KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+7.28%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$371M
AUM Growth
+$71M
Cap. Flow
-$23.4M
Cap. Flow %
-6.29%
Top 10 Hldgs %
27.38%
Holding
317
New
65
Increased
17
Reduced
11
Closed
57

Top Buys

1
GB
Global Blue Group Holding
GB
$12M
2
PFSI icon
PennyMac Financial
PFSI
$9.89M
3
CLOV icon
Clover Health Investments
CLOV
$6.18M
4
OPEN icon
Opendoor
OPEN
$6.16M
5
LGVW.U
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
$6.06M

Top Sells

1
UTZ icon
Utz Brands
UTZ
$8.28M
2
AGN
Allergan plc
AGN
$8.21M
3
CCH.U
Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
CCH.U
$8.17M
4
CCXX.U
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
$5.56M
5
INSUU
Insurance Acquisition Corp. Unit
INSUU
$5.21M

Sector Composition

1 Financials 11.63%
2 Consumer Discretionary 7.59%
3 Technology 6.61%
4 Industrials 6.2%
5 Consumer Staples 5.79%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IMVTW
151
DELISTED
Immunovant, Inc. Warrants expiring 12/18/2024
IMVTW
– –
0
– –
NEBUW
152
DELISTED
Nebula Acquisition Corporation Warrant
NEBUW
– –
0
– –
FG
153
DELISTED
FGL Holdings Ordinary Shares
FG
– –
-92,338
Closed -$905K
WBC
154
DELISTED
WABCO HOLDINGS INC.
WBC
– –
-5,655
Closed -$764K
AGN
155
DELISTED
Allergan plc
AGN
– –
-46,377
Closed -$8.21M
HHHHR
156
DELISTED
Wealthbridge Acquisition Limited Rights
HHHHR
– –
0
– –
TSG
157
DELISTED
The Stars Group Inc.
TSG
– –
-109,645
Closed -$2.24M
CARO
158
DELISTED
Carolina Financial Corp.
CARO
– –
-43,001
Closed -$1.11M
ALGR
159
DELISTED
Allegro Merger Corp. Common Stock
ALGR
– –
-14,267
Closed -$161K
ALGRR
160
DELISTED
Allegro Merger Corp. Right
ALGRR
– –
0
– –
S
161
DELISTED
Sprint Corporation
S
– –
-168,332
Closed -$1.45M
TLRA
162
DELISTED
Telaria, Inc.
TLRA
– –
-20,408
Closed -$122K
AAWW
163
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
0
– –
UFS
164
DELISTED
DOMTAR CORPORATION (New)
UFS
– –
0
– –
NOC icon
165
Northrop Grumman
NOC
$82.7B
– –
0
– –
ACM icon
166
Aecom
ACM
$16.7B
– –
0
– –
ADM icon
167
Archer Daniels Midland
ADM
$30B
– –
0
– –
ADNWW
168
Advent Technologies Holdings Warrant
ADNWW
$10.6K
– –
0
– –
AEM icon
169
Agnico Eagle Mines
AEM
$76.2B
– –
0
– –
AG icon
170
First Majestic Silver
AG
$4.49B
– –
0
– –
AGG icon
171
iShares Core US Aggregate Bond ETF
AGG
$132B
– –
0
– –
ALLY icon
172
Ally Financial
ALLY
$12.8B
– –
0
– –
ARKO icon
173
ARKO Corp
ARKO
$558M
– –
-10,567
Closed -$103K
AUPH icon
174
Aurinia Pharmaceuticals
AUPH
$1.65B
– –
0
– –
AVPT icon
175
AvePoint
AVPT
$3.44B
– –
-35,566
Closed -$347K
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