KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+2.68%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$767M
AUM Growth
-$57.8M
Cap. Flow
-$126M
Cap. Flow %
-16.46%
Top 10 Hldgs %
36.24%
Holding
380
New
77
Increased
42
Reduced
46
Closed
97

Top Buys

1
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
$12M
2
ACEL icon
Accel Entertainment
ACEL
$11.8M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
$11.4M
4
DGI
DigitalGlobe Inc.
DGI
$10.6M
5
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$9.87M

Top Sells

1
MBLY
Mobileye N.V.
MBLY
$21.1M
2
NEXT icon
NextDecade
NEXT
$14.5M
3
WOOF
VCA Inc.
WOOF
$13M
4
TPGH.U
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
$12.3M
5
ELOS
Syneron Medical Ltd
ELOS
$12.1M

Sector Composition

1 Technology 20.63%
2 Communication Services 17.73%
3 Energy 11.33%
4 Materials 9.11%
5 Financials 7.92%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BLBD icon
176
Blue Bird Corp
BLBD
$1.87B
$215K 0.01%
+10,415
New +$215K
EAGLW
177
DELISTED
Double Eagle Acquisition Corp. Warrant
EAGLW
$204K 0.01%
+295,700
New +$204K
MMDMW
178
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$189K 0.01%
349,600
-400
-0.1% -$216
LCAHW
179
DELISTED
Landcadia Holdings, Inc. Warrant
LCAHW
$178K 0.01%
250,000
– –
CNACW
180
DELISTED
Constellation Alpha Capital Corp. Warrant
CNACW
$155K 0.01%
+675,000
New +$155K
FMCIW
181
DELISTED
Forum Merger Corporation Warrant
FMCIW
$153K 0.01%
492,900
+200,000
+68% +$62.1K
GTYHW
182
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
$147K 0.01%
125,753
– –
NEXTW
183
DELISTED
NextDecade Corporation Warrant
NEXTW
$147K 0.01%
+158,592
New +$147K
AHPAW
184
DELISTED
Avista Healthcare Public Acquisition Corp. Warrants
AHPAW
$140K 0.01%
350,000
– –
MACQW
185
DELISTED
M I Acquisitions, Inc. Warrant
MACQW
$138K 0.01%
400,000
– –
SMPLW
186
DELISTED
The Simply Good Foods Company Warrant
SMPLW
$119K 0.01%
+50,000
New +$119K
PVG
187
DELISTED
PRETIUM RESOURCES INC.
PVG
$109K 0.01%
+11,822
New +$109K
NXEOW
188
DELISTED
Nexeo Solutions, Inc. Warrant
NXEOW
$109K 0.01%
248,817
– –
FMCIR
189
DELISTED
Forum Merger Corporation Right
FMCIR
$105K 0.01%
390,600
-200,000
-34% -$53.8K
MIIIW
190
DELISTED
M III Acquisition Corp. Warrant
MIIIW
$97K 0.01%
179,500
– –
NAK
191
Northern Dynasty Minerals
NAK
$466M
$90K 0.01%
+50,000
New +$90K
KBLMW
192
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$87K 0.01%
508,600
– –
ATACR
193
DELISTED
Atlantic Acquisition Corp. Right
ATACR
$78K 0.01%
+141,950
New +$78K
MPACW
194
DELISTED
Matlin & Partners Acquisition Corporation
MPACW
$68K ﹤0.01%
195,100
– –
ELECW
195
DELISTED
Electrum Special Acquisition Corporation
ELECW
$46K ﹤0.01%
+143,202
New +$46K
BCACW
196
DELISTED
Bison Capital Acquistion Corp Warrant
BCACW
$31K ﹤0.01%
+92,200
New +$31K
STLRW
197
DELISTED
Stellar Acquisition III Inc. Warrants
STLRW
$12K ﹤0.01%
32,000
– –
ANW
198
DELISTED
Aegean Marine Petroleum Network
ANW
– –
-17,100
Closed -$100K
SHLD
199
DELISTED
Sears Holding Corporation
SHLD
– –
0
– –
HCAC.U
200
DELISTED
Hennessy Capital Acquisition Corp. III Units, each consisting of one share of Common Stock and one-h
HCAC.U
– –
-900,000
Closed -$9.05M
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8
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