KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+4.85%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$499M
AUM Growth
+$127M
Cap. Flow
+$12.4M
Cap. Flow %
2.49%
Top 10 Hldgs %
24.04%
Holding
328
New
83
Increased
24
Reduced
16
Closed
54

Top Buys

1
PFSI icon
PennyMac Financial
PFSI
$16.5M
2
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
$10.1M
3
FGNA.U
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
$8.34M
4
WPF
Foley Trasimene Acquisition Corp.
WPF
$7.26M
5
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$7.07M

Top Sells

1
GB
Global Blue Group Holding
GB
$13.5M
2
CFFAU
CF Finance Acquisition Corp. Unit
CFFAU
$10.5M
3
PAYA
Paya Holdings Inc. Class A Common Stock
PAYA
$9.71M
4
FSR
Fisker Inc.
FSR
$7.79M
5
OPEN icon
Opendoor
OPEN
$6.16M

Sector Composition

1 Financials 12.84%
2 Technology 8.07%
3 Consumer Discretionary 5.98%
4 Consumer Staples 5.79%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RST
126
DELISTED
ROSETTA STONE INC
RST
$539K 0.08%
+17,971
New +$539K
CCAC.U
127
DELISTED
CITIC Capital Acquisition Corp. Units, each consisting of one Class A ordinary share, $0.0001 par va
CCAC.U
$472K 0.07%
46,130
– –
CDOR
128
DELISTED
Condor Hospitality Trust, Inc. Common Stock
CDOR
$422K 0.06%
+161,257
New +$422K
CSV icon
129
Carriage Services
CSV
$680M
$405K 0.06%
+18,147
New +$405K
CNK icon
130
Cinemark Holdings
CNK
$2.92B
$331K 0.05%
+33,128
New +$331K
SCPE.U
131
DELISTED
SC Health Corporation Units, each consisting of one Class A ordinary share, $0.0001 par value, and o
SCPE.U
$288K 0.04%
27,300
– –
SWN
132
DELISTED
Southwestern Energy Company
SWN
$287K 0.04%
+122,157
New +$287K
BLU
133
DELISTED
BELLUS Health Inc.
BLU
$264K 0.04%
+116,470
New +$264K
SYTA icon
134
Siyata Mobile
SYTA
$32.2M
– –
0
– –
BMY.RT
135
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$113K 0.02%
50,300
– –
GNFT
136
Genfit
GNFT
$194M
$66K 0.01%
+12,545
New +$66K
PBI icon
137
Pitney Bowes
PBI
$2.11B
$56K 0.01%
+10,479
New +$56K
GTEC icon
138
Greenland Technologies Holding Corp
GTEC
$23.1M
$12K ﹤0.01%
10,000
– –
CGROW
139
DELISTED
Collective Growth Corporation Warrant
CGROW
– –
0
– –
RPLA.WS
140
DELISTED
Replay Acquisition Corp. Warrants
RPLA.WS
– –
0
– –
NBACU
141
DELISTED
Newborn Acquisition Corp. Unit
NBACU
– –
-90,095
Closed -$915K
LOACW
142
DELISTED
Longevity Acquisition Corporation Warrant
LOACW
– –
0
– –
LOACR
143
DELISTED
Longevity Acquisition Corporation Right
LOACR
– –
0
– –
SG
144
DELISTED
Sirius International Insurance Group, Ltd. Common Share
SG
– –
-60,205
Closed -$418K
TIF
145
DELISTED
Tiffany & Co.
TIF
– –
0
– –
LCAHW
146
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
– –
0
– –
PTACU
147
DELISTED
PropTech Acquisition Corporation Unit
PTACU
– –
-311,101
Closed -$3.3M
PTACW
148
DELISTED
PropTech Acquisition Corporation Warrant
PTACW
– –
0
– –
HYACW
149
DELISTED
Haymaker Acquisition Corp. II Warrant
HYACW
– –
0
– –
PIC.WS
150
DELISTED
Pivotal Investment Corporation II Redeemable Warrants, each whole warrant exercisable for shares of
PIC.WS
– –
0
– –
4 5
6
7 8