KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
-3.83%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$524M
AUM Growth
-$222M
Cap. Flow
-$235M
Cap. Flow %
-44.8%
Top 10 Hldgs %
18.72%
Holding
377
New
71
Increased
45
Reduced
57
Closed
99

Top Buys

1
GOOG icon
Alphabet (Google) Class C
GOOG
$10M
2
FSAC
Federal Street Acquisition Corp. Common Stock
FSAC
$8.06M
3
CFFAU
CF Finance Acquisition Corp. Unit
CFFAU
$8M
4
FTACU
FinTech Acquisition Corp. III Unit
FTACU
$7.5M
5
VVC
Vectren Corporation
VVC
$6.14M

Top Sells

1
GOOGL icon
Alphabet (Google) Class A
GOOGL
$23.1M
2
AET
Aetna Inc
AET
$23M
3
COL
Rockwell Collins
COL
$19.1M
4
NRCG
NRC Group Holdings Corp.
NRCG
$18.6M
5
EACQ
Easterly Acquisition Corp
EACQ
$16.3M

Sector Composition

1 Financials 9.93%
2 Technology 9.29%
3 Communication Services 8.25%
4 Consumer Discretionary 5.63%
5 Industrials 5.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BROG
176
DELISTED
Brooge Energy
BROG
$277K 0.04%
28,200
– –
GTYHW
177
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
$257K 0.04%
329,729
-44,400
-12% -$34.6K
BBCPW
178
DELISTED
Concrete Pumping Holdings, Inc. Warrant
BBCPW
$233K 0.04%
+298,950
New +$233K
SCACW
179
DELISTED
Saban Capital Acquisition Corp. Warrants
SCACW
$231K 0.04%
385,295
+4,700
+1% +$2.82K
CVON
180
DELISTED
ConvergeOne Holdings, Inc. Class A Common Stock
CVON
$228K 0.03%
+18,429
New +$228K
NRCG.WS
181
DELISTED
NRC Group Holdings Corp.
NRCG.WS
$215K 0.03%
+265,330
New +$215K
CMSSR
182
DELISTED
CM Seven Star Acquisition Corporation Right
CMSSR
$213K 0.03%
574,454
+102,500
+22% +$38K
FNF icon
183
Fidelity National Financial
FNF
$16.5B
$205K 0.03%
+6,792
New +$205K
WINR
184
DELISTED
Simplicity Esports and Gaming Company Common Stock
WINR
$203K 0.03%
33,821
-176,948
-84% -$1.06M
VEACW
185
DELISTED
Vantage Energy Acquisition Corp.
VEACW
$189K 0.03%
402,174
-431,159
-52% -$203K
TWNKW
186
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$180K 0.03%
194,000
-30,000
-13% -$27.8K
OMAD.WS
187
DELISTED
One Madison Corporation
OMAD.WS
$144K 0.02%
185,059
-3,900
-2% -$3.04K
SMSHW
188
DELISTED
Smaaash Entertainment Inc. Warrant
SMSHW
$138K 0.02%
+795,144
New +$138K
WRLSW
189
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
$135K 0.02%
673,401
– –
CMSSW
190
DELISTED
CM Seven Star Acquisition Corporation Warrant
CMSSW
$132K 0.02%
528,234
+18,700
+4% +$4.67K
GSAH.WS
191
DELISTED
GS Acquisition Holdings Corp Warrants, each whole warrant exercisable for one share of Class A Commo
GSAH.WS
$127K 0.02%
101,020
– –
BRPAR
192
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$123K 0.02%
340,332
– –
TMCXW
193
DELISTED
Trinity Merger Corp. Warrant
TMCXW
$118K 0.02%
299,400
– –
CIC.WS
194
DELISTED
Capitol Investment Corp. IV
CIC.WS
$92K 0.01%
92,000
– –
PRTH icon
195
Priority Technology Holdings
PRTH
$615M
$80K 0.01%
10,062
-17,738
-64% -$141K
TIBRW
196
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
$78K 0.01%
200,000
– –
WRLSR
197
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
$50K 0.01%
173,586
– –
USWSW
198
DELISTED
U.S. Well Services, Inc. Warrants
USWSW
$48K 0.01%
+80,484
New +$48K
GIG.RT
199
DELISTED
GigCapital, Inc. Rights, each exchangeable into one-tenth of one share of Common Stock
GIG.RT
$45K 0.01%
164,000
+4,800
+3% +$1.32K
NRXPW icon
200
NRX Pharmaceuticals, Inc. Warrant
NRXPW
$1.19M
$39K 0.01%
101,200
– –
6 7
8
9 10