We are live on ! Find out more
KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+6.02%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.2B
AUM Growth
+$146M
Cap. Flow
+$18.1M
Cap. Flow %
1.5%
Top 10 Hldgs %
29.56%
Holding
432
New
155
Increased
62
Reduced
58
Closed
138

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$22.3M
2
KAACU
Kayne Anderson Acquisition Corp. Unit
KAACU
+$20M
3
CWEI
Clayton Williams Energy, Inc.
CWEI
+$17.5M
4
GSHTU
Gores Holdings II, Inc. Units
GSHTU
+$6.74M
5
DBD
Diebold Nixdorf Incorporated
DBD
+$6.32M

Top Sells

Rank Stock Value
1
STJ
St Jude Medical
STJ
+$31.4M
2
ACAS
American Capital Ltd
ACAS
+$25M
3
IOC
Interoil Corporation
IOC
+$14.6M
4
WCN
Waste Connections
WCN
+$13.6M
5
BAS
Basis Energy Services, Inc.
BAS
+$10.4M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Energy 5.43%
3 Communication Services 5.27%
4 Financials 4.83%
5 Materials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OIBR.C
126
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
$1.97M 0.16%
303,006
-159,279
-34% -$986K
ANW
127
DELISTED
Aegean Marine Petroleum Network
ANW
$1.96M 0.16%
+162,500
New +$1.77M
VIAB
128
CALL
DELISTED
Viacom Inc. Class B
VIAB
$1.94M 0.16%
+41,600
New +$1.76M
HEI.A icon
129
HEICO Corp Class A
HEI.A
$35.4B
$1.92M 0.16%
+50,006
New +$1.79M
UAL icon
130
United Airlines
UAL
$38.4B
$1.91M 0.16%
+27,000
New +$1.95M
IEA
131
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
$1.81M 0.15%
184,500
-174,500
-49% -$1.7M
MNDT
132
DELISTED
Mandiant, Inc. Common Stock
MNDT
$1.76M 0.15%
+140,000
New +$1.67M
WY icon
133
Weyerhaeuser
WY
$17.3B
$1.76M 0.15%
+51,800
New +$1.68M
AVGO icon
134
PUT
Broadcom
AVGO
$1.82T
$1.75M 0.15%
+80,000
New +$1.65M
DLTR icon
135
CALL
Dollar Tree
DLTR
$23.1B
$1.73M 0.14%
22,000
-438,000
-95% -$33.7M
NBL
136
PUT
DELISTED
Noble Energy, Inc.
NBL
$1.72M 0.14%
+50,000
New +$1.85M
POT
137
CALL
DELISTED
Potash Corp Of Saskatchewan
POT
$1.71M 0.14%
100,000
-308,500
-76% -$5.59M
DIS icon
138
PUT
Walt Disney
DIS
$165B
$1.7M 0.14%
+15,000
New +$1.65M
QSR icon
139
Restaurant Brands International
QSR
$25.1B
$1.67M 0.14%
+30,000
New +$1.57M
CAH icon
140
CALL
Cardinal Health
CAH
$53.4B
$1.66M 0.14%
20,300
-29,700
-59% -$2.34M
BBWI icon
141
PUT
Bath & Body Works
BBWI
$4.01B
$1.65M 0.14%
+43,295
New +$1.95M
AAL icon
142
American Airlines Group
AAL
$9.58B
$1.63M 0.13%
+38,416
New +$1.74M
SMH icon
143
CALL
VanEck Semiconductor ETF
SMH
$67.6B
$1.59M 0.13%
+40,000
New +$1.52M
CPAA
144
DELISTED
Conyers Park Acquisition Corp. Class A Common Stock
CPAA
$1.57M 0.13%
150,000
-50,000
-25% -$527K
CABO icon
145
Cable One
CABO
$213M
$1.56M 0.13%
+2,500
New +$1.56M
JWN
146
PUT
DELISTED
Nordstrom
JWN
$1.55M 0.13%
+33,200
New +$1.48M
AMBA icon
147
Ambarella
AMBA
$2.99B
$1.52M 0.13%
+27,750
New +$1.5M
VAL
148
DELISTED
Valspar
VAL
$1.52M 0.13%
13,676
-10,569
-44% -$1.16M
WM icon
149
PUT
Waste Management
WM
$95.9B
$1.51M 0.13%
20,700
-30,300
-59% -$2.16M
FCH
150
DELISTED
Felcor Lodging Trust
FCH
$1.49M 0.12%
198,489
+120,370
+154% +$913K
4 5
6
7 8

Similar funds

KGI
Kopernik Global Investors Tampa, Florida $1.43B AUM 63.57% 1-Year Est. Return
SC
Styrax Capital New York $1.43B AUM 50.63% 1-Year Est. Return
WIM
Weitz Investment Management Omaha, Nebraska $1.43B AUM 0.51% 1-Year Est. Return
LCG
Luxor Capital Group New York $1.43B AUM 30.88% 1-Year Est. Return
CCM
Callodine Capital Management Boston, Massachusetts $1.43B AUM 8.74% 1-Year Est. Return
TS
Triglav Skladi Ljubljana, Slovenia $1.43B AUM 39.24% 1-Year Est. Return
SMA
Sage Mountain Advisors Atlanta, Georgia $1.43B AUM 16.47% 1-Year Est. Return
SCA
Stonebridge Capital Advisors St Paul, Minnesota $1.43B AUM 21.98% 1-Year Est. Return

K2 Principal Fund's Q1 2017 Portfolio in Review

As of Q1 2017, K2 Principal Fund held 432 positions worth $1.2B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

K2 Principal Fund's Q1 2017 filing shows 155 new, 62 increased, 58 reduced and 138 closed positions. Its largest new stake was Kayne Anderson Acquisition Corp. Unit: 2,000,000 shares worth $20M. The largest sale was St Jude Medical, an estimated $31.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 7.6% a quarter earlier, followed by Energy and Communication Services.

  • K2 Principal Fund's largest Q1 2017 buy was Kayne Anderson Acquisition Corp. Unit: 2,000,000 shares worth $20M.
  • K2 Principal Fund added most to Time Warner Inc in Q1 2017, an estimated $22.3M increase.
  • K2 Principal Fund's biggest Q1 2017 reduction was Cypress Semiconductor, cutting an estimated $7.44M.
  • K2 Principal Fund fully exited St Jude Medical in Q1 2017, selling an estimated $31.4M.
  • K2 Principal Fund's ten largest holdings make up 30% of its $1.2B portfolio in Q1 2017.
  • K2 Principal Fund opened 155 new positions and closed 138 in Q1 2017.
  • K2 Principal Fund's portfolio value rose 14% quarter-over-quarter to $1.2B.

Based on K2 Principal Fund's 13F filing for Q1 2017, filed 11 May 2017.