KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+4.85%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$499M
AUM Growth
+$127M
Cap. Flow
+$12.4M
Cap. Flow %
2.49%
Top 10 Hldgs %
24.04%
Holding
328
New
83
Increased
24
Reduced
16
Closed
54

Top Buys

1
PFSI icon
PennyMac Financial
PFSI
$16.5M
2
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
$10.1M
3
FGNA.U
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
$8.34M
4
WPF
Foley Trasimene Acquisition Corp.
WPF
$7.26M
5
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$7.07M

Top Sells

1
GB
Global Blue Group Holding
GB
$13.5M
2
CFFAU
CF Finance Acquisition Corp. Unit
CFFAU
$10.5M
3
PAYA
Paya Holdings Inc. Class A Common Stock
PAYA
$9.71M
4
FSR
Fisker Inc.
FSR
$7.79M
5
OPEN icon
Opendoor
OPEN
$6.16M

Sector Composition

1 Financials 12.84%
2 Technology 8.07%
3 Consumer Discretionary 5.98%
4 Consumer Staples 5.79%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PIC.U
151
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
– –
-371,512
Closed -$3.83M
TRNE.WS
152
DELISTED
Trine Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A
TRNE.WS
– –
0
– –
GMHIW
153
DELISTED
Gores Metropoulos, Inc. Warrant
GMHIW
– –
0
– –
ORSNR
154
DELISTED
Orisun Acquisition Corp. Right
ORSNR
– –
0
– –
CFFAW
155
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
– –
0
– –
CFFAU
156
DELISTED
CF Finance Acquisition Corp. Unit
CFFAU
– –
-895,033
Closed -$10.5M
NFINW
157
DELISTED
Netfin Acquisition Corp. Warrants
NFINW
– –
0
– –
HCCOW
158
DELISTED
Healthcare Merger Corp. Warrants
HCCOW
– –
0
– –
SPAQ.WS
159
DELISTED
Spartan Energy Acquisition Corp. Warrants, each whole warrant exercisable for one Class A common sto
SPAQ.WS
– –
0
– –
SPAQ.U
160
DELISTED
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
– –
-93,947
Closed -$1.04M
ARYBU
161
DELISTED
ARYA Sciences Acquisition Corp II Unit
ARYBU
– –
-45,000
Closed -$522K
FTACW
162
DELISTED
FinTech Acquisition Corp. III Warrant
FTACW
– –
0
– –
INSUW
163
DELISTED
Insurance Acquisition Corp. Warrant
INSUW
– –
0
– –
CCXX.WS
164
DELISTED
Churchill Capital Corp III Warrants, each exercisable for one share of Class A common stock at an ex
CCXX.WS
– –
0
– –
SHLL.WS
165
DELISTED
Tortoise Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
SHLL.WS
– –
0
– –
JFKKW
166
DELISTED
8i Enterprises Acquisition Corp Warrant
JFKKW
– –
0
– –
JFKKR
167
DELISTED
8i Enterprises Acquisition Corp Right
JFKKR
– –
0
– –
CCH.WS
168
DELISTED
Collier Creek Holdings Warrants, each whole warrant exercisable for one Class A ordinary share at an
CCH.WS
– –
0
– –
FPAC.WS
169
DELISTED
Far Point Acquisition Corporation Warrants, exercisable for one share of Class A Common Stock for $1
FPAC.WS
– –
0
– –
ROSEW
170
DELISTED
Rosehill Resources Inc.
ROSEW
– –
0
– –
LM
171
DELISTED
Legg Mason, Inc.
LM
– –
-18,677
Closed -$929K
ALO
172
DELISTED
Alio Gold Inc. Common Shares
ALO
– –
-925,200
Closed -$1.59M
MEET
173
DELISTED
The Meet Group, Inc. Common Stock
MEET
– –
-212,419
Closed -$1.33M
AAWW
174
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
0
– –
UFS
175
DELISTED
DOMTAR CORPORATION (New)
UFS
– –
0
– –
5 6
7
8 9