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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+6.02%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.2B
AUM Growth
+$146M
Cap. Flow
+$18.1M
Cap. Flow %
1.5%
Top 10 Hldgs %
29.56%
Holding
432
New
155
Increased
62
Reduced
58
Closed
138

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$22.3M
2
KAACU
Kayne Anderson Acquisition Corp. Unit
KAACU
+$20M
3
CWEI
Clayton Williams Energy, Inc.
CWEI
+$17.5M
4
GSHTU
Gores Holdings II, Inc. Units
GSHTU
+$6.74M
5
DBD
Diebold Nixdorf Incorporated
DBD
+$6.32M

Top Sells

Rank Stock Value
1
STJ
St Jude Medical
STJ
+$31.4M
2
ACAS
American Capital Ltd
ACAS
+$25M
3
IOC
Interoil Corporation
IOC
+$14.6M
4
WCN
Waste Connections
WCN
+$13.6M
5
BAS
Basis Energy Services, Inc.
BAS
+$10.4M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Energy 5.43%
3 Communication Services 5.27%
4 Financials 4.83%
5 Materials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBD icon
201
Warner Bros
WBD
$64.6B
$815K 0.07%
+28,000
New +$785K
BRSL
202
PUT
Brightstar Lottery PLC
BRSL
$1.91B
$813K 0.07%
34,300
– –
TFCFA
203
PUT
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$810K 0.07%
+25,000
New +$764K
EDGW
204
DELISTED
Edgewater Technology Inc
EDGW
$743K 0.06%
+99,738
New +$707K
CSRA
205
CALL
DELISTED
CSRA Inc.
CSRA
$732K 0.06%
+25,000
New +$767K
PRGO icon
206
Perrigo
PRGO
$1.4B
$724K 0.06%
10,901
-30,578
-74% -$2.33M
OCLR
207
DELISTED
Oclaro Inc.
OCLR
$687K 0.06%
+70,000
New +$657K
EXAR
208
DELISTED
Exar Corporation
EXAR
$651K 0.05%
+50,000
New +$536K
AMTD
209
DELISTED
TD Ameritrade Holding Corp
AMTD
$649K 0.05%
+16,706
New +$711K
TFCF
210
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$636K 0.05%
+20,000
New +$601K
KLREW
211
DELISTED
KLR Energy Acquisition Corp.
KLREW
$632K 0.05%
+535,581
New +$707K
ASRT
212
DELISTED
Assertio
ASRT
$630K 0.05%
837
+595
+246% +$603K
HRMNW
213
DELISTED
Harmony Merger Corp. Warrant
HRMNW
$624K 0.05%
1,247,449
+357,179
+40% +$209K
BRK.B icon
214
Berkshire Hathaway Class B
BRK.B
$1.07T
$623K 0.05%
3,738
-1,000
-21% -$167K
BYD icon
215
Boyd Gaming
BYD
$6.47B
$616K 0.05%
28,000
+11,700
+72% +$238K
BKI
216
PUT
DELISTED
Black Knight, Inc. Common Stock
BKI
$613K 0.05%
+16,000
New +$602K
LCUT icon
217
Lifetime Brands
LCUT
$199M
$612K 0.05%
+30,451
New +$498K
EEM icon
218
PUT
iShares MSCI Emerging Markets ETF
EEM
$28B
$591K 0.05%
+15,000
New +$570K
BAC icon
219
CALL
Bank of America
BAC
$435B
$590K 0.05%
+25,000
New +$593K
BLK icon
220
Blackrock
BLK
$164B
$575K 0.05%
1,500
-5,667
-79% -$2.17M
HEOP
221
DELISTED
Heritage Oaks Bancorp
HEOP
$572K 0.05%
+42,812
New +$567K
RPXC
222
DELISTED
RPX Corporation
RPXC
$569K 0.05%
47,425
-21,727
-31% -$247K
AUD
223
DELISTED
Audacy, Inc.
AUD
$568K 0.05%
+39,688
New +$587K
LUMN icon
224
Lumen
LUMN
$6.53B
$567K 0.05%
24,042
-101,758
-81% -$2.48M
ALJ
225
DELISTED
Alon USA Energy Inc
ALJ
$550K 0.05%
+45,087
New +$538K
7 8
9
10 11

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WIM
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LCG
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CCM
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SMA
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SCA
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K2 Principal Fund's Q1 2017 Portfolio in Review

As of Q1 2017, K2 Principal Fund held 432 positions worth $1.2B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

K2 Principal Fund's Q1 2017 filing shows 155 new, 62 increased, 58 reduced and 138 closed positions. Its largest new stake was Kayne Anderson Acquisition Corp. Unit: 2,000,000 shares worth $20M. The largest sale was St Jude Medical, an estimated $31.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 7.6% a quarter earlier, followed by Energy and Communication Services.

  • K2 Principal Fund's largest Q1 2017 buy was Kayne Anderson Acquisition Corp. Unit: 2,000,000 shares worth $20M.
  • K2 Principal Fund added most to Time Warner Inc in Q1 2017, an estimated $22.3M increase.
  • K2 Principal Fund's biggest Q1 2017 reduction was Cypress Semiconductor, cutting an estimated $7.44M.
  • K2 Principal Fund fully exited St Jude Medical in Q1 2017, selling an estimated $31.4M.
  • K2 Principal Fund's ten largest holdings make up 30% of its $1.2B portfolio in Q1 2017.
  • K2 Principal Fund opened 155 new positions and closed 138 in Q1 2017.
  • K2 Principal Fund's portfolio value rose 14% quarter-over-quarter to $1.2B.

Based on K2 Principal Fund's 13F filing for Q1 2017, filed 11 May 2017.