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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+1.8%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.06B
AUM Growth
+$167M
Cap. Flow
+$260M
Cap. Flow %
24.54%
Top 10 Hldgs %
29%
Holding
408
New
131
Increased
67
Reduced
52
Closed
131

Top Buys

Rank Stock Value
1
BAS
Basis Energy Services, Inc.
BAS
+$79.6M
2
STJ
St Jude Medical
STJ
+$20.8M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$18.4M
4
DDC
Dominion Diamond Corporation
DDC
+$17.6M
5
IOC
Interoil Corporation
IOC
+$14.9M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$16M
2
IM
Ingram Micro
IM
+$13.4M
3
LNKD
LinkedIn Corporation
LNKD
+$12.4M
4
VAL
Valspar
VAL
+$11.8M
5
CYNA
CYNAPSUS THERAPEUTICS INC COM PAR NO PAR (CANADA)
CYNA
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 7.55%
2 Energy 7.06%
3 Healthcare 5.35%
4 Financials 4.13%
5 Materials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYT
151
DELISTED
Syngenta Ag
SYT
$1.07M 0.1%
+13,600
New +$1.1M
BRQS
152
DELISTED
Borqs Technologies, Inc. Ordinary Shares
BRQS
$1.05M 0.1%
535
+2
+0.4% +$3.96K
PACE
153
DELISTED
Pace Holdings Corp. Class A Ordinary Shares
PACE
$1.03M 0.1%
101,500
+2,500
+3% +$24.9K
NVDA icon
154
NVIDIA
NVDA
$5.01T
$1.02M 0.1%
+384,000
New +$802K
MORN icon
155
CALL
Morningstar
MORN
$6.56B
$1.02M 0.1%
+13,900
New +$1.02M
NKE icon
156
Nike
NKE
$61.9B
$1.01M 0.1%
+19,900
New +$1.02M
POT
157
DELISTED
Potash Corp Of Saskatchewan
POT
$1.01M 0.1%
+55,729
New +$966K
HZNP
158
CALL
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$1M 0.09%
+62,000
New +$1.12M
MSI icon
159
CALL
Motorola Solutions
MSI
$69.4B
$995K 0.09%
+12,000
New +$941K
CAB
160
DELISTED
Cabela's Inc
CAB
$993K 0.09%
+16,958
New +$1.05M
LPX icon
161
CALL
Louisiana-Pacific
LPX
$5.2B
$947K 0.09%
50,000
-154,900
-76% -$2.95M
CBOE icon
162
Cboe Global Markets
CBOE
$29.8B
$946K 0.09%
12,804
+7,124
+125% +$490K
RRGB icon
163
Red Robin
RRGB
$134M
$917K 0.09%
16,252
-85,707
-84% -$4.29M
AMTD
164
CALL
DELISTED
TD Ameritrade Holding Corp
AMTD
$916K 0.09%
+21,000
New +$815K
CELG
165
DELISTED
Celgene Corp
CELG
$903K 0.09%
+7,800
New +$869K
BALL icon
166
CALL
Ball Corp
BALL
$17B
$878K 0.08%
23,400
-10,200
-30% -$394K
JPM icon
167
JPMorgan Chase
JPM
$939B
$877K 0.08%
10,167
-2,000
-16% -$153K
YELL
168
PUT
DELISTED
Yellow Corporation Common Stock
YELL
$876K 0.08%
+66,000
New +$831K
APTV icon
169
CALL
Aptiv
APTV
$12B
$875K 0.08%
+13,000
New +$873K
BRSL
170
PUT
Brightstar Lottery PLC
BRSL
$1.91B
$875K 0.08%
+34,300
New +$920K
AXTA icon
171
Axalta
AXTA
$7.01B
$873K 0.08%
32,103
+22,103
+221% +$582K
QSR icon
172
CALL
Restaurant Brands International
QSR
$25.1B
$858K 0.08%
18,000
+3,000
+20% +$138K
LUMN icon
173
CALL
Lumen
LUMN
$6.53B
$832K 0.08%
+35,000
New +$889K
BWA icon
174
CALL
BorgWarner
BWA
$13.2B
$820K 0.08%
+23,629
New +$762K
HLT icon
175
Hilton Worldwide
HLT
$74B
$783K 0.07%
+9,600
New +$706K
5 6
7
8 9

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SC
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WIM
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LCG
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CCM
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TS
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SMA
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SCA
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K2 Principal Fund's Q4 2016 Portfolio in Review

As of Q4 2016, K2 Principal Fund held 408 positions worth $1.06B, up 19% from $892M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

K2 Principal Fund deployed $260M of net new capital in Q4 2016, opening 131 new positions and adding to 67 existing holdings. Its largest new stake was Basis Energy Services, Inc.: 293,033 shares worth $10.4M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, down from 11% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Valspar, an estimated $11.8M trimmed.

  • K2 Principal Fund's largest Q4 2016 buy was Basis Energy Services, Inc.: 293,033 shares worth $10.4M.
  • K2 Principal Fund added most to St Jude Medical in Q4 2016, an estimated $20.8M increase.
  • K2 Principal Fund's biggest Q4 2016 reduction was Valspar, cutting an estimated $11.8M.
  • K2 Principal Fund fully exited Alphabet (Google) Class C in Q4 2016, selling an estimated $16M.
  • K2 Principal Fund's ten largest holdings make up 29% of its $1.06B portfolio in Q4 2016.
  • K2 Principal Fund opened 131 new positions and closed 131 in Q4 2016.
  • K2 Principal Fund's portfolio value rose 19% quarter-over-quarter to $1.06B.

Based on K2 Principal Fund's 13F filing for Q4 2016, filed 15 Feb 2017.