We are live on ! Find out more
KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$871M
AUM Growth
-$35.6M
Cap. Flow
-$72.1M
Cap. Flow %
-8.28%
Top 10 Hldgs %
31.88%
Holding
420
New
69
Increased
48
Reduced
66
Closed
133

Top Buys

Rank Stock Value
1
COOP
Mr. Cooper
COOP
+$24.3M
2
PMT
PennyMac Mortgage Investment
PMT
+$19.5M
3
SJT
San Juan Basin Royalty Trust
SJT
+$8.97M
4
SPRY icon
ARS Pharmaceuticals
SPRY
+$8.41M
5
TWO
Two Harbors Investment
TWO
+$6.57M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$52M
2
COIN icon
Coinbase
COIN
+$16M
3
SIVB
SVB Financial Group
SIVB
+$15.9M
4
CIXX
CI Financial Corp.
CIXX
+$11.9M
5
GME icon
GameStop
GME
+$11.8M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Real Estate 4.84%
3 Healthcare 4.77%
4 Consumer Discretionary 4.27%
5 Energy 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GWIIW
176
DELISTED
Good Works II Acquisition Corp. Warrant
GWIIW
$84K 0.01%
381,241
-5,051
-1% -$452
TYGOW
177
DELISTED
Tigo Energy, Inc. Warrant
TYGOW
$82K 0.01%
821,145
– –
CLOER
178
DELISTED
Clover Leaf Capital Corp. Rights
CLOER
$80K 0.01%
1,721,812
-2,894
-0.2% -$191
RNERW
179
DELISTED
Mount Rainier Acquisition Corp. Warrant
RNERW
$75K 0.01%
499,990
– –
SOFI icon
180
SoFi Technologies
SOFI
$19.3B
$73K 0.01%
15,000
– –
PET
181
DELISTED
Wag!
PET
$62K 0.01%
+60,000
New +$393K
AGAC.WS
182
DELISTED
African Gold Acquisition Corp Warrants
AGAC.WS
$58K 0.01%
1,456,944
– –
PUCKW
183
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
$56K 0.01%
1,362,053
-1,500
-0.1% -$138
JWACR
184
DELISTED
Jupiter Wellness Acquisition Corp. Right
JWACR
$55K 0.01%
666,100
– –
ENCPW
185
DELISTED
Energem Corp Warrant
ENCPW
$53K 0.01%
527,749
– –
GLLIR
186
DELISTED
Globalink Investment Inc. Rights
GLLIR
$49K 0.01%
400,000
– –
ROCAR
187
DELISTED
ROC Energy Acquisition Corp. Rights
ROCAR
$48K 0.01%
800,000
– –
BSAQ.WS
188
DELISTED
Black Spade Acquisition Co Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
BSAQ.WS
$45K 0.01%
388,920
– –
CGAU
189
Centerra Gold
CGAU
$3.29B
$44K 0.01%
+10,000
New +$52K
LAAAW
190
DELISTED
Lakeshore Acquisition I Corp. Warrant
LAAAW
$44K 0.01%
265,780
-100
-0% -$19
MBTCR
191
DELISTED
Nocturne Acquisition Corporation Right
MBTCR
$42K ﹤0.01%
949,931
– –
THCAW
192
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$42K ﹤0.01%
564,472
– –
SOC.WS
193
DELISTED
Sable Offshore Corp. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
SOC.WS
$40K ﹤0.01%
287,746
-87,254
-23% -$17.2K
MSAIW icon
194
MultiSensor AI Holdings Warrant
MSAIW
$715K
$39K ﹤0.01%
375,000
– –
WINVW
195
DELISTED
WinVest Acquisition Corp. Warrant
WINVW
$39K ﹤0.01%
650,000
– –
FATPW
196
DELISTED
Fat Projects Acquisition Corp Warrant
FATPW
$39K ﹤0.01%
771,779
– –
PSIL icon
197
AdvisorShares Psychedelics ETF
PSIL
$48.6M
$38K ﹤0.01%
1,331
-669
-33% -$21.3K
ENERR
198
DELISTED
Accretion Acquisition Corp Right
ENERR
$38K ﹤0.01%
500,000
– –
JMACW
199
DELISTED
Maxpro Capital Acquisition Corp. Warrants
JMACW
$38K ﹤0.01%
325,000
– –
HCICW
200
DELISTED
Hennessy Capital Investment Corp. V Warrant
HCICW
$37K ﹤0.01%
379,873
– –
6 7
8
9 10

Similar funds

KGI
Kopernik Global Investors Tampa, Florida $1.43B AUM 63.57% 1-Year Est. Return
SC
Styrax Capital New York $1.43B AUM 50.63% 1-Year Est. Return
WIM
Weitz Investment Management Omaha, Nebraska $1.43B AUM 0.51% 1-Year Est. Return
LCG
Luxor Capital Group New York $1.43B AUM 30.88% 1-Year Est. Return
CCM
Callodine Capital Management Boston, Massachusetts $1.43B AUM 8.74% 1-Year Est. Return
TS
Triglav Skladi Ljubljana, Slovenia $1.43B AUM 39.24% 1-Year Est. Return
SMA
Sage Mountain Advisors Atlanta, Georgia $1.43B AUM 16.47% 1-Year Est. Return
SCA
Stonebridge Capital Advisors St Paul, Minnesota $1.43B AUM 21.98% 1-Year Est. Return

K2 Principal Fund's Q3 2022 Portfolio in Review

As of Q3 2022, K2 Principal Fund held 420 positions worth $871M, down 3.9% from $907M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

K2 Principal Fund withdrew a net $72.1M in Q3 2022, closing 133 positions and reducing 66 holdings. Its most notable exit was Tesla, an estimated $52M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 13% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, K2 Principal Fund opened a new position in Mr. Cooper worth $23.3M.

  • K2 Principal Fund's largest Q3 2022 buy was Mr. Cooper: 574,409 shares worth $23.3M.
  • K2 Principal Fund added most to San Juan Basin Royalty Trust in Q3 2022, an estimated $8.97M increase.
  • K2 Principal Fund's biggest Q3 2022 reduction was Coinbase, cutting an estimated $16M.
  • K2 Principal Fund fully exited Tesla in Q3 2022, selling an estimated $52M.
  • K2 Principal Fund's ten largest holdings make up 32% of its $871M portfolio in Q3 2022.
  • K2 Principal Fund opened 69 new positions and closed 133 in Q3 2022.
  • K2 Principal Fund's portfolio value fell 3.9% quarter-over-quarter to $871M.

Based on K2 Principal Fund's 13F filing for Q3 2022, filed 14 Nov 2022.