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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.27B
AUM Growth
+$124M
Cap. Flow
-$50.2M
Cap. Flow %
-3.97%
Top 10 Hldgs %
32.68%
Holding
503
New
191
Increased
39
Reduced
29
Closed
203

Top Buys

Rank Stock Value
1
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$9.53M
2
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$8.94M
3
NOAC
Natural Order Acquisition Corp. Common Stock
NOAC
+$7.93M
4
VWE
Vintage Wine Estates, Inc. Common Stock
VWE
+$7.15M
5
MGLN
Magellan Health Services, Inc.
MGLN
+$5.69M

Top Sells

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$27M
2
PFSI icon
PennyMac Financial
PFSI
+$18.5M
3
LCID icon
Lucid Motors
LCID
+$13.2M
4
VHAQ.U
Viveon Health Acquisition Corp. Units, each consisting of one share of common stock, one Warrant entitling the holder to purchase one-half of a share of common stock, and one right to receive one-twentieth of a share of common stock
VHAQ.U
+$12.8M
5
NOACU
Natural Order Acquisition Corp. Unit
NOACU
+$10.9M

Sector Composition

Rank Sector Weight
1 Financials 10.19%
2 Healthcare 3.67%
3 Technology 2.91%
4 Real Estate 2.06%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACKIT
151
DELISTED
Ackrell SPAC Partners I Co Subunits
ACKIT
$1.56M 0.12%
+157,561
New +$1.58M
BWAC
152
DELISTED
BETTER WORLD ACQUISITION CORP. Common Stock
BWAC
$1.54M 0.12%
+154,444
New +$1.59M
ALXN
153
CALL
DELISTED
Alexion Pharmaceuticals
ALXN
$1.53M 0.12%
+10,000
New +$1.55M
PRSP
154
DELISTED
Perspecta Inc. Common Stock
PRSP
$1.5M 0.12%
+51,662
New +$1.46M
PLMIU
155
DELISTED
Plum Acquisition Corp. I Units
PLMIU
$1.49M 0.12%
+150,000
New +$1.49M
AAQC.U
156
DELISTED
Accelerate Acquisition Corp Units
AAQC.U
$1.49M 0.12%
+150,000
New +$1.48M
PS
157
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
$1.47M 0.12%
+65,784
New +$1.41M
PICC.U
158
DELISTED
Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
PICC.U
$1.46M 0.12%
+145,660
New +$1.5M
FMIVU
159
DELISTED
Forum Merger IV Corporation Unit
FMIVU
$1.41M 0.11%
+142,100
New +$1.41M
PKBO
160
DELISTED
Peak Bio, Inc. Common Stock
PKBO
$1.38M 0.11%
+143,436
New +$1.39M
TLND
161
DELISTED
Talend S.A. American Depositary Shares
TLND
$1.38M 0.11%
+21,740
New +$1.13M
APHA
162
DELISTED
Aphria Inc. Common Shares
APHA
$1.38M 0.11%
+74,947
New +$1.21M
HIG icon
163
PUT
Hartford Financial Services
HIG
$39.9B
$1.34M 0.11%
+20,000
New +$1.08M
BGC icon
164
BGC Group
BGC
$5.64B
$1.31M 0.1%
271,661
-303,936
-53% -$1.29M
FOCS
165
PUT
DELISTED
Focus Financial Partners Inc. Class A
FOCS
$1.28M 0.1%
30,700
-36,800
-55% -$1.78M
PFPT
166
CALL
DELISTED
Proofpoint, Inc.
PFPT
$1.26M 0.1%
10,000
-34,600
-78% -$4.51M
PFPT
167
PUT
DELISTED
Proofpoint, Inc.
PFPT
$1.26M 0.1%
+10,000
New +$1.3M
TMTS
168
DELISTED
Spartacus Acquisition Corporation Class A Common Stock
TMTS
$1.23M 0.1%
+124,687
New +$1.27M
PRAH
169
DELISTED
PRA Health Sciences, Inc.
PRAH
$1.23M 0.1%
+8,000
New +$1.09M
SMH icon
170
VanEck Semiconductor ETF
SMH
$60.8B
$1.22M 0.1%
+10,000
New +$1.18M
CLGX
171
DELISTED
Corelogic, Inc.
CLGX
$1.19M 0.09%
15,000
-4,627
-24% -$369K
CFFEU
172
DELISTED
CF Acquisition Corp. VIII Unit
CFFEU
$1.18M 0.09%
+118,600
New +$1.18M
MTSI icon
173
CALL
MACOM Technology Solutions
MTSI
$17.4B
$1.16M 0.09%
20,000
-5,000
-20% -$310K
PTON icon
174
CALL
Peloton Interactive
PTON
$2.85B
$1.12M 0.09%
+10,000
New +$1.33M
CATM
175
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$1.08M 0.09%
+27,819
New +$1.08M
5 6
7
8 9

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WIM
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LCG
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CCM
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K2 Principal Fund's Q1 2021 Portfolio in Review

As of Q1 2021, K2 Principal Fund held 503 positions worth $1.27B, up 11% from $1.14B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

K2 Principal Fund withdrew a net $50.2M in Q1 2021, closing 203 positions and reducing 29 holdings. Its most notable exit was Lucid Motors, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Healthcare and Technology.

Against the trend, K2 Principal Fund opened a new position in CC Neuberger Principal Holdings II Class A Ordinary Shares worth $8.96M.

  • K2 Principal Fund's largest Q1 2021 buy was CC Neuberger Principal Holdings II Class A Ordinary Shares: 909,258 shares worth $8.96M.
  • K2 Principal Fund added most to Varian Medical Systems, Inc. in Q1 2021, an estimated $5.13M increase.
  • K2 Principal Fund's biggest Q1 2021 reduction was CI Financial Corp., cutting an estimated $27M.
  • K2 Principal Fund fully exited Lucid Motors in Q1 2021, selling an estimated $13.2M.
  • K2 Principal Fund's ten largest holdings make up 33% of its $1.27B portfolio in Q1 2021.
  • K2 Principal Fund opened 191 new positions and closed 203 in Q1 2021.
  • K2 Principal Fund's portfolio value rose 11% quarter-over-quarter to $1.27B.

Based on K2 Principal Fund's 13F filing for Q1 2021, filed 14 May 2021.