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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$785M
AUM Growth
+$125M
Cap. Flow
+$25.3M
Cap. Flow %
3.23%
Top 10 Hldgs %
19.97%
Holding
445
New
157
Increased
40
Reduced
37
Closed
159

Top Buys

Rank Stock Value
1
THCBU
Tuscan Holdings Corp. Unit
THCBU
+$16.8M
2
TRNE.U
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
+$8.01M
3
INSUU
Insurance Acquisition Corp. Unit
INSUU
+$7.07M
4
LVOXU
LiveVox Holding, Inc. Unit
LVOXU
+$6.99M
5
STNL
Sentinel Energy Services Inc. Class A Common Stock
STNL
+$6.89M

Top Sells

Rank Stock Value
1
FSAC
Federal Street Acquisition Corp. Common Stock
FSAC
+$11.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$10M
3
DMTK
DermTech, Inc. Common Stock
DMTK
+$6.52M
4
DNB
Dun & Bradstreet
DNB
+$6.4M
5
HYACU
Haymaker Acquisition Corp. Unit
HYACU
+$6.35M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 6.99%
2 Technology 6.48%
3 Industrials 4.82%
4 Communication Services 4.36%
5 Financials 3.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MXWL
126
DELISTED
Maxwell Technologies Inc
MXWL
$1.79M 0.23%
+400,000
New +$1.57M
MX icon
127
Magnachip Semiconductor
MX
$126M
$1.78M 0.23%
+240,000
New +$1.71M
OAK
128
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$1.76M 0.22%
+35,405
New +$1.54M
LEN icon
129
Lennar Class A
LEN
$20.5B
$1.75M 0.22%
36,901
+26,004
+239% +$1.18M
HYMC icon
130
Hycroft Mining Holding Corp
HYMC
$1.87B
$1.68M 0.21%
16,659
+11,430
+219% +$1.14M
BXG
131
DELISTED
Bluegreen Vacations Corporation Common Stock
BXG
$1.68M 0.21%
+113,000
New +$1.6M
CTOS icon
132
Custom Truck One Source
CTOS
$2.44B
$1.68M 0.21%
164,513
+100,000
+155% +$1.01M
XLNX
133
PUT
DELISTED
Xilinx Inc
XLNX
$1.58M 0.2%
+12,500
New +$1.4M
PGLC
134
DELISTED
Pershing Gold Corporation. Common Stock
PGLC
$1.56M 0.2%
1,348,790
+505,688
+60% +$598K
OIH icon
135
VanEck Oil Services ETF
OIH
$2.06B
$1.56M 0.2%
4,525
-3,750
-45% -$1.27M
NXPI icon
136
NXP Semiconductors
NXPI
$67.6B
$1.54M 0.2%
17,400
-800
-4% -$70.3K
BA icon
137
CALL
Boeing
BA
$167B
$1.53M 0.19%
+4,000
New +$1.54M
SUM
138
CALL
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$1.51M 0.19%
96,615
-5,085
-5% -$79.5K
RMG.U
139
DELISTED
RMG Acquisition Corp.
RMG.U
$1.5M 0.19%
+150,000
New +$1.5M
IYT icon
140
CALL
iShares US Transportation ETF
IYT
$2.32B
$1.5M 0.19%
32,000
+20,000
+167% +$910K
PACQW
141
CALL
DELISTED
Pure Acquisition Corp. Warrant
PACQW
$1.5M 0.19%
+1,371,863
New +$1.55M
KLR
142
DELISTED
Kaleyra, Inc.
KLR
$1.49M 0.19%
+41,682
New +$1.49M
PNTR
143
DELISTED
Pointer Telocation Ltd.
PNTR
$1.47M 0.19%
+94,001
New +$1.33M
ID
144
DELISTED
PARTS iD, Inc.
ID
$1.46M 0.19%
+145,000
New +$1.44M
XLU icon
145
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
$1.45M 0.19%
+50,000
New +$1.39M
MLNX
146
DELISTED
Mellanox Technologies, Ltd.
MLNX
$1.42M 0.18%
12,000
+6,500
+118% +$654K
TSLA icon
147
PUT
Tesla
TSLA
$1.22T
$1.4M 0.18%
75,000
+15,000
+25% +$301K
STI
148
DELISTED
SunTrust Banks, Inc.
STI
$1.39M 0.18%
+23,403
New +$1.43M
SILV
149
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$1.37M 0.17%
+418,061
New +$1.45M
AEL
150
CALL
DELISTED
American Equity Investment Life Holding Company
AEL
$1.35M 0.17%
50,000
– –
4 5
6
7 8

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K2 Principal Fund's Q1 2019 Portfolio in Review

As of Q1 2019, K2 Principal Fund held 445 positions worth $785M, up 19% from $659M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

K2 Principal Fund deployed $25.3M of net new capital in Q1 2019, opening 157 new positions and adding to 40 existing holdings. Its largest new stake was Tuscan Holdings Corp. Unit: 1,650,000 shares worth $17.2M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Saban Capital Acquisition Corp. Class A Ordinary Share, an estimated $5.9M trimmed.

  • K2 Principal Fund's largest Q1 2019 buy was Tuscan Holdings Corp. Unit: 1,650,000 shares worth $17.2M.
  • K2 Principal Fund added most to Sentinel Energy Services Inc. Class A Common Stock in Q1 2019, an estimated $6.89M increase.
  • K2 Principal Fund's biggest Q1 2019 reduction was Saban Capital Acquisition Corp. Class A Ordinary Share, cutting an estimated $5.9M.
  • K2 Principal Fund fully exited Federal Street Acquisition Corp. Common Stock in Q1 2019, selling an estimated $11.1M.
  • K2 Principal Fund's ten largest holdings make up 20% of its $785M portfolio in Q1 2019.
  • K2 Principal Fund opened 157 new positions and closed 159 in Q1 2019.
  • K2 Principal Fund's portfolio value rose 19% quarter-over-quarter to $785M.

Based on K2 Principal Fund's 13F filing for Q1 2019, filed 14 May 2019.