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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+1.8%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.06B
AUM Growth
+$167M
Cap. Flow
+$260M
Cap. Flow %
24.54%
Top 10 Hldgs %
29%
Holding
408
New
131
Increased
67
Reduced
52
Closed
131

Top Buys

Rank Stock Value
1
BAS
Basis Energy Services, Inc.
BAS
+$79.6M
2
STJ
St Jude Medical
STJ
+$20.8M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$18.4M
4
DDC
Dominion Diamond Corporation
DDC
+$17.6M
5
IOC
Interoil Corporation
IOC
+$14.9M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$16M
2
IM
Ingram Micro
IM
+$13.4M
3
LNKD
LinkedIn Corporation
LNKD
+$12.4M
4
VAL
Valspar
VAL
+$11.8M
5
CYNA
CYNAPSUS THERAPEUTICS INC COM PAR NO PAR (CANADA)
CYNA
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 7.55%
2 Energy 7.06%
3 Healthcare 5.35%
4 Financials 4.13%
5 Materials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPAA
126
DELISTED
Conyers Park Acquisition Corp. Class A Common Stock
CPAA
$1.64M 0.15%
+200,000
New +$2.08M
V icon
127
Visa
V
$677B
$1.61M 0.15%
20,700
+18,200
+728% +$1.46M
NVDA icon
128
PUT
NVIDIA
NVDA
$5.01T
$1.6M 0.15%
+600,000
New +$1.25M
BAS
129
PUT
DELISTED
Basis Energy Services, Inc.
BAS
$1.57M 0.15%
44,500
+44,341
+27,887% +$12M
DHI icon
130
PUT
D.R. Horton
DHI
$41B
$1.56M 0.15%
+57,200
New +$1.63M
PCH
131
DELISTED
PotlatchDeltic
PCH
$1.56M 0.15%
+37,463
New +$1.51M
VMW
132
DELISTED
VMware, Inc
VMW
$1.53M 0.14%
+19,460
New +$1.51M
SWN
133
DELISTED
Southwestern Energy Company
SWN
$1.51M 0.14%
+140,000
New +$1.6M
ARCC icon
134
PUT
Ares Capital
ARCC
$13.5B
$1.48M 0.14%
+89,500
New +$1.41M
LLY icon
135
Eli Lilly
LLY
$1.07T
$1.47M 0.14%
+20,000
New +$1.49M
BMY icon
136
CALL
Bristol-Myers Squibb
BMY
$127B
$1.46M 0.14%
25,000
-109,800
-81% -$6M
HRL icon
137
Hormel Foods
HRL
$13.9B
$1.39M 0.13%
+40,000
New +$1.44M
EMD
138
Western Asset Emerging Markets Debt Fund
EMD
$609M
$1.32M 0.12%
89,663
+55,513
+163% +$839K
PANW icon
139
CALL
Palo Alto Networks
PANW
$264B
$1.25M 0.12%
60,000
+30,000
+100% +$719K
GIS icon
140
CALL
General Mills
GIS
$19.2B
$1.24M 0.12%
20,000
-111,900
-85% -$6.93M
PEGI
141
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$1.24M 0.12%
+65,094
New +$1.34M
PANL icon
142
Pangaea Logistics
PANL
$501M
$1.24M 0.12%
363,129
-97,135
-21% -$277K
BGC icon
143
BGC Group
BGC
$5.58B
$1.16M 0.11%
176,056
-500,630
-74% -$3.03M
RIO icon
144
CALL
Rio Tinto
RIO
$148B
$1.15M 0.11%
30,000
+10,000
+50% +$367K
CY
145
PUT
DELISTED
Cypress Semiconductor
CY
$1.14M 0.11%
+100,000
New +$1.1M
BFH icon
146
CALL
Bread Financial
BFH
$4.21B
$1.14M 0.11%
6,265
-31,325
-83% -$5.45M
DSKE
147
DELISTED
Daseke, Inc. Common Stock
DSKE
$1.14M 0.11%
113,172
– –
ABUS icon
148
Arbutus Biopharma
ABUS
$865M
$1.09M 0.1%
443,887
+336,267
+312% +$978K
GST
149
DELISTED
Gastar Exploration Inc.
GST
$1.08M 0.1%
+700,000
New +$845K
CSX icon
150
PUT
CSX Corp
CSX
$98.6B
$1.08M 0.1%
+90,000
New +$1.01M
4 5
6
7 8

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SC
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WIM
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LCG
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CCM
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TS
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SMA
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SCA
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K2 Principal Fund's Q4 2016 Portfolio in Review

As of Q4 2016, K2 Principal Fund held 408 positions worth $1.06B, up 19% from $892M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

K2 Principal Fund deployed $260M of net new capital in Q4 2016, opening 131 new positions and adding to 67 existing holdings. Its largest new stake was Basis Energy Services, Inc.: 293,033 shares worth $10.4M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, down from 11% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Valspar, an estimated $11.8M trimmed.

  • K2 Principal Fund's largest Q4 2016 buy was Basis Energy Services, Inc.: 293,033 shares worth $10.4M.
  • K2 Principal Fund added most to St Jude Medical in Q4 2016, an estimated $20.8M increase.
  • K2 Principal Fund's biggest Q4 2016 reduction was Valspar, cutting an estimated $11.8M.
  • K2 Principal Fund fully exited Alphabet (Google) Class C in Q4 2016, selling an estimated $16M.
  • K2 Principal Fund's ten largest holdings make up 29% of its $1.06B portfolio in Q4 2016.
  • K2 Principal Fund opened 131 new positions and closed 131 in Q4 2016.
  • K2 Principal Fund's portfolio value rose 19% quarter-over-quarter to $1.06B.

Based on K2 Principal Fund's 13F filing for Q4 2016, filed 15 Feb 2017.