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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+6.02%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.2B
AUM Growth
+$146M
Cap. Flow
+$18.1M
Cap. Flow %
1.5%
Top 10 Hldgs %
29.56%
Holding
432
New
155
Increased
62
Reduced
58
Closed
138

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$22.3M
2
KAACU
Kayne Anderson Acquisition Corp. Unit
KAACU
+$20M
3
CWEI
Clayton Williams Energy, Inc.
CWEI
+$17.5M
4
GSHTU
Gores Holdings II, Inc. Units
GSHTU
+$6.74M
5
DBD
Diebold Nixdorf Incorporated
DBD
+$6.32M

Top Sells

Rank Stock Value
1
STJ
St Jude Medical
STJ
+$31.4M
2
ACAS
American Capital Ltd
ACAS
+$25M
3
IOC
Interoil Corporation
IOC
+$14.6M
4
WCN
Waste Connections
WCN
+$13.6M
5
BAS
Basis Energy Services, Inc.
BAS
+$10.4M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Energy 5.43%
3 Communication Services 5.27%
4 Financials 4.83%
5 Materials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LBTYA icon
176
Liberty Global Class A
LBTYA
$3.31B
$1.11M 0.09%
+30,900
New +$1.09M
AMBA icon
177
CALL
Ambarella
AMBA
$2.99B
$1.09M 0.09%
+20,000
New +$1.08M
LSXMA
178
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$1.08M 0.09%
+38,443
New +$1.04M
AEM icon
179
Agnico Eagle Mines
AEM
$72.6B
$1.07M 0.09%
+25,300
New +$1.14M
ZLTQ
180
DELISTED
ZELTIQ Aesthetics, Inc.
ZLTQ
$1.07M 0.09%
+19,216
New +$964K
BRQS
181
DELISTED
Borqs Technologies, Inc. Ordinary Shares
BRQS
$1.06M 0.09%
535
– –
PANL icon
182
Pangaea Logistics
PANL
$501M
$1.05M 0.09%
308,414
-54,715
-15% -$178K
INFO
183
DELISTED
IHS Markit Ltd. Common Shares
INFO
$1.05M 0.09%
25,000
-35,176
-58% -$1.39M
IWM icon
184
iShares Russell 2000 ETF
IWM
$80.9B
$1.03M 0.09%
+7,500
New +$1.02M
CEB
185
DELISTED
CEB Inc.
CEB
$1.03M 0.09%
+13,087
New +$1.01M
PVTB
186
DELISTED
PrivateBancorp Inc
PVTB
$1.02M 0.08%
+17,159
New +$962K
CHKP icon
187
Check Point Software Technologies
CHKP
$13.3B
$997K 0.08%
+9,707
New +$951K
NSR
188
DELISTED
Neustar Inc
NSR
$984K 0.08%
29,678
-58,002
-66% -$1.93M
GIS icon
189
CALL
General Mills
GIS
$19.2B
$944K 0.08%
16,000
-4,000
-20% -$245K
BGC icon
190
BGC Group
BGC
$5.58B
$943K 0.08%
129,068
-46,988
-27% -$338K
DUST icon
191
PUT
Direxion Daily Gold Miners Index Bear 2X ETF
DUST
$72.3M
$935K 0.08%
12
-5
-29% -$404K
WOOF
192
DELISTED
VCA Inc.
WOOF
$925K 0.08%
+10,104
New +$906K
CELG
193
DELISTED
Celgene Corp
CELG
$892K 0.07%
7,165
-635
-8% -$76K
AAL icon
194
CALL
American Airlines Group
AAL
$9.58B
$888K 0.07%
+21,000
New +$950K
FSM icon
195
Fortuna Silver Mines
FSM
$2.59B
$884K 0.07%
+170,000
New +$1M
TKF
196
DELISTED
Turkish Inv Fund
TKF
$864K 0.07%
103,919
+61,905
+147% +$454K
NBL
197
CALL
DELISTED
Noble Energy, Inc.
NBL
$859K 0.07%
+25,000
New +$926K
EMD
198
Western Asset Emerging Markets Debt Fund
EMD
$609M
$853K 0.07%
55,012
-34,651
-39% -$530K
SLG icon
199
PUT
SL Green Realty
SLG
$3.88B
$853K 0.07%
8,264
-49,998
-86% -$5.27M
SWC
200
DELISTED
Stillwater Mining Co
SWC
$851K 0.07%
+49,257
New +$842K
6 7
8
9 10

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K2 Principal Fund's Q1 2017 Portfolio in Review

As of Q1 2017, K2 Principal Fund held 432 positions worth $1.2B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

K2 Principal Fund's Q1 2017 filing shows 155 new, 62 increased, 58 reduced and 138 closed positions. Its largest new stake was Kayne Anderson Acquisition Corp. Unit: 2,000,000 shares worth $20M. The largest sale was St Jude Medical, an estimated $31.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 7.6% a quarter earlier, followed by Energy and Communication Services.

  • K2 Principal Fund's largest Q1 2017 buy was Kayne Anderson Acquisition Corp. Unit: 2,000,000 shares worth $20M.
  • K2 Principal Fund added most to Time Warner Inc in Q1 2017, an estimated $22.3M increase.
  • K2 Principal Fund's biggest Q1 2017 reduction was Cypress Semiconductor, cutting an estimated $7.44M.
  • K2 Principal Fund fully exited St Jude Medical in Q1 2017, selling an estimated $31.4M.
  • K2 Principal Fund's ten largest holdings make up 30% of its $1.2B portfolio in Q1 2017.
  • K2 Principal Fund opened 155 new positions and closed 138 in Q1 2017.
  • K2 Principal Fund's portfolio value rose 14% quarter-over-quarter to $1.2B.

Based on K2 Principal Fund's 13F filing for Q1 2017, filed 11 May 2017.