KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+5.92%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$561M
AUM Growth
+$37.7M
Cap. Flow
-$50.3M
Cap. Flow %
-8.96%
Top 10 Hldgs %
19.2%
Holding
362
New
76
Increased
31
Reduced
31
Closed
117

Top Buys

1
THCBU
Tuscan Holdings Corp. Unit
THCBU
$17.2M
2
TRNE.U
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$8.02M
3
INSUU
Insurance Acquisition Corp. Unit
INSUU
$7.07M
4
LVOXU
LiveVox Holding, Inc. Unit
LVOXU
$7M
5
STNL
Sentinel Energy Services Inc. Class A Common Stock
STNL
$6.89M

Top Sells

1
FSAC
Federal Street Acquisition Corp. Common Stock
FSAC
$11.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
$10M
3
DMTK
DermTech, Inc. Common Stock
DMTK
$6.52M
4
DNB
Dun & Bradstreet
DNB
$6.4M
5
HYACU
Haymaker Acquisition Corp. Unit
HYACU
$6.35M

Sector Composition

1 Consumer Discretionary 9.77%
2 Technology 8.41%
3 Industrials 6.73%
4 Communication Services 6.09%
5 Financials 4.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LTN.U
176
DELISTED
Union Acquisition Corp.
LTN.U
– –
-336,381
Closed -$3.58M
LTN.WS
177
DELISTED
Union Acquisition Corp.
LTN.WS
– –
-71,245
Closed -$18K
LTN.RT
178
DELISTED
Union Acquisition Corp.
LTN.RT
– –
-57,654
Closed -$22K
CIVI
179
DELISTED
Civitas Solutions, Inc.
CIVI
– –
-40,051
Closed -$701K
PRTHW
180
DELISTED
Priority Technology Holdings, Inc. Warrant
PRTHW
– –
-797,219
Closed -$997K
SPA
181
DELISTED
Sparton
SPA
– –
-37,904
Closed -$689K
ITG
182
DELISTED
Investment Technology Group Inc
ITG
– –
-93,655
Closed -$2.83M
NXEOW
183
DELISTED
Nexeo Solutions, Inc. Warrant
NXEOW
– –
-749,911
Closed -$300K
GTYHW
184
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
– –
-329,729
Closed -$257K
AHL
185
DELISTED
ASPEN Insurance Holding Limited
AHL
– –
-94,326
Closed -$3.96M
ATHN
186
DELISTED
Athenahealth, Inc.
ATHN
– –
-44,345
Closed -$5.85M
DNB
187
DELISTED
Dun & Bradstreet
DNB
– –
-44,862
Closed -$6.4M
P
188
DELISTED
Pandora Media Inc
P
– –
-662,600
Closed -$5.36M
SEND
189
DELISTED
SendGrid, Inc.
SEND
– –
-52,567
Closed -$2.27M
VVC
190
DELISTED
Vectren Corporation
VVC
– –
-88,140
Closed -$6.34M
WRD
191
DELISTED
WildHorse Resource Development
WRD
– –
-110,676
Closed -$1.56M
ESIO
192
DELISTED
Electro Scientific Industries
ESIO
– –
-65,736
Closed -$1.97M
BOJA
193
DELISTED
Bojangles', Inc. Common Stock
BOJA
– –
-150,733
Closed -$2.42M
WINR
194
DELISTED
Simplicity Esports and Gaming Company Common Stock
WINR
– –
-33,821
Closed -$203K
BBCPW
195
DELISTED
Concrete Pumping Holdings, Inc. Warrant
BBCPW
– –
-298,950
Closed -$233K
INTX
196
DELISTED
Intersections, Inc.
INTX
– –
-128,010
Closed -$472K
IMPV
197
DELISTED
Imperva, Inc.
IMPV
– –
-65,206
Closed -$3.63M
APTI
198
DELISTED
Apptio, Inc. Class A Common Stock
APTI
– –
-48,659
Closed -$1.85M
SMSHW
199
DELISTED
Smaaash Entertainment Inc. Warrant
SMSHW
– –
-795,144
Closed -$138K
FSAC
200
DELISTED
Federal Street Acquisition Corp. Common Stock
FSAC
– –
-1,095,285
Closed -$11.1M
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