We are live on ! Find out more
KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
-4.81%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$659M
AUM Growth
-$383M
Cap. Flow
-$356M
Cap. Flow %
-54%
Top 10 Hldgs %
15.19%
Holding
434
New
108
Increased
53
Reduced
69
Closed
152

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.4M
2
FSAC
Federal Street Acquisition Corp. Common Stock
FSAC
+$8.03M
3
CFFAU
CF Finance Acquisition Corp. Unit
CFFAU
+$8.01M
4
FTACU
FinTech Acquisition Corp. III Unit
FTACU
+$7.52M
5
VVC
Vectren Corporation
VVC
+$6.11M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$23M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$20.6M
3
COL
Rockwell Collins
COL
+$19.1M
4
NRCG
NRC Group Holdings Corp.
NRCG
+$18.6M
5
EACQ
Easterly Acquisition Corp
EACQ
+$16.3M

Sector Composition

Rank Sector Weight
1 Financials 7.89%
2 Technology 7.77%
3 Communication Services 6.55%
4 Consumer Discretionary 4.47%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PVH icon
126
CALL
PVH
PVH
$3.82B
$1.86M 0.28%
+20,000
New +$2.29M
XLK icon
127
State Street Technology Select Sector SPDR ETF
XLK
$113B
$1.86M 0.28%
+60,000
New +$2.03M
APTI
128
DELISTED
Apptio, Inc. Class A Common Stock
APTI
$1.85M 0.28%
+48,659
New +$1.64M
UNVR
129
DELISTED
Univar Solutions Inc.
UNVR
$1.83M 0.28%
103,417
+71,252
+222% +$1.65M
ISCA
130
DELISTED
International Speedway Corp
ISCA
$1.77M 0.27%
+40,386
New +$1.63M
STNL
131
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
$1.68M 0.25%
+167,643
New +$1.68M
SNX icon
132
TD Synnex
SNX
$19.5B
$1.67M 0.25%
+41,364
New +$1.64M
OVV icon
133
Ovintiv
OVV
$16.8B
$1.66M 0.25%
+57,371
New +$2.47M
MSFT icon
134
Microsoft
MSFT
$2.92T
$1.63M 0.25%
16,000
+3,500
+28% +$375K
SNX icon
135
PUT
TD Synnex
SNX
$19.5B
$1.62M 0.25%
40,000
+10,000
+33% +$396K
PACQW
136
DELISTED
Pure Acquisition Corp. Warrant
PACQW
$1.56M 0.24%
1,371,863
+314,263
+30% +$391K
WRD
137
DELISTED
WildHorse Resource Development
WRD
$1.56M 0.24%
110,676
-40,991
-27% -$808K
GOOG icon
138
PUT
Alphabet (Google) Class C
GOOG
$3.99T
$1.55M 0.24%
+30,000
New +$1.61M
MCHP icon
139
Microchip Technology
MCHP
$41.8B
$1.51M 0.23%
+42,024
New +$1.48M
BF.A icon
140
Brown-Forman Class A
BF.A
$12.6B
$1.46M 0.22%
30,685
+9,521
+45% +$454K
PVG
141
PUT
DELISTED
PRETIUM RESOURCES INC.
PVG
$1.44M 0.22%
169,800
-436,700
-72% -$3.41M
BROGU
142
DELISTED
Twelve Seas Investment Company Units
BROGU
$1.42M 0.22%
138,700
– –
AEL
143
CALL
DELISTED
American Equity Investment Life Holding Company
AEL
$1.4M 0.21%
+50,000
New +$1.61M
VMW
144
CALL
DELISTED
VMware, Inc
VMW
$1.37M 0.21%
+10,000
New +$1.51M
VMW
145
PUT
DELISTED
VMware, Inc
VMW
$1.37M 0.21%
+10,000
New +$1.51M
BCAC
146
DELISTED
Bison Capital Acquistion Corp Ordinary Shares
BCAC
$1.37M 0.21%
131,426
– –
IBM icon
147
PUT
IBM
IBM
$205B
$1.36M 0.21%
+12,552
New +$1.51M
DNR
148
DELISTED
Denbury Resources, Inc.
DNR
$1.36M 0.21%
+796,068
New +$2.74M
ROCC
149
CALL
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
$1.35M 0.21%
+25,000
New +$1.63M
NXPI icon
150
NXP Semiconductors
NXPI
$66.8B
$1.33M 0.2%
18,200
-65,800
-78% -$5.21M
4 5
6
7 8

Similar funds

KGI
Kopernik Global Investors Tampa, Florida $1.43B AUM 63.57% 1-Year Est. Return
SC
Styrax Capital New York $1.43B AUM 50.63% 1-Year Est. Return
WIM
Weitz Investment Management Omaha, Nebraska $1.43B AUM 0.51% 1-Year Est. Return
LCG
Luxor Capital Group New York $1.43B AUM 30.88% 1-Year Est. Return
CCM
Callodine Capital Management Boston, Massachusetts $1.43B AUM 8.74% 1-Year Est. Return
TS
Triglav Skladi Ljubljana, Slovenia $1.43B AUM 39.24% 1-Year Est. Return
SMA
Sage Mountain Advisors Atlanta, Georgia $1.43B AUM 16.47% 1-Year Est. Return
SCA
Stonebridge Capital Advisors St Paul, Minnesota $1.43B AUM 21.98% 1-Year Est. Return

K2 Principal Fund's Q4 2018 Portfolio in Review

As of Q4 2018, K2 Principal Fund held 434 positions worth $659M, down 37% from $1.04B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

K2 Principal Fund withdrew a net $356M in Q4 2018, closing 152 positions and reducing 69 holdings. Its most notable exit was Aetna Inc, an estimated $23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.9% of assets, down from 8.8% a quarter earlier, followed by Technology and Communication Services.

Against the trend, K2 Principal Fund opened a new position in Alphabet (Google) Class C worth $10M.

  • K2 Principal Fund's largest Q4 2018 buy was Alphabet (Google) Class C: 194,020 shares worth $10M.
  • K2 Principal Fund added most to Federal Street Acquisition Corp. Common Stock in Q4 2018, an estimated $8.03M increase.
  • K2 Principal Fund's biggest Q4 2018 reduction was Twenty-First Century Fox, Inc. Class B, cutting an estimated $6.42M.
  • K2 Principal Fund fully exited Aetna Inc in Q4 2018, selling an estimated $23M.
  • K2 Principal Fund's ten largest holdings make up 15% of its $659M portfolio in Q4 2018.
  • K2 Principal Fund opened 108 new positions and closed 152 in Q4 2018.
  • K2 Principal Fund's portfolio value fell 37% quarter-over-quarter to $659M.

Based on K2 Principal Fund's 13F filing for Q4 2018, filed 13 Feb 2019.