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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+11.93%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$892M
AUM Growth
+$133M
Cap. Flow
+$76.1M
Cap. Flow %
8.54%
Top 10 Hldgs %
27.8%
Holding
388
New
139
Increased
53
Reduced
52
Closed
111

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$15.6M
2
YHOO
Yahoo Inc
YHOO
+$11.1M
3
WWAV
The WhiteWave Foods Company
WWAV
+$10.8M
4
BMY icon
Bristol-Myers Squibb
BMY
+$10.2M
5
KLAC icon
KLA
KLAC
+$7.95M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$30.2M
2
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$18M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$14.1M
4
FNFG
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
+$12.4M
5
CPXX
CELATOR PHARMACEUTICALS INC. COMMON STOCK
CPXX
+$8.13M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Energy 4.6%
3 Communication Services 4.08%
4 Industrials 4.05%
5 Financials 3.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EGAS
151
DELISTED
Gas Natural Inc.
EGAS
$1.04M 0.12%
135,542
-46,863
-26% -$347K
MSI icon
152
Motorola Solutions
MSI
$69.4B
$976K 0.11%
+12,800
New +$935K
PACE
153
DELISTED
Pace Holdings Corp. Class A Ordinary Shares
PACE
$974K 0.11%
99,000
– –
VTRS icon
154
CALL
Viatris
VTRS
$20.1B
$953K 0.11%
25,000
-30,000
-55% -$1.33M
MX icon
155
Magnachip Semiconductor
MX
$128M
$933K 0.1%
+111,842
New +$813K
WM icon
156
CALL
Waste Management
WM
$95.9B
$893K 0.1%
+14,000
New +$915K
WM icon
157
PUT
Waste Management
WM
$95.9B
$893K 0.1%
+14,000
New +$915K
TLT icon
158
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$889K 0.1%
6,463
-37
-0.6% -$5.13K
BRK.B icon
159
Berkshire Hathaway Class B
BRK.B
$1.07T
$887K 0.1%
6,138
+1,300
+27% +$190K
FOR icon
160
Forestar Group
FOR
$1.44B
$868K 0.1%
74,148
+44,400
+149% +$536K
PAY
161
DELISTED
Verifone Systems Inc
PAY
$851K 0.1%
54,096
+44,096
+441% +$801K
GILD icon
162
Gilead Sciences
GILD
$161B
$847K 0.1%
10,700
-17,617
-62% -$1.43M
JPM icon
163
JPMorgan Chase
JPM
$939B
$810K 0.09%
12,167
-9,004
-43% -$587K
ODP
164
DELISTED
ODP
ODP
$809K 0.09%
22,653
+21,070
+1,331% +$747K
GOOGL icon
165
PUT
Alphabet (Google) Class A
GOOGL
$3.91T
$804K 0.09%
20,000
-60,000
-75% -$2.35M
PANW icon
166
CALL
Palo Alto Networks
PANW
$264B
$797K 0.09%
+30,000
New +$684K
SLG icon
167
SL Green Realty
SLG
$3.88B
$757K 0.08%
+7,231
New +$794K
TJX icon
168
CALL
TJX Companies
TJX
$170B
$748K 0.08%
+20,000
New +$783K
UAL icon
169
CALL
United Airlines
UAL
$38.4B
$740K 0.08%
14,100
-1,000
-7% -$48.1K
SEMI
170
DELISTED
SunEdison Semiconductor Limited
SEMI
$740K 0.08%
+65,000
New +$583K
AAL icon
171
CALL
American Airlines Group
AAL
$9.58B
$729K 0.08%
19,900
-2,100
-10% -$74.2K
N
172
PUT
DELISTED
Netsuite Inc
N
$719K 0.08%
+6,500
New +$655K
XLRE icon
173
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$682K 0.08%
+20,800
New +$698K
WCN
174
PUT
Waste Connections
WCN
$42.8B
$672K 0.08%
+13,500
New +$681K
QSR icon
175
CALL
Restaurant Brands International
QSR
$25.1B
$669K 0.08%
15,000
+3,000
+25% +$136K
5 6
7
8 9

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K2 Principal Fund's Q3 2016 Portfolio in Review

As of Q3 2016, K2 Principal Fund held 388 positions worth $892M, up 18% from $758M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

K2 Principal Fund deployed $76.1M of net new capital in Q3 2016, opening 139 new positions and adding to 53 existing holdings. Its largest new stake was Alphabet (Google) Class C: 410,620 shares worth $16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was Permian Resources, an estimated $4.76M trimmed.

  • K2 Principal Fund's largest Q3 2016 buy was Alphabet (Google) Class C: 410,620 shares worth $16M.
  • K2 Principal Fund added most to Yahoo Inc in Q3 2016, an estimated $11.1M increase.
  • K2 Principal Fund's biggest Q3 2016 reduction was Permian Resources, cutting an estimated $4.76M.
  • K2 Principal Fund fully exited Alphabet (Google) Class A in Q3 2016, selling an estimated $30.2M.
  • K2 Principal Fund's ten largest holdings make up 28% of its $892M portfolio in Q3 2016.
  • K2 Principal Fund opened 139 new positions and closed 111 in Q3 2016.
  • K2 Principal Fund's portfolio value rose 18% quarter-over-quarter to $892M.

Based on K2 Principal Fund's 13F filing for Q3 2016, filed 15 Nov 2016.