KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+7.28%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$371M
AUM Growth
+$71M
Cap. Flow
-$23.4M
Cap. Flow %
-6.29%
Top 10 Hldgs %
27.38%
Holding
317
New
65
Increased
17
Reduced
11
Closed
57

Top Buys

1
GB
Global Blue Group Holding
GB
$12M
2
PFSI icon
PennyMac Financial
PFSI
$9.89M
3
CLOV icon
Clover Health Investments
CLOV
$6.18M
4
OPEN icon
Opendoor
OPEN
$6.16M
5
LGVW.U
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
$6.06M

Top Sells

1
UTZ icon
Utz Brands
UTZ
$8.28M
2
AGN
Allergan plc
AGN
$8.21M
3
CCH.U
Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
CCH.U
$8.17M
4
CCXX.U
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
$5.56M
5
INSUU
Insurance Acquisition Corp. Unit
INSUU
$5.21M

Sector Composition

1 Financials 11.63%
2 Consumer Discretionary 7.59%
3 Technology 6.61%
4 Industrials 6.2%
5 Consumer Staples 5.79%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GMHIW
126
DELISTED
Gores Metropoulos, Inc. Warrant
GMHIW
– –
0
– –
ORSNR
127
DELISTED
Orisun Acquisition Corp. Right
ORSNR
– –
0
– –
CFFAW
128
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
– –
0
– –
NFINW
129
DELISTED
Netfin Acquisition Corp. Warrants
NFINW
– –
0
– –
NFINU
130
DELISTED
Netfin Acquisition Corp. Unit
NFINU
– –
-367,924
Closed -$3.71M
HCCOW
131
DELISTED
Healthcare Merger Corp. Warrants
HCCOW
– –
0
– –
ADSW
132
DELISTED
Advanced Disposal Services, Inc.
ADSW
– –
-15,000
Closed -$492K
SPAQ.WS
133
DELISTED
Spartan Energy Acquisition Corp. Warrants, each whole warrant exercisable for one Class A common sto
SPAQ.WS
– –
0
– –
FTACW
134
DELISTED
FinTech Acquisition Corp. III Warrant
FTACW
– –
0
– –
INSUU
135
DELISTED
Insurance Acquisition Corp. Unit
INSUU
– –
-501,900
Closed -$5.21M
INSUW
136
DELISTED
Insurance Acquisition Corp. Warrant
INSUW
– –
0
– –
CCXX.U
137
DELISTED
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
– –
-556,412
Closed -$5.56M
CCXX.WS
138
DELISTED
Churchill Capital Corp III Warrants, each exercisable for one share of Class A common stock at an ex
CCXX.WS
– –
0
– –
DLPH
139
DELISTED
Delphi Technologies PLC Ordinary Shares
DLPH
– –
-41,556
Closed -$335K
SHLL.WS
140
DELISTED
Tortoise Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
SHLL.WS
– –
0
– –
JFKKW
141
DELISTED
8i Enterprises Acquisition Corp Warrant
JFKKW
– –
0
– –
JFKKR
142
DELISTED
8i Enterprises Acquisition Corp Right
JFKKR
– –
0
– –
GRAF.WS
143
DELISTED
Graf Industrial Corp. Warrants (each exercisable for three-quarters of one share of common stock, ea
GRAF.WS
– –
0
– –
CCH.WS
144
DELISTED
Collier Creek Holdings Warrants, each whole warrant exercisable for one Class A ordinary share at an
CCH.WS
– –
0
– –
FPAC.WS
145
DELISTED
Far Point Acquisition Corporation Warrants, exercisable for one share of Class A Common Stock for $1
FPAC.WS
– –
0
– –
CCH.U
146
DELISTED
Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
CCH.U
– –
-770,429
Closed -$8.17M
ROSEW
147
DELISTED
Rosehill Resources Inc.
ROSEW
– –
0
– –
IBKC
148
DELISTED
IBERIABANK Corp
IBKC
– –
-6,948
Closed -$251K
ARYAW
149
DELISTED
ARYA Sciences Acquisiton Corp. Warrant
ARYAW
– –
0
– –
IOTS
150
DELISTED
Adesto Technologies Corporation Common Stock
IOTS
– –
-41,066
Closed -$460K
4 5
6
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