We are live on ! Find out more
KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$669M
AUM Growth
+$39.7M
Cap. Flow
-$77.2M
Cap. Flow %
-11.54%
Top 10 Hldgs %
20.07%
Holding
361
New
109
Increased
44
Reduced
41
Closed
118

Top Buys

Rank Stock Value
1
PFSI icon
PennyMac Financial
PFSI
+$14.1M
2
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
+$9.95M
3
FGNA.U
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
+$8.34M
4
WPF
Foley Trasimene Acquisition Corp.
WPF
+$7.22M
5
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$7.06M

Top Sells

Rank Stock Value
1
GB
Global Blue Group Holding
GB
+$13.5M
2
CFFAU
CF Finance Acquisition Corp. Unit
CFFAU
+$10.5M
3
PAYA
Paya Holdings Inc. Class A Common Stock
PAYA
+$9.71M
4
FSR
Fisker Inc.
FSR
+$7.79M
5
OPEN icon
Opendoor
OPEN
+$6.16M

Sector Composition

Rank Sector Weight
1 Financials 9.57%
2 Technology 6%
3 Consumer Discretionary 4.46%
4 Consumer Staples 3.65%
5 Healthcare 3.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKCA
126
DELISTED
Akcea Therapeutics Inc
AKCA
$1.07M 0.16%
+58,853
New +$835K
SMTC icon
127
CALL
Semtech
SMTC
$10.7B
$1.06M 0.16%
+20,000
New +$1.12M
CMLFU
128
DELISTED
CM Life Sciences, Inc. Unit
CMLFU
$1.05M 0.16%
+100,000
New +$1.05M
ACM icon
129
Aecom
ACM
$9.22B
$1.05M 0.16%
+25,000
New +$953K
OACB.U
130
DELISTED
Oaktree Acquisition Corp. II Units, each consisting of one Class A ordinary share, and one-fourth of
OACB.U
$1.03M 0.15%
+100,000
New +$1.03M
MVSTW
131
CALL
DELISTED
Microvast Holdings Warrants
MVSTW
$1.03M 0.15%
2,024,048
+220,493
+12% +$113K
NHICU
132
DELISTED
NewHold Investment Corp. Unit
NHICU
$1.03M 0.15%
+102,093
New +$1.02M
VSPRU
133
DELISTED
Vesper Healthcare Acquisition Corp. Unit
VSPRU
$1.03M 0.15%
+100,000
New +$1.03M
CBB
134
DELISTED
Cincinnati Bell Inc.
CBB
$992K 0.15%
66,158
+41,024
+163% +$616K
GDX icon
135
PUT
VanEck Gold Miners ETF
GDX
$23.5B
$979K 0.15%
25,000
-112,500
-82% -$4.59M
SLAB icon
136
CALL
Silicon Laboratories
SLAB
$7.15B
$979K 0.15%
+10,000
New +$1.01M
CAH icon
137
CALL
Cardinal Health
CAH
$53.2B
$944K 0.14%
+20,100
New +$1.03M
SPLK
138
CALL
DELISTED
Splunk Inc
SPLK
$941K 0.14%
+5,000
New +$996K
BGC icon
139
BGC Group
BGC
$5.6B
$935K 0.14%
389,773
+350,350
+889% +$915K
SCVX.U
140
DELISTED
SCVX Corp. Units, each consisting of one Class A ordinary share, $0.0001 par value per share, and on
SCVX.U
$900K 0.13%
83,716
– –
PDS
141
Precision Drilling
PDS
$979M
$886K 0.13%
53,350
+10,000
+23% +$135K
U icon
142
Unity
U
$14.6B
$873K 0.13%
+10,000
New +$843K
VAR
143
DELISTED
Varian Medical Systems, Inc.
VAR
$860K 0.13%
+5,000
New +$786K
MDNA
144
DELISTED
Medicenna Therapeutics Corp. Common Shares
MDNA
$857K 0.13%
+158,845
New +$639K
ANAB icon
145
AnaptysBio
ANAB
$1.63B
$851K 0.13%
+57,721
New +$1.04M
HUD
146
DELISTED
Hudson Ltd. Class A Common Shares
HUD
$850K 0.13%
+111,857
New +$679K
JETS icon
147
PUT
US Global Jets ETF
JETS
$786M
$845K 0.13%
50,000
– –
EQOS
148
DELISTED
EQONEX LIMITED Ordinary Shares
EQOS
$840K 0.13%
93,343
-272,226
-74% -$2.74M
SNPR.U
149
DELISTED
Tortoise Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fourth of
SNPR.U
$816K 0.12%
+75,000
New +$811K
VXX icon
150
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$158M
$815K 0.12%
512
+324
+172% +$576K
4 5
6
7 8

Similar funds

KGI
Kopernik Global Investors Tampa, Florida $1.43B AUM 63.57% 1-Year Est. Return
SC
Styrax Capital New York $1.43B AUM 50.63% 1-Year Est. Return
WIM
Weitz Investment Management Omaha, Nebraska $1.43B AUM 0.51% 1-Year Est. Return
LCG
Luxor Capital Group New York $1.43B AUM 30.88% 1-Year Est. Return
CCM
Callodine Capital Management Boston, Massachusetts $1.43B AUM 8.74% 1-Year Est. Return
TS
Triglav Skladi Ljubljana, Slovenia $1.43B AUM 39.24% 1-Year Est. Return
SMA
Sage Mountain Advisors Atlanta, Georgia $1.43B AUM 16.47% 1-Year Est. Return
SCA
Stonebridge Capital Advisors St Paul, Minnesota $1.43B AUM 21.98% 1-Year Est. Return

K2 Principal Fund's Q3 2020 Portfolio in Review

As of Q3 2020, K2 Principal Fund held 361 positions worth $669M, up 6.3% from $629M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

K2 Principal Fund withdrew a net $77.2M in Q3 2020, closing 118 positions and reducing 41 holdings. Its most notable exit was Global Blue Group Holding, an estimated $13.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, up from 6.9% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, K2 Principal Fund opened a new position in CC Neuberger Principal Holdings II worth $10.1M.

  • K2 Principal Fund's largest Q3 2020 buy was CC Neuberger Principal Holdings II: 976,880 shares worth $10.1M.
  • K2 Principal Fund added most to PennyMac Financial in Q3 2020, an estimated $14.1M increase.
  • K2 Principal Fund's biggest Q3 2020 reduction was Tuscan Holdings Corp. II Common Stock, cutting an estimated $3.5M.
  • K2 Principal Fund fully exited Global Blue Group Holding in Q3 2020, selling an estimated $13.5M.
  • K2 Principal Fund's ten largest holdings make up 20% of its $669M portfolio in Q3 2020.
  • K2 Principal Fund opened 109 new positions and closed 118 in Q3 2020.
  • K2 Principal Fund's portfolio value rose 6.3% quarter-over-quarter to $669M.

Based on K2 Principal Fund's 13F filing for Q3 2020, filed 13 Nov 2020.