KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+1.59%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$750M
AUM Growth
-$17.2M
Cap. Flow
-$73.9M
Cap. Flow %
-9.86%
Top 10 Hldgs %
31.39%
Holding
358
New
81
Increased
47
Reduced
51
Closed
76

Top Buys

1
WCN icon
Waste Connections
WCN
$22.2M
2
LGC.U
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
$15M
3
MON
Monsanto Co
MON
$12.6M
4
MGA icon
Magna International
MGA
$9.16M
5
CMSSU
CM Seven Star Acquisition Corporation Unit
CMSSU
$9M

Top Sells

1
DDC
Dominion Diamond Corporation
DDC
$47M
2
RICE
Rice Energy Inc.
RICE
$17.7M
3
DGI
DigitalGlobe Inc.
DGI
$17.2M
4
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
$13.1M
5
KNTK icon
Kinetik
KNTK
$12.5M

Sector Composition

1 Technology 20.81%
2 Communication Services 17.73%
3 Energy 7.34%
4 Financials 6.25%
5 Industrials 5.85%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HCAC.WS
151
DELISTED
Hennessy Capital Acquisition Corp. III
HCAC.WS
$592K 0.04%
700,000
+25,000
+4% +$21.1K
WFBI
152
DELISTED
WashingtonFirst Bankshares Inc
WFBI
$582K 0.04%
+17,000
New +$582K
MGCD
153
DELISTED
MGC Diagnostics Corporation
MGCD
$578K 0.04%
+52,416
New +$578K
CPLA
154
DELISTED
Capella Education Company
CPLA
$573K 0.04%
+7,400
New +$573K
KAACW
155
DELISTED
Kayne Anderson Acquisition Corp.
KAACW
$547K 0.04%
658,866
– –
RXDX
156
DELISTED
Ignyta, Inc.
RXDX
$534K 0.04%
+20,000
New +$534K
BCAC
157
DELISTED
Bison Capital Acquistion Corp Ordinary Shares
BCAC
$514K 0.04%
52,099
-270,501
-84% -$2.67M
BLBD icon
158
Blue Bird Corp
BLBD
$1.87B
$503K 0.04%
25,296
+14,881
+143% +$296K
TPGH.WS
159
DELISTED
TPG Pace Holdings Corp. Warrants, each exercisable for one Class A Ordinary Share at an exercise pri
TPGH.WS
$465K 0.03%
300,000
-100,000
-25% -$155K
TWNKW
160
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$419K 0.03%
180,000
– –
YUME
161
DELISTED
YuMe, Inc.
YUME
$373K 0.03%
77,980
+27,980
+56% +$134K
WRLSW
162
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
$370K 0.03%
671,900
+60,000
+10% +$33K
GSHTW
163
DELISTED
Gores Holdings II, Inc. Warrants
GSHTW
$347K 0.03%
251,166
+34,500
+16% +$47.7K
FNTEW
164
DELISTED
FinTech Acquisition Corp. II Warrant
FNTEW
$345K 0.03%
250,000
– –
BETR
165
DELISTED
Amplify Snack Brands, Inc.
BETR
$342K 0.02%
+28,461
New +$342K
FMCIW
166
DELISTED
Forum Merger Corporation Warrant
FMCIW
$335K 0.02%
492,900
– –
ORLY icon
167
O'Reilly Automotive
ORLY
$89B
$333K 0.02%
20,745
-90,000
-81% -$1.44M
FG.WS
168
DELISTED
FGL Holdings Warrants exercisable for one Ordinary Share at a price of $11.50 per share
FG.WS
$326K 0.02%
+210,500
New +$326K
HCOM
169
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
$314K 0.02%
10,171
-5,648
-36% -$174K
CUBE icon
170
CubeSmart
CUBE
$9.52B
$289K 0.02%
+10,000
New +$289K
WINR
171
DELISTED
Simplicity Esports and Gaming Company Common Stock
WINR
$273K 0.02%
+27,727
New +$273K
SRUNW
172
DELISTED
Silver Run Acquisition Corporation II
SRUNW
$261K 0.02%
175,444
-11,222
-6% -$16.7K
CAKE icon
173
Cheesecake Factory
CAKE
$3.02B
$241K 0.02%
+5,000
New +$241K
TTWO icon
174
Take-Two Interactive
TTWO
$44.2B
$220K 0.02%
2,000
-14,903
-88% -$1.64M
BV
175
DELISTED
Bazaarvoice, Inc.
BV
$208K 0.02%
+38,219
New +$208K
5 6
7
8 9