 Financials 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIS icon
201
General Mills
GIS
$19.2B
$1.03M 0.07%
+19,981
New +$1.1M
AYX
202
DELISTED
Alteryx Inc
AYX
$1.02M 0.07%
50,000
-12,873
-20% -$273K
NESRW
203
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
$1M 0.07%
2,000,000
– –
VALE.P
204
DELISTED
Vale S A
VALE.P
$999K 0.07%
+106,846
New +$1M
XL
205
PUT
DELISTED
XL Group Ltd.
XL
$986K 0.07%
+25,000
New +$1.07M
UAL icon
206
United Airlines
UAL
$38.4B
$981K 0.06%
16,118
-982
-6% -$65.4K
OKSB
207
DELISTED
Southwest Bancorp Inc/OK
OKSB
$964K 0.06%
+35,000
New +$899K
DMTX
208
DELISTED
Dimension Therapeutics, Inc
DMTX
$960K 0.06%
+160,000
New +$415K
HSNI
209
DELISTED
HSN, Inc.
HSNI
$922K 0.06%
+23,617
New +$894K
RDNT icon
210
PUT
RadNet
RDNT
$4.84B
$901K 0.06%
+78,000
New +$713K
QCOM icon
211
Qualcomm
QCOM
$176B
$880K 0.06%
16,972
-28,028
-62% -$1.48M
STRP
212
DELISTED
Straight Path Communications Inc.
STRP
$871K 0.06%
+4,823
New +$866K
CBF
213
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
$868K 0.06%
+21,142
New +$807K
BABA icon
214
PUT
Alibaba
BABA
$269B
$864K 0.06%
5,000
-48,000
-91% -$7.78M
ABCO
215
DELISTED
Advisory Board Co
ABCO
$848K 0.06%
+15,805
New +$851K
WGL
216
DELISTED
Wgl Holdings
WGL
$842K 0.06%
+10,000
New +$845K
WGL
217
PUT
DELISTED
Wgl Holdings
WGL
$842K 0.06%
+10,000
New +$845K
CZR
218
CALL
DELISTED
Caesars Entertainment Corporation
CZR
$805K 0.05%
+60,300
New +$731K
SRG
219
Seritage Growth Properties
SRG
$130M
$797K 0.05%
+17,303
New +$803K
FSBK
220
DELISTED
First South Bancorp Inc/VA
FSBK
$796K 0.05%
+42,966
New +$740K
HZNP
221
PUT
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$792K 0.05%
+62,500
New +$795K
TPGE.WS
222
DELISTED
TPG Pace Energy Holdings Corp.
TPGE.WS
$776K 0.05%
583,333
– –
ENPH icon
223
Enphase Energy
ENPH
$4.84B
$770K 0.05%
506,570
+65,760
+15% +$67.3K
HEI.A icon
224
HEICO Corp Class A
HEI.A
$35.4B
$768K 0.05%
15,758
-10,425
-40% -$477K
YELL
225
PUT
DELISTED
Yellow Corporation Common Stock
YELL
$759K 0.05%
+55,000
New +$693K
7 8
9
10 11

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WIM
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LCG
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CCM
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SMA
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SCA
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K2 Principal Fund's Q3 2017 Portfolio in Review

As of Q3 2017, K2 Principal Fund held 481 positions worth $1.51B, up 0.27% from $1.51B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

K2 Principal Fund withdrew a net $85.8M in Q3 2017, closing 164 positions and reducing 66 holdings. Its most notable exit was Mobileye N.V., an estimated $21.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Communication Services and Energy.

Against the trend, K2 Principal Fund opened a new position in Accel Entertainment worth $11.8M.

  • K2 Principal Fund's largest Q3 2017 buy was Accel Entertainment: 1,200,000 shares worth $11.8M.
  • K2 Principal Fund added most to Alphabet (Google) Class A in Q3 2017, an estimated $11.1M increase.
  • K2 Principal Fund's biggest Q3 2017 reduction was Dell, cutting an estimated $7.09M.
  • K2 Principal Fund fully exited Mobileye N.V. in Q3 2017, selling an estimated $21.1M.
  • K2 Principal Fund's ten largest holdings make up 29% of its $1.51B portfolio in Q3 2017.
  • K2 Principal Fund opened 146 new positions and closed 164 in Q3 2017.
  • K2 Principal Fund's portfolio value rose 0.27% quarter-over-quarter to $1.51B.

Based on K2 Principal Fund's 13F filing for Q3 2017, filed 9 Nov 2017.