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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+11.93%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$892M
AUM Growth
+$133M
Cap. Flow
+$76.1M
Cap. Flow %
8.54%
Top 10 Hldgs %
27.8%
Holding
388
New
139
Increased
53
Reduced
52
Closed
111

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$15.6M
2
YHOO
Yahoo Inc
YHOO
+$11.1M
3
WWAV
The WhiteWave Foods Company
WWAV
+$10.8M
4
BMY icon
Bristol-Myers Squibb
BMY
+$10.2M
5
KLAC icon
KLA
KLAC
+$7.95M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$30.2M
2
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$18M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$14.1M
4
FNFG
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
+$12.4M
5
CPXX
CELATOR PHARMACEUTICALS INC. COMMON STOCK
CPXX
+$8.13M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Energy 4.6%
3 Communication Services 4.08%
4 Industrials 4.05%
5 Financials 3.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SQQQ icon
201
PUT
ProShares UltraPro Short QQQ
SQQQ
$2.21B
$428K 0.05%
+3
New +$445K
SNAX
202
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$414K 0.05%
2,793
+206
+8% +$30.4K
BALL icon
203
Ball Corp
BALL
$17B
$410K 0.05%
10,000
– –
TSLA icon
204
PUT
Tesla
TSLA
$1.24T
$408K 0.05%
30,000
-247,500
-89% -$3.57M
HSY icon
205
Hershey
HSY
$35.4B
$406K 0.05%
+4,252
New +$450K
JPM icon
206
PUT
JPMorgan Chase
JPM
$939B
$400K 0.04%
+6,000
New +$391K
GILD icon
207
CALL
Gilead Sciences
GILD
$161B
$396K 0.04%
+5,000
New +$406K
VIAB
208
CALL
DELISTED
Viacom Inc. Class B
VIAB
$381K 0.04%
+10,000
New +$414K
ABUS icon
209
Arbutus Biopharma
ABUS
$865M
$370K 0.04%
107,620
+44,070
+69% +$172K
AEGR
210
DELISTED
Aegerion Pharmaceuticals
AEGR
$370K 0.04%
124,454
-395,711
-76% -$686K
CBOE icon
211
Cboe Global Markets
CBOE
$29.8B
$368K 0.04%
+5,680
New +$387K
OACQ
212
DELISTED
Origo Acquisition Corporation
OACQ
$366K 0.04%
35,494
+1,800
+5% +$18.5K
TZA icon
213
PUT
Direxion Daily Small Cap Bear 3x ETF
TZA
$213M
$357K 0.04%
+33
New +$390K
GILD icon
214
PUT
Gilead Sciences
GILD
$161B
$356K 0.04%
+4,500
New +$366K
TLN
215
DELISTED
Talen Energy Corporation
TLN
$341K 0.04%
24,623
– –
ILF icon
216
iShares Latin America 40 ETF
ILF
$3.77B
$338K 0.04%
12,065
-7,202
-37% -$201K
STLRU
217
DELISTED
Stellar Acquisition III Inc. Units
STLRU
$319K 0.04%
+32,000
New +$319K
CAKE icon
218
Cheesecake Factory
CAKE
$4.21B
$300K 0.03%
6,000
-6,852
-53% -$350K
BWA icon
219
BorgWarner
BWA
$13.2B
$299K 0.03%
+9,661
New +$285K
INSE icon
220
Inspired Entertainment
INSE
$177M
$291K 0.03%
+29,209
New +$291K
GCI
221
DELISTED
Gannett Co., Inc
GCI
$291K 0.03%
+25,000
New +$311K
AXTA icon
222
Axalta
AXTA
$7.01B
$283K 0.03%
+10,000
New +$280K
ARWA
223
DELISTED
Arowana Inc.
ARWA
$274K 0.03%
+26,885
New +$272K
SLV icon
224
iShares Silver Trust
SLV
$28.1B
$255K 0.03%
+14,000
New +$261K
SHOR
225
CALL
DELISTED
ShoreTel, Inc.
SHOR
$247K 0.03%
30,900
-12,000
-28% -$93.9K
7 8
9
10 11

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K2 Principal Fund's Q3 2016 Portfolio in Review

As of Q3 2016, K2 Principal Fund held 388 positions worth $892M, up 18% from $758M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

K2 Principal Fund deployed $76.1M of net new capital in Q3 2016, opening 139 new positions and adding to 53 existing holdings. Its largest new stake was Alphabet (Google) Class C: 410,620 shares worth $16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was Permian Resources, an estimated $4.76M trimmed.

  • K2 Principal Fund's largest Q3 2016 buy was Alphabet (Google) Class C: 410,620 shares worth $16M.
  • K2 Principal Fund added most to Yahoo Inc in Q3 2016, an estimated $11.1M increase.
  • K2 Principal Fund's biggest Q3 2016 reduction was Permian Resources, cutting an estimated $4.76M.
  • K2 Principal Fund fully exited Alphabet (Google) Class A in Q3 2016, selling an estimated $30.2M.
  • K2 Principal Fund's ten largest holdings make up 28% of its $892M portfolio in Q3 2016.
  • K2 Principal Fund opened 139 new positions and closed 111 in Q3 2016.
  • K2 Principal Fund's portfolio value rose 18% quarter-over-quarter to $892M.

Based on K2 Principal Fund's 13F filing for Q3 2016, filed 15 Nov 2016.