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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.15%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.23B
AUM Growth
+$28.2M
Cap. Flow
-$167M
Cap. Flow %
-13.57%
Top 10 Hldgs %
30.38%
Holding
553
New
191
Increased
38
Reduced
38
Closed
238

Top Buys

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$88.5M
2
PFSI icon
PennyMac Financial
PFSI
+$40.7M
3
PMT
PennyMac Mortgage Investment
PMT
+$16M
4
PFTAU
Perception Capital Corp. III Unit
PFTAU
+$16M
5
CHWAU
CHW Acquisition Corporation Unit
CHWAU
+$9.92M

Top Sells

Rank Stock Value
1
SKIN icon
SkinHealth Systems
SKIN
+$21.8M
2
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$15.1M
3
GACQU
Global Consumer Acquisition Corp. Unit
GACQU
+$12.2M
4
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$10.2M
5
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$8.78M

Sector Composition

Rank Sector Weight
1 Financials 18.24%
2 Real Estate 4.79%
3 Healthcare 4.26%
4 Technology 2.93%
5 Communication Services 2.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESSC
176
DELISTED
East Stone Acquisition Corporation Ordinary Shares
ESSC
$551K 0.04%
54,032
– –
WFG icon
177
West Fraser Timber
WFG
$5.28B
$533K 0.04%
+5,000
New +$373K
FOCS
178
CALL
DELISTED
Focus Financial Partners Inc. Class A
FOCS
$518K 0.04%
9,900
-31,000
-76% -$1.58M
AGAC.WS
179
DELISTED
African Gold Acquisition Corp Warrants
AGAC.WS
$516K 0.04%
+1,074,827
New +$588K
TIXT
180
DELISTED
TELUS International
TIXT
$515K 0.04%
+14,699
New +$476K
WBD icon
181
CALL
Warner Bros
WBD
$64.2B
$508K 0.04%
+20,000
New +$562K
GEN icon
182
PUT
Gen Digital
GEN
$16.5B
$506K 0.04%
+20,000
New +$521K
VEI
183
DELISTED
Vine Energy Inc.
VEI
$489K 0.04%
+29,717
New +$446K
FBC
184
DELISTED
Flagstar Bancorp, Inc. New
FBC
$483K 0.04%
9,514
-16,234
-63% -$767K
CLOER
185
DELISTED
Clover Leaf Capital Corp. Rights
CLOER
$482K 0.04%
+1,149,000
New +$476K
PUCKW
186
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
$478K 0.04%
+819,807
New +$517K
HCARW
187
DELISTED
Healthcare Services Acquisition Corporation Warrant
HCARW
$466K 0.04%
+705,612
New +$498K
EXEEL
188
DELISTED
Expand Energy Corp Class C Warrants
EXEEL
$457K 0.04%
+15,633
New +$377K
LYV icon
189
PUT
Live Nation Entertainment
LYV
$42.1B
$456K 0.04%
+5,000
New +$421K
FAZEW
190
DELISTED
FaZe Holdings Inc. Warrant
FAZEW
$450K 0.04%
+582,692
New +$558K
CLBT icon
191
Cellebrite
CLBT
$3.7B
$444K 0.04%
+47,901
New +$501K
HERAW
192
DELISTED
FTAC Hera Acquisition Corp. Warrant
HERAW
$434K 0.04%
+421,018
New +$497K
GOGO icon
193
CALL
Gogo Inc
GOGO
$550M
$432K 0.04%
+25,000
New +$303K
RDBXW
194
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
$421K 0.03%
+448,047
New +$334K
PRPC.WS
195
DELISTED
CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PRPC.WS
$419K 0.03%
+418,946
New +$497K
BGC icon
196
BGC Group
BGC
$5.73B
$418K 0.03%
80,246
-17,355
-18% -$92.2K
GRP.U
197
CALL
DELISTED
Granite Real Estate Investment Trust
GRP.U
$405K 0.03%
+4,500
New +$318K
SNAXW
198
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$397K 0.03%
+509,585
New +$515K
VLN.WS
199
DELISTED
Valens Semiconductor Ltd Warrants
VLN.WS
$376K 0.03%
+648,414
New +$409K
MAAC
200
DELISTED
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
$374K 0.03%
40,000
-239,782
-86% -$2.38M
6 7
8
9 10

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WIM
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LCG
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CCM
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TS
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SMA
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SCA
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K2 Principal Fund's Q3 2021 Portfolio in Review

As of Q3 2021, K2 Principal Fund held 553 positions worth $1.23B, up 2.3% from $1.2B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

K2 Principal Fund withdrew a net $167M in Q3 2021, closing 238 positions and reducing 38 holdings. Its most notable exit was CC Neuberger Principal Holdings II Class A Ordinary Shares, an estimated $15.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 15% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, K2 Principal Fund opened a new position in Perception Capital Corp. III Unit worth $15.9M.

  • K2 Principal Fund's largest Q3 2021 buy was Perception Capital Corp. III Unit: 1,600,000 shares worth $15.9M.
  • K2 Principal Fund added most to CI Financial Corp. in Q3 2021, an estimated $88.5M increase.
  • K2 Principal Fund's biggest Q3 2021 reduction was SkinHealth Systems, cutting an estimated $21.8M.
  • K2 Principal Fund fully exited CC Neuberger Principal Holdings II Class A Ordinary Shares in Q3 2021, selling an estimated $15.1M.
  • K2 Principal Fund's ten largest holdings make up 30% of its $1.23B portfolio in Q3 2021.
  • K2 Principal Fund opened 191 new positions and closed 238 in Q3 2021.
  • K2 Principal Fund's portfolio value rose 2.3% quarter-over-quarter to $1.23B.

Based on K2 Principal Fund's 13F filing for Q3 2021, filed 12 Nov 2021.