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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.15%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.23B
AUM Growth
+$28.2M
Cap. Flow
-$167M
Cap. Flow %
-13.57%
Top 10 Hldgs %
30.38%
Holding
553
New
191
Increased
38
Reduced
38
Closed
238

Top Buys

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$88.5M
2
PFSI icon
PennyMac Financial
PFSI
+$40.7M
3
PMT
PennyMac Mortgage Investment
PMT
+$16M
4
PFTAU
Perception Capital Corp. III Unit
PFTAU
+$16M
5
CHWAU
CHW Acquisition Corporation Unit
CHWAU
+$9.92M

Top Sells

Rank Stock Value
1
SKIN icon
SkinHealth Systems
SKIN
+$21.8M
2
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$15.1M
3
GACQU
Global Consumer Acquisition Corp. Unit
GACQU
+$12.2M
4
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$10.2M
5
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$8.78M

Sector Composition

Rank Sector Weight
1 Financials 18.24%
2 Real Estate 4.79%
3 Healthcare 4.26%
4 Technology 2.93%
5 Communication Services 2.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPX
126
DELISTED
GP Strategies Corp.
GPX
$1.49M 0.12%
+72,050
New +$1.43M
KOR
127
DELISTED
Corvus Gold Inc. Common Shares
KOR
$1.48M 0.12%
+367,260
New +$1.14M
HCAQ
128
DELISTED
HealthCor Catalio Acquisition Corp. Class A Ordinary Shares
HCAQ
$1.48M 0.12%
+149,935
New +$1.48M
SNAP icon
129
Snap
SNAP
$8.01B
$1.48M 0.12%
+20,000
New +$1.44M
FCX icon
130
PUT
Freeport-McMoran
FCX
$86B
$1.46M 0.12%
45,000
+5,000
+13% +$176K
GPGI
131
GPGI Inc
GPGI
$4.06B
$1.46M 0.12%
173,809
-90,300
-34% -$758K
FMBI
132
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$1.45M 0.12%
+76,036
New +$1.4M
CFIV
133
DELISTED
CF Acquisition Corp. IV Class A common stock
CFIV
$1.4M 0.11%
143,636
– –
PROK icon
134
ProKidney
PROK
$316M
$1.37M 0.11%
139,524
-10,476
-7% -$103K
ALAC
135
DELISTED
Alberton Acquisition Corp
ALAC
$1.32M 0.11%
116,483
+13,252
+13% +$149K
EBSB
136
DELISTED
Meridian Bancorp, Inc.
EBSB
$1.31M 0.11%
63,035
+8,190
+15% +$163K
ATAI icon
137
AtaiBeckley Inc
ATAI
$2.65B
$1.26M 0.1%
106,672
– –
PRPB.WS
138
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
$1.26M 0.1%
+1,246,050
New +$1.44M
IAU icon
139
iShares Gold Trust
IAU
$62.2B
$1.25M 0.1%
+37,500
New +$1.28M
CLBT icon
140
CALL
Cellebrite
CLBT
$3.68B
$1.21M 0.1%
+130,400
New +$1.36M
ABEV icon
141
Ambev
ABEV
$48.1B
$1.2M 0.1%
435,709
+62,058
+17% +$196K
BKNG icon
142
PUT
Booking.com
BKNG
$155B
$1.19M 0.1%
+12,500
New +$1.12M
PICC
143
DELISTED
Pivotal Investment Corporation III
PICC
$1.18M 0.1%
120,660
– –
CPLG
144
DELISTED
CorePoint Lodging Inc. Common Stock
CPLG
$1.17M 0.1%
+75,605
New +$1.04M
VXX icon
145
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$164M
$1.15M 0.09%
2,584
+185
+8% +$82.9K
CSV icon
146
Carriage Services
CSV
$645M
$1.14M 0.09%
25,624
-115,901
-82% -$4.69M
VNE
147
DELISTED
Veoneer, Inc.
VNE
$1.14M 0.09%
+33,355
New +$1.06M
X
148
PUT
DELISTED
US Steel
X
$1.1M 0.09%
+50,000
New +$1.25M
AKLI
149
DELISTED
Akili Inc
AKLI
$995K 0.08%
100,041
-49,959
-33% -$493K
DNAB
150
DELISTED
Social Capital Suvretta Holdings Corp. II Class A Ordinary Shares
DNAB
$991K 0.08%
100,300
-49,700
-33% -$489K
4 5
6
7 8

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WIM
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LCG
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CCM
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SMA
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SCA
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K2 Principal Fund's Q3 2021 Portfolio in Review

As of Q3 2021, K2 Principal Fund held 553 positions worth $1.23B, up 2.3% from $1.2B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

K2 Principal Fund withdrew a net $167M in Q3 2021, closing 238 positions and reducing 38 holdings. Its most notable exit was CC Neuberger Principal Holdings II Class A Ordinary Shares, an estimated $15.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 15% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, K2 Principal Fund opened a new position in Perception Capital Corp. III Unit worth $15.9M.

  • K2 Principal Fund's largest Q3 2021 buy was Perception Capital Corp. III Unit: 1,600,000 shares worth $15.9M.
  • K2 Principal Fund added most to CI Financial Corp. in Q3 2021, an estimated $88.5M increase.
  • K2 Principal Fund's biggest Q3 2021 reduction was SkinHealth Systems, cutting an estimated $21.8M.
  • K2 Principal Fund fully exited CC Neuberger Principal Holdings II Class A Ordinary Shares in Q3 2021, selling an estimated $15.1M.
  • K2 Principal Fund's ten largest holdings make up 30% of its $1.23B portfolio in Q3 2021.
  • K2 Principal Fund opened 191 new positions and closed 238 in Q3 2021.
  • K2 Principal Fund's portfolio value rose 2.3% quarter-over-quarter to $1.23B.

Based on K2 Principal Fund's 13F filing for Q3 2021, filed 12 Nov 2021.