KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+5.92%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$561M
AUM Growth
+$37.7M
Cap. Flow
-$50.3M
Cap. Flow %
-8.96%
Top 10 Hldgs %
19.2%
Holding
362
New
76
Increased
31
Reduced
31
Closed
117

Top Buys

1
THCBU
Tuscan Holdings Corp. Unit
THCBU
$17.2M
2
TRNE.U
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$8.02M
3
INSUU
Insurance Acquisition Corp. Unit
INSUU
$7.07M
4
LVOXU
LiveVox Holding, Inc. Unit
LVOXU
$7M
5
STNL
Sentinel Energy Services Inc. Class A Common Stock
STNL
$6.89M

Top Sells

1
FSAC
Federal Street Acquisition Corp. Common Stock
FSAC
$11.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
$10M
3
DMTK
DermTech, Inc. Common Stock
DMTK
$6.52M
4
DNB
Dun & Bradstreet
DNB
$6.4M
5
HYACU
Haymaker Acquisition Corp. Unit
HYACU
$6.35M

Sector Composition

1 Consumer Discretionary 9.77%
2 Technology 8.41%
3 Industrials 6.73%
4 Communication Services 6.09%
5 Financials 4.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VRNS icon
151
Varonis Systems
VRNS
$6.24B
$596K 0.08%
+30,000
New +$596K
FWONK icon
152
Liberty Media Series C
FWONK
$24.9B
$586K 0.07%
+17,302
New +$586K
EMCI
153
DELISTED
EMC INS Group Inc
EMCI
$549K 0.07%
+17,209
New +$549K
MHO icon
154
M/I Homes
MHO
$4.06B
$532K 0.07%
+20,000
New +$532K
GMHIU
155
DELISTED
Gores Metropoulos, Inc. Unit
GMHIU
$512K 0.07%
+50,000
New +$512K
BTCT icon
156
BTC Digital
BTCT
$23M
$504K 0.06%
+83
New +$504K
WTTR icon
157
Select Water Solutions
WTTR
$913M
$500K 0.06%
41,620
-94,621
-69% -$1.14M
BMY icon
158
Bristol-Myers Squibb
BMY
$95B
$477K 0.06%
+10,000
New +$477K
LGF.B
159
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$454K 0.06%
30,053
-135,156
-82% -$2.04M
TZACU
160
DELISTED
Tenzing Acquisition Corp. Units
TZACU
$422K 0.05%
41,258
-333,742
-89% -$3.41M
UA icon
161
Under Armour Class C
UA
$2.19B
$392K 0.05%
+20,800
New +$392K
LBRDK icon
162
Liberty Broadband Class C
LBRDK
$8.53B
$385K 0.05%
+4,200
New +$385K
AMD icon
163
Advanced Micro Devices
AMD
$263B
$383K 0.05%
+15,000
New +$383K
LPX icon
164
Louisiana-Pacific
LPX
$6.74B
$378K 0.05%
15,500
-34,170
-69% -$833K
AHCO icon
165
AdaptHealth
AHCO
$1.25B
$350K 0.04%
35,000
– –
HOFV
166
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$349K 0.04%
2,212
+97
+5% +$15.3K
LXFT
167
DELISTED
Luxoft Holding, Inc.
LXFT
$294K 0.04%
+5,010
New +$294K
BROG
168
DELISTED
Brooge Energy
BROG
$282K 0.04%
28,200
– –
SAIL
169
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$258K 0.03%
+9,000
New +$258K
COHR icon
170
Coherent
COHR
$14.9B
$248K 0.03%
+6,654
New +$248K
QTNA
171
DELISTED
Quantenna Communications, Inc. Common Stock
QTNA
$243K 0.03%
+10,000
New +$243K
HFBC
172
DELISTED
HopFed Bancorp Inc
HFBC
$208K 0.03%
+10,549
New +$208K
LHX icon
173
L3Harris
LHX
$51.1B
$208K 0.03%
1,300
-16,442
-93% -$2.63M
TH icon
174
Target Hospitality
TH
$867M
$177K 0.02%
18,600
-169,991
-90% -$1.62M
LTN.RT
175
DELISTED
Union Acquisition Corp.
LTN.RT
– –
-57,654
Closed -$22K
5 6
7
8 9