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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+1.8%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.06B
AUM Growth
+$167M
Cap. Flow
+$260M
Cap. Flow %
24.54%
Top 10 Hldgs %
29%
Holding
408
New
131
Increased
67
Reduced
52
Closed
131

Top Buys

Rank Stock Value
1
BAS
Basis Energy Services, Inc.
BAS
+$79.6M
2
STJ
St Jude Medical
STJ
+$20.8M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$18.4M
4
DDC
Dominion Diamond Corporation
DDC
+$17.6M
5
IOC
Interoil Corporation
IOC
+$14.9M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$16M
2
IM
Ingram Micro
IM
+$13.4M
3
LNKD
LinkedIn Corporation
LNKD
+$12.4M
4
VAL
Valspar
VAL
+$11.8M
5
CYNA
CYNAPSUS THERAPEUTICS INC COM PAR NO PAR (CANADA)
CYNA
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 7.55%
2 Energy 7.06%
3 Healthcare 5.35%
4 Financials 4.13%
5 Materials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
176
Berkshire Hathaway Class B
BRK.B
$1.07T
$772K 0.07%
4,738
-1,400
-23% -$216K
LVLT
177
DELISTED
Level 3 Communications Inc
LVLT
$753K 0.07%
+13,358
New +$706K
RPXC
178
DELISTED
RPX Corporation
RPXC
$747K 0.07%
69,152
-34,648
-33% -$364K
ESRX
179
DELISTED
Express Scripts Holding Company
ESRX
$735K 0.07%
+10,679
New +$765K
WCIC
180
DELISTED
WCI Communities, Inc.
WCIC
$715K 0.07%
+30,500
New +$712K
MRK icon
181
Merck
MRK
$324B
$706K 0.07%
+12,576
New +$736K
ESRX
182
CALL
DELISTED
Express Scripts Holding Company
ESRX
$702K 0.07%
10,200
-32,000
-76% -$2.29M
BIIB icon
183
Biogen
BIIB
$29.9B
$681K 0.06%
+2,400
New +$711K
PAY
184
CALL
DELISTED
Verifone Systems Inc
PAY
$679K 0.06%
38,300
-146,300
-79% -$2.43M
MEG
185
DELISTED
Media General, Inc
MEG
$648K 0.06%
34,400
+24,400
+244% +$442K
CAKE icon
186
PUT
Cheesecake Factory
CAKE
$4.21B
$629K 0.06%
+10,500
New +$593K
FCH
187
DELISTED
Felcor Lodging Trust
FCH
$626K 0.06%
78,119
-17,798
-19% -$126K
PSX icon
188
Phillips 66
PSX
$82.9B
$605K 0.06%
7,000
– –
SPLS
189
CALL
DELISTED
Staples Inc
SPLS
$597K 0.06%
66,000
– –
PYPL icon
190
PayPal
PYPL
$49.5B
$592K 0.06%
15,000
-45,000
-75% -$1.81M
LKQ icon
191
PUT
LKQ Corp
LKQ
$6.58B
$588K 0.06%
+19,200
New +$626K
MSFT icon
192
PUT
Microsoft
MSFT
$2.84T
$560K 0.05%
+9,000
New +$541K
BID
193
PUT
DELISTED
Sotheby's
BID
$558K 0.05%
+14,000
New +$531K
DLTR icon
194
Dollar Tree
DLTR
$23.1B
$541K 0.05%
7,016
-6,332
-47% -$510K
PFE icon
195
Pfizer
PFE
$140B
$526K 0.05%
+17,075
New +$521K
WCN
196
PUT
Waste Connections
WCN
$42.8B
$511K 0.05%
9,750
-3,750
-28% -$189K
OIH icon
197
PUT
VanEck Oil Services ETF
OIH
$2.06B
$500K 0.05%
+750
New +$467K
WM icon
198
CALL
Waste Management
WM
$95.9B
$496K 0.05%
7,000
-7,000
-50% -$468K
PR
199
PUT
Permian Resources
PR
$17.9B
$493K 0.05%
+25,000
New +$413K
EC icon
200
PUT
Ecopetrol
EC
$32.9B
$480K 0.05%
+53,000
New +$464K
6 7
8
9 10

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WIM
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LCG
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CCM
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SMA
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SCA
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K2 Principal Fund's Q4 2016 Portfolio in Review

As of Q4 2016, K2 Principal Fund held 408 positions worth $1.06B, up 19% from $892M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

K2 Principal Fund deployed $260M of net new capital in Q4 2016, opening 131 new positions and adding to 67 existing holdings. Its largest new stake was Basis Energy Services, Inc.: 293,033 shares worth $10.4M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, down from 11% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Valspar, an estimated $11.8M trimmed.

  • K2 Principal Fund's largest Q4 2016 buy was Basis Energy Services, Inc.: 293,033 shares worth $10.4M.
  • K2 Principal Fund added most to St Jude Medical in Q4 2016, an estimated $20.8M increase.
  • K2 Principal Fund's biggest Q4 2016 reduction was Valspar, cutting an estimated $11.8M.
  • K2 Principal Fund fully exited Alphabet (Google) Class C in Q4 2016, selling an estimated $16M.
  • K2 Principal Fund's ten largest holdings make up 29% of its $1.06B portfolio in Q4 2016.
  • K2 Principal Fund opened 131 new positions and closed 131 in Q4 2016.
  • K2 Principal Fund's portfolio value rose 19% quarter-over-quarter to $1.06B.

Based on K2 Principal Fund's 13F filing for Q4 2016, filed 15 Feb 2017.