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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.15%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.23B
AUM Growth
+$28.2M
Cap. Flow
-$167M
Cap. Flow %
-13.57%
Top 10 Hldgs %
30.38%
Holding
553
New
191
Increased
38
Reduced
38
Closed
238

Top Buys

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$88.5M
2
PFSI icon
PennyMac Financial
PFSI
+$40.7M
3
PMT
PennyMac Mortgage Investment
PMT
+$16M
4
PFTAU
Perception Capital Corp. III Unit
PFTAU
+$16M
5
CHWAU
CHW Acquisition Corporation Unit
CHWAU
+$9.92M

Top Sells

Rank Stock Value
1
SKIN icon
SkinHealth Systems
SKIN
+$21.8M
2
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$15.1M
3
GACQU
Global Consumer Acquisition Corp. Unit
GACQU
+$12.2M
4
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$10.2M
5
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$8.78M

Sector Composition

Rank Sector Weight
1 Financials 18.24%
2 Real Estate 4.79%
3 Healthcare 4.26%
4 Technology 2.93%
5 Communication Services 2.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUE icon
151
PUT
Nucor
NUE
$60.5B
$985K 0.08%
+10,000
New +$1.06M
DNAD
152
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
$981K 0.08%
100,000
-50,000
-33% -$492K
TMTS
153
DELISTED
Spartacus Acquisition Corporation Class A Common Stock
TMTS
$946K 0.08%
93,472
-31,215
-25% -$314K
LYV icon
154
CALL
Live Nation Entertainment
LYV
$42.1B
$911K 0.07%
+10,000
New +$842K
NMRK icon
155
CALL
Newmark Group
NMRK
$2.88B
$896K 0.07%
+62,600
New +$807K
REAX icon
156
Real Brokerage
REAX
$375M
$895K 0.07%
+382,450
New +$743K
CWB icon
157
PUT
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.52B
$853K 0.07%
10,000
-22,500
-69% -$1.94M
HZON.WS
158
DELISTED
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
$840K 0.07%
+933,353
New +$997K
GWB
159
DELISTED
Great Western Bancorp, Inc.
GWB
$839K 0.07%
+25,611
New +$789K
IAU icon
160
CALL
iShares Gold Trust
IAU
$62.5B
$835K 0.07%
25,000
-315,050
-93% -$10.7M
BRG
161
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$829K 0.07%
+65,100
New +$754K
BG icon
162
PUT
Bunge Global
BG
$22.8B
$813K 0.07%
+10,000
New +$772K
EGLX
163
DELISTED
Enthusiast Gaming Holdings Inc. Common Stock
EGLX
$806K 0.07%
+176,400
New +$818K
MX icon
164
CALL
Magnachip Semiconductor
MX
$118M
$799K 0.06%
45,000
+35,000
+350% +$698K
TRIL
165
DELISTED
Trillium Therapeutics Inc.
TRIL
$790K 0.06%
+45,000
New +$526K
OGN icon
166
Organon & Co
OGN
$3.55B
$766K 0.06%
+23,353
New +$747K
SSB icon
167
SouthState Bank Corp
SSB
$10.3B
$733K 0.06%
+9,816
New +$699K
GLAQW
168
DELISTED
Globis Acquisition Corp. Warrant
GLAQW
$728K 0.06%
+1,155,205
New +$761K
WGO icon
169
CALL
Winnebago Industries
WGO
$908M
$724K 0.06%
10,000
– –
STL
170
DELISTED
Sterling Bancorp
STL
$712K 0.06%
+28,533
New +$647K
MKSI icon
171
MKS Inc
MKSI
$19.3B
$697K 0.06%
+4,618
New +$709K
GFL icon
172
CALL
GFL Environmental
GFL
$14.1B
$643K 0.05%
+17,300
New +$597K
OTMO
173
DELISTED
Otonomo Technologies Ltd. Ordinary shares
OTMO
$621K 0.05%
+8,667
New +$823K
CTAC
174
DELISTED
Cerberus Telecom Acquisition Corp.
CTAC
$593K 0.05%
+75,969
New +$753K
ASZ.WS
175
DELISTED
Austerlitz Acquisition Corporation II Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
ASZ.WS
$555K 0.05%
+528,916
New +$591K
5 6
7
8 9

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K2 Principal Fund's Q3 2021 Portfolio in Review

As of Q3 2021, K2 Principal Fund held 553 positions worth $1.23B, up 2.3% from $1.2B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

K2 Principal Fund withdrew a net $167M in Q3 2021, closing 238 positions and reducing 38 holdings. Its most notable exit was CC Neuberger Principal Holdings II Class A Ordinary Shares, an estimated $15.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 15% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, K2 Principal Fund opened a new position in Perception Capital Corp. III Unit worth $15.9M.

  • K2 Principal Fund's largest Q3 2021 buy was Perception Capital Corp. III Unit: 1,600,000 shares worth $15.9M.
  • K2 Principal Fund added most to CI Financial Corp. in Q3 2021, an estimated $88.5M increase.
  • K2 Principal Fund's biggest Q3 2021 reduction was SkinHealth Systems, cutting an estimated $21.8M.
  • K2 Principal Fund fully exited CC Neuberger Principal Holdings II Class A Ordinary Shares in Q3 2021, selling an estimated $15.1M.
  • K2 Principal Fund's ten largest holdings make up 30% of its $1.23B portfolio in Q3 2021.
  • K2 Principal Fund opened 191 new positions and closed 238 in Q3 2021.
  • K2 Principal Fund's portfolio value rose 2.3% quarter-over-quarter to $1.23B.

Based on K2 Principal Fund's 13F filing for Q3 2021, filed 12 Nov 2021.