KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+2.68%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$767M
AUM Growth
-$57.8M
Cap. Flow
-$126M
Cap. Flow %
-16.46%
Top 10 Hldgs %
36.24%
Holding
380
New
77
Increased
42
Reduced
46
Closed
97

Top Buys

1
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
$12M
2
ACEL icon
Accel Entertainment
ACEL
$11.8M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
$11.4M
4
DGI
DigitalGlobe Inc.
DGI
$10.6M
5
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$9.87M

Top Sells

1
MBLY
Mobileye N.V.
MBLY
$21.1M
2
NEXT icon
NextDecade
NEXT
$14.5M
3
WOOF
VCA Inc.
WOOF
$13M
4
TPGH.U
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
$12.3M
5
ELOS
Syneron Medical Ltd
ELOS
$12.1M

Sector Composition

1 Technology 20.63%
2 Communication Services 17.73%
3 Energy 11.33%
4 Materials 9.11%
5 Financials 7.92%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HCOM
151
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
$472K 0.03%
+15,819
New +$472K
AXTA icon
152
Axalta
AXTA
$6.89B
$471K 0.03%
16,300
+10,007
+159% +$289K
SYF icon
153
Synchrony
SYF
$28.1B
$466K 0.03%
+15,000
New +$466K
CLS icon
154
Celestica
CLS
$27.9B
$446K 0.03%
+36,000
New +$446K
CFCOW
155
DELISTED
CF Corporation
CFCOW
$444K 0.03%
210,500
– –
WSTC
156
DELISTED
West Corporation
WSTC
$390K 0.03%
+16,607
New +$390K
EFX icon
157
Equifax
EFX
$30.8B
$382K 0.03%
+3,600
New +$382K
TWNKW
158
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$367K 0.02%
180,000
– –
TRCO
159
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$340K 0.02%
8,324
-21,676
-72% -$885K
DLTR icon
160
Dollar Tree
DLTR
$20.6B
$339K 0.02%
3,900
-5,768
-60% -$501K
PHUN icon
161
Phunware
PHUN
$50.3M
$325K 0.02%
640
– –
FNTEW
162
DELISTED
FinTech Acquisition Corp. II Warrant
FNTEW
$310K 0.02%
250,000
– –
GSHTW
163
DELISTED
Gores Holdings II, Inc. Warrants
GSHTW
$308K 0.02%
216,666
– –
WRLSW
164
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
$306K 0.02%
+611,900
New +$306K
SRUNW
165
DELISTED
Silver Run Acquisition Corporation II
SRUNW
$284K 0.02%
186,666
+10,000
+6% +$15.2K
SCACW
166
DELISTED
Saban Capital Acquisition Corp. Warrants
SCACW
$266K 0.02%
225,000
– –
HZNP
167
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$254K 0.02%
+20,000
New +$254K
BYD icon
168
Boyd Gaming
BYD
$6.93B
$248K 0.02%
9,505
-200
-2% -$5.22K
LILAK icon
169
Liberty Latin America Class C
LILAK
$1.63B
$247K 0.02%
11,257
+637
+6% +$14K
DAL icon
170
Delta Air Lines
DAL
$39.9B
$241K 0.02%
5,000
-15,556
-76% -$750K
ACTA
171
DELISTED
Actua Corporation
ACTA
$241K 0.02%
+15,760
New +$241K
YUME
172
DELISTED
YuMe, Inc.
YUME
$232K 0.02%
+50,000
New +$232K
MMDMR
173
DELISTED
Modern Media Acquisition Corp. Right
MMDMR
$225K 0.01%
660,672
-39,328
-6% -$13.4K
PANL icon
174
Pangaea Logistics
PANL
$349M
$224K 0.01%
91,075
-163,719
-64% -$403K
BF.B icon
175
Brown-Forman Class B
BF.B
$13.7B
$221K 0.01%
+6,352
New +$221K
5 6
7
8 9