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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.27%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$616M
AUM Growth
+$59.7M
Cap. Flow
+$81.3M
Cap. Flow %
13.18%
Top 10 Hldgs %
42.33%
Holding
252
New
79
Increased
37
Reduced
29
Closed
97

Top Buys

Rank Stock Value
1
HME
HOME PROPERTIES, INC
HME
+$39.3M
2
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
+$26.9M
3
THOR
THORATEC CORPORATION
THOR
+$23M
4
KYTH
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
+$17M
5
NYRT
New York REIT, Inc.
NYRT
+$12.6M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$36.5M
2
DTV
DIRECTV COM STK (DE)
DTV
+$33.1M
3
AEC
ASSOCIATED ESTATES REALTY CORP
AEC
+$19.1M
4
MWV
MEADWESTVACO CORP
MWV
+$13.2M
5
SIAL
SIGMA - ALDRICH CORP
SIAL
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 8.83%
2 Communication Services 7.98%
3 Technology 5.16%
4 Healthcare 2.84%
5 Real Estate 2.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
151
CALL
AbbVie
ABBV
$458B
– –
-9,000
Closed -$605K
ABBV icon
152
AbbVie
ABBV
$458B
– –
-14,022
Closed -$942K
ABBV icon
153
PUT
AbbVie
ABBV
$458B
– –
-5,000
Closed -$336K
AWI icon
154
Armstrong World Industries
AWI
$6.86B
– –
-55,146
Closed -$2.94M
BAC icon
155
CALL
Bank of America
BAC
$435B
– –
-107,000
Closed -$1.82M
BSBR icon
156
CALL
Santander
BSBR
$39.7B
– –
-10,440
Closed -$54K
BX icon
157
Blackstone
BX
$104B
– –
-17,629
Closed -$707K
CAKE icon
158
Cheesecake Factory
CAKE
$4.21B
– –
-4,900
Closed -$267K
CDE icon
159
Coeur Mining
CDE
$15.6B
– –
-32,366
Closed -$185K
CF icon
160
PUT
CF Industries
CF
$19.2B
– –
-85,000
Closed -$5.46M
CI icon
161
CALL
Cigna
CI
$76.6B
– –
-12,500
Closed -$2.02M
CSCO icon
162
CALL
Cisco
CSCO
$450B
– –
-143,500
Closed -$3.94M
EBAY icon
163
CALL
eBay
EBAY
$48.6B
– –
-47,520
Closed -$1.21M
EBAY icon
164
eBay
EBAY
$48.6B
– –
-255,895
Closed -$6.49M
FNV icon
165
CALL
Franco-Nevada
FNV
$41.4B
– –
-5,000
Closed -$238K
GLD icon
166
CALL
SPDR Gold Trust
GLD
$131B
– –
-8,000
Closed -$899K
GM icon
167
General Motors
GM
$74.7B
– –
-183,384
Closed -$6.11M
B
168
CALL
Barrick Mining
B
$62.2B
– –
-35,000
Closed -$373K
GOOG icon
169
CALL
Alphabet (Google) Class C
GOOG
$3.9T
– –
-360,000
Closed -$9.37M
GSAT icon
170
Globalstar
GSAT
$10.2B
– –
-2,300
Closed -$73K
HYG icon
171
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
– –
-12,000
Closed -$1.07M
INTU icon
172
Intuit
INTU
$81.1B
– –
-7,800
Closed -$786K
IWM icon
173
PUT
iShares Russell 2000 ETF
IWM
$80.9B
– –
-15,000
Closed -$1.87M
JNJ icon
174
CALL
Johnson & Johnson
JNJ
$635B
– –
-15,000
Closed -$1.46M
LQD icon
175
CALL
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
– –
-10,000
Closed -$1.16M
5 6
7
8 9

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WIM
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LCG
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CCM
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SMA
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SCA
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K2 Principal Fund's Q3 2015 Portfolio in Review

As of Q3 2015, K2 Principal Fund held 252 positions worth $616M, up 11% from $557M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

K2 Principal Fund deployed $81.3M of net new capital in Q3 2015, opening 79 new positions and adding to 37 existing holdings. Its largest new stake was HOME PROPERTIES, INC: 530,322 shares worth $39.6M.

By sector, the portfolio is most concentrated in Financials at 8.8% of assets, up from 5.7% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Baker Hughes, an estimated $8.65M trimmed.

  • K2 Principal Fund's largest Q3 2015 buy was HOME PROPERTIES, INC: 530,322 shares worth $39.6M.
  • K2 Principal Fund added most to DEALERTRACK TECHNOLOGIES, INC. COM STK in Q3 2015, an estimated $26.9M increase.
  • K2 Principal Fund's biggest Q3 2015 reduction was Baker Hughes, cutting an estimated $8.65M.
  • K2 Principal Fund fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $36.5M.
  • K2 Principal Fund's ten largest holdings make up 42% of its $616M portfolio in Q3 2015.
  • K2 Principal Fund opened 79 new positions and closed 97 in Q3 2015.
  • K2 Principal Fund's portfolio value rose 11% quarter-over-quarter to $616M.

Based on K2 Principal Fund's 13F filing for Q3 2015, filed 13 Nov 2015.