KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+5.92%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$561M
AUM Growth
+$37.7M
Cap. Flow
-$50.3M
Cap. Flow %
-8.96%
Top 10 Hldgs %
19.2%
Holding
362
New
76
Increased
31
Reduced
31
Closed
117

Top Buys

1
THCBU
Tuscan Holdings Corp. Unit
THCBU
$17.2M
2
TRNE.U
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$8.02M
3
INSUU
Insurance Acquisition Corp. Unit
INSUU
$7.07M
4
LVOXU
LiveVox Holding, Inc. Unit
LVOXU
$7M
5
STNL
Sentinel Energy Services Inc. Class A Common Stock
STNL
$6.89M

Top Sells

1
FSAC
Federal Street Acquisition Corp. Common Stock
FSAC
$11.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
$10M
3
DMTK
DermTech, Inc. Common Stock
DMTK
$6.52M
4
DNB
Dun & Bradstreet
DNB
$6.4M
5
HYACU
Haymaker Acquisition Corp. Unit
HYACU
$6.35M

Sector Composition

1 Consumer Discretionary 9.77%
2 Technology 8.41%
3 Industrials 6.73%
4 Communication Services 6.09%
5 Financials 4.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CY
126
DELISTED
Cypress Semiconductor
CY
$1.04M 0.13%
70,000
-90,000
-56% -$1.34M
HPK icon
127
HighPeak Energy
HPK
$961M
$1.03M 0.13%
102,543
– –
BRMK
128
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$1.02M 0.13%
100,100
+100
+0.1% +$1.02K
PVT.U
129
DELISTED
Pivotal Acquisition Corp.
PVT.U
$1.02M 0.13%
+100,000
New +$1.02M
DPHCU
130
DELISTED
DiamondPeak Holdings Corp. Units
DPHCU
$1M 0.13%
+100,000
New +$1M
GIB icon
131
CGI
GIB
$21.2B
$1M 0.13%
+14,550
New +$1M
PAYA
132
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
$975K 0.12%
+100,000
New +$975K
BROGU
133
DELISTED
Twelve Seas Investment Company Units
BROGU
$928K 0.12%
88,800
-49,900
-36% -$521K
IMDZ
134
DELISTED
Immune Design Corp.
IMDZ
$926K 0.12%
+158,255
New +$926K
TOL icon
135
Toll Brothers
TOL
$14B
$919K 0.12%
+25,400
New +$919K
SUM
136
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$905K 0.12%
+57,970
New +$905K
NITE
137
DELISTED
Nightstar Therapeutics plc American Depositary Shares
NITE
$870K 0.11%
+34,275
New +$870K
BATRK icon
138
Atlanta Braves Holdings Series B
BATRK
$2.7B
$868K 0.11%
31,263
-10,637
-25% -$295K
PHM icon
139
Pultegroup
PHM
$27.2B
$769K 0.1%
+27,500
New +$769K
RPAY icon
140
Repay Holdings
RPAY
$490M
$765K 0.1%
+75,000
New +$765K
VNOM icon
141
Viper Energy
VNOM
$6.59B
$763K 0.1%
23,002
– –
SCAC
142
DELISTED
Saban Capital Acquisition Corp. Class A Ordinary Share
SCAC
$763K 0.1%
74,215
-576,737
-89% -$5.93M
RVPH icon
143
Reviva Pharmaceuticals
RVPH
$30.4M
$755K 0.1%
+75,000
New +$755K
LSEA
144
DELISTED
Landsea Homes
LSEA
$754K 0.1%
75,000
– –
ALAC
145
DELISTED
Alberton Acquisition Corporation Ordinary Shares
ALAC
$746K 0.1%
+75,000
New +$746K
TTCF
146
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$743K 0.09%
+75,000
New +$743K
LSCC icon
147
Lattice Semiconductor
LSCC
$9.03B
$730K 0.09%
61,196
-60,229
-50% -$718K
BHBK
148
DELISTED
Blue Hills Bancorp, Inc.
BHBK
$712K 0.09%
29,807
-5,193
-15% -$124K
B
149
Barrick Mining Corporation
B
$46.5B
$644K 0.08%
+46,999
New +$644K
ROSE
150
DELISTED
Rosehill Resources Inc. Class A
ROSE
$599K 0.08%
195,714
– –
4 5
6
7 8