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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.27%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$616M
AUM Growth
+$59.7M
Cap. Flow
+$81.3M
Cap. Flow %
13.18%
Top 10 Hldgs %
42.33%
Holding
252
New
79
Increased
37
Reduced
29
Closed
97

Top Buys

Rank Stock Value
1
HME
HOME PROPERTIES, INC
HME
+$39.3M
2
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
+$26.9M
3
THOR
THORATEC CORPORATION
THOR
+$23M
4
KYTH
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
+$17M
5
NYRT
New York REIT, Inc.
NYRT
+$12.6M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$36.5M
2
DTV
DIRECTV COM STK (DE)
DTV
+$33.1M
3
AEC
ASSOCIATED ESTATES REALTY CORP
AEC
+$19.1M
4
MWV
MEADWESTVACO CORP
MWV
+$13.2M
5
SIAL
SIGMA - ALDRICH CORP
SIAL
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 8.83%
2 Communication Services 7.98%
3 Technology 5.16%
4 Healthcare 2.84%
5 Real Estate 2.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LXU icon
176
LSB Industries
LXU
$881M
– –
-386,529
Closed -$12.1M
MAC icon
177
Macerich
MAC
$7.32B
– –
-16,200
Closed -$1.21M
MHK icon
178
PUT
Mohawk Industries
MHK
$6.9B
– –
-10,000
Closed -$1.91M
MRVL icon
179
Marvell Technology
MRVL
$174B
– –
-64,000
Closed -$844K
MSGS icon
180
Madison Square Garden
MSGS
$9.54B
– –
-10,515
Closed -$626K
NEM icon
181
CALL
Newmont
NEM
$98.2B
– –
-39,000
Closed -$911K
NUGT icon
182
CALL
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$863M
– –
-3,800
Closed -$1.23M
OTEX icon
183
CALL
Open Text
OTEX
$5.43B
– –
-230,000
Closed -$4.66M
PANW icon
184
Palo Alto Networks
PANW
$264B
– –
-15,006
Closed -$437K
PANW icon
185
PUT
Palo Alto Networks
PANW
$264B
– –
-372,000
Closed -$10.8M
PZG icon
186
Paramount Gold Nevada
PZG
$94.4M
– –
-36,144
Closed -$55K
QSR icon
187
PUT
Restaurant Brands International
QSR
$25.1B
– –
-6,000
Closed -$229K
QUAD icon
188
Quad
QUAD
$430M
– –
-20,593
Closed -$312K
RBBN icon
189
Ribbon Communications
RBBN
$354M
– –
-70,646
Closed -$489K
RDNT icon
190
RadNet
RDNT
$4.84B
– –
-20,924
Closed -$140K
RL icon
191
CALL
Ralph Lauren
RL
$22.2B
– –
-5,000
Closed -$662K
RL icon
192
Ralph Lauren
RL
$22.2B
– –
-6,100
Closed -$807K
RL icon
193
PUT
Ralph Lauren
RL
$22.2B
– –
-3,500
Closed -$463K
RNG icon
194
PUT
RingCentral
RNG
$4.05B
– –
-10,000
Closed -$185K
SPY icon
195
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
– –
-51,600
Closed -$10.6M
STKS icon
196
The ONE Group
STKS
$57.1M
– –
-53,972
Closed -$226K
T icon
197
CALL
AT&T
T
$165B
– –
-52,960
Closed -$1.42M
TD icon
198
CALL
Toronto Dominion Bank
TD
$198B
– –
-6,000
Closed -$255K
THO icon
199
Thor Industries
THO
$3.99B
– –
-10,000
Closed -$563K
TJX icon
200
CALL
TJX Companies
TJX
$170B
– –
-12,000
Closed -$397K
6 7
8
9 10

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K2 Principal Fund's Q3 2015 Portfolio in Review

As of Q3 2015, K2 Principal Fund held 252 positions worth $616M, up 11% from $557M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

K2 Principal Fund deployed $81.3M of net new capital in Q3 2015, opening 79 new positions and adding to 37 existing holdings. Its largest new stake was HOME PROPERTIES, INC: 530,322 shares worth $39.6M.

By sector, the portfolio is most concentrated in Financials at 8.8% of assets, up from 5.7% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Baker Hughes, an estimated $8.65M trimmed.

  • K2 Principal Fund's largest Q3 2015 buy was HOME PROPERTIES, INC: 530,322 shares worth $39.6M.
  • K2 Principal Fund added most to DEALERTRACK TECHNOLOGIES, INC. COM STK in Q3 2015, an estimated $26.9M increase.
  • K2 Principal Fund's biggest Q3 2015 reduction was Baker Hughes, cutting an estimated $8.65M.
  • K2 Principal Fund fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $36.5M.
  • K2 Principal Fund's ten largest holdings make up 42% of its $616M portfolio in Q3 2015.
  • K2 Principal Fund opened 79 new positions and closed 97 in Q3 2015.
  • K2 Principal Fund's portfolio value rose 11% quarter-over-quarter to $616M.

Based on K2 Principal Fund's 13F filing for Q3 2015, filed 13 Nov 2015.