KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+2.68%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$767M
AUM Growth
-$57.8M
Cap. Flow
-$126M
Cap. Flow %
-16.46%
Top 10 Hldgs %
36.24%
Holding
380
New
77
Increased
42
Reduced
46
Closed
97

Top Buys

1
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
$12M
2
ACEL icon
Accel Entertainment
ACEL
$11.8M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
$11.4M
4
DGI
DigitalGlobe Inc.
DGI
$10.6M
5
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$9.87M

Top Sells

1
MBLY
Mobileye N.V.
MBLY
$21.1M
2
NEXT icon
NextDecade
NEXT
$14.5M
3
WOOF
VCA Inc.
WOOF
$13M
4
TPGH.U
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
$12.3M
5
ELOS
Syneron Medical Ltd
ELOS
$12.1M

Sector Composition

1 Technology 20.63%
2 Communication Services 17.73%
3 Energy 11.33%
4 Materials 9.11%
5 Financials 7.92%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
STRP
126
DELISTED
Straight Path Communications Inc.
STRP
$871K 0.06%
+4,823
New +$871K
CBF
127
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
$868K 0.06%
+21,142
New +$868K
ABCO
128
DELISTED
Advisory Board Co/The
ABCO
$848K 0.06%
+15,805
New +$848K
WGL
129
DELISTED
Wgl Holdings
WGL
$842K 0.06%
+10,000
New +$842K
SRG
130
Seritage Growth Properties
SRG
$211M
$797K 0.05%
+17,303
New +$797K
FSBK
131
DELISTED
First South Bancorp Inc/VA
FSBK
$796K 0.05%
+42,966
New +$796K
TPGE.WS
132
DELISTED
TPG Pace Energy Holdings Corp.
TPGE.WS
$776K 0.05%
583,333
– –
ENPH icon
133
Enphase Energy
ENPH
$5.18B
$770K 0.05%
506,570
+65,760
+15% +$100K
HEI.A icon
134
HEICO Class A
HEI.A
$35.1B
$768K 0.05%
15,758
-10,425
-40% -$508K
EDGW
135
DELISTED
Edgewater Technology Inc
EDGW
$694K 0.05%
106,427
-3,463
-3% -$22.6K
XOP icon
136
SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$1.85B
$682K 0.05%
+5,000
New +$682K
OIH icon
137
VanEck Oil Services ETF
OIH
$880M
$665K 0.04%
+1,275
New +$665K
OACQ
138
DELISTED
Origo Acquisition Corporation
OACQ
$658K 0.04%
+62,108
New +$658K
AAN.A
139
DELISTED
AARON'S INC CL-A
AAN.A
$654K 0.04%
+15,000
New +$654K
GNC
140
DELISTED
GNC Holdings, Inc.
GNC
$620K 0.04%
70,128
+21,220
+43% +$188K
IXYS
141
DELISTED
IXYS Corp
IXYS
$617K 0.04%
+26,013
New +$617K
TPGH.WS
142
DELISTED
TPG Pace Holdings Corp. Warrants, each exercisable for one Class A Ordinary Share at an exercise pri
TPGH.WS
$580K 0.04%
+400,000
New +$580K
TJX icon
143
TJX Companies
TJX
$155B
$533K 0.04%
14,448
-88,236
-86% -$3.26M
LBTYK icon
144
Liberty Global Class C
LBTYK
$4.12B
$530K 0.04%
16,205
+2,305
+17% +$75.4K
AF
145
DELISTED
Astoria Financial Corporation
AF
$521K 0.03%
24,222
-146,575
-86% -$3.15M
GHL
146
DELISTED
Greenhill & Co., Inc.
GHL
$498K 0.03%
+30,000
New +$498K
KAACW
147
DELISTED
Kayne Anderson Acquisition Corp.
KAACW
$494K 0.03%
658,866
– –
HCAC.WS
148
DELISTED
Hennessy Capital Acquisition Corp. III
HCAC.WS
$493K 0.03%
+675,000
New +$493K
EXA
149
DELISTED
EXA Corporation
EXA
$491K 0.03%
+20,316
New +$491K
XENE icon
150
Xenon Pharmaceuticals
XENE
$3.02B
$485K 0.03%
164,510
– –
4 5
6
7 8