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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.27%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$616M
AUM Growth
+$59.7M
Cap. Flow
+$81.3M
Cap. Flow %
13.18%
Top 10 Hldgs %
42.33%
Holding
252
New
79
Increased
37
Reduced
29
Closed
97

Top Buys

Rank Stock Value
1
HME
HOME PROPERTIES, INC
HME
+$39.3M
2
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
+$26.9M
3
THOR
THORATEC CORPORATION
THOR
+$23M
4
KYTH
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
+$17M
5
NYRT
New York REIT, Inc.
NYRT
+$12.6M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$36.5M
2
DTV
DIRECTV COM STK (DE)
DTV
+$33.1M
3
AEC
ASSOCIATED ESTATES REALTY CORP
AEC
+$19.1M
4
MWV
MEADWESTVACO CORP
MWV
+$13.2M
5
SIAL
SIGMA - ALDRICH CORP
SIAL
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 8.83%
2 Communication Services 7.98%
3 Technology 5.16%
4 Healthcare 2.84%
5 Real Estate 2.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHP icon
126
BHP
BHP
$213B
$286K 0.05%
10,145
-4,820
-32% -$157K
DKS icon
127
Dick's Sporting Goods
DKS
$18.4B
$270K 0.04%
+5,433
New +$274K
GG
128
PUT
DELISTED
Goldcorp Inc
GG
$250K 0.04%
+20,000
New +$280K
CECO icon
129
Ceco Environmental
CECO
$4.42B
$228K 0.04%
+27,822
New +$261K
ABUS icon
130
Arbutus Biopharma
ABUS
$865M
$226K 0.04%
37,135
-5,500
-13% -$48.8K
OVTI
131
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
$226K 0.04%
8,607
-16,440
-66% -$409K
QUAD icon
132
PUT
Quad
QUAD
$430M
$192K 0.03%
15,900
+5,900
+59% +$89.5K
SPLS
133
DELISTED
Staples Inc
SPLS
$182K 0.03%
15,518
-232,800
-94% -$3.28M
GOMO
134
DELISTED
SUNGY MOBILE LTD ADS
GOMO
$172K 0.03%
+38,500
New +$176K
MITL
135
PUT
DELISTED
Mitel Networks Corporation
MITL
$171K 0.03%
26,500
-11,100
-30% -$89.6K
KGC icon
136
PUT
Kinross Gold
KGC
$28.5B
$169K 0.03%
98,000
– –
CECO icon
137
PUT
Ceco Environmental
CECO
$4.42B
$168K 0.03%
+20,500
New +$192K
BNO icon
138
United States Brent Oil Fund
BNO
$815M
$166K 0.03%
10,000
– –
BGC icon
139
PUT
BGC Group
BGC
$5.58B
$164K 0.03%
31,100
+15,550
+100% +$90.4K
TAHO
140
CALL
DELISTED
Tahoe Resources Inc
TAHO
$155K 0.03%
+20,000
New +$178K
MHGC
141
DELISTED
Morgans Hotel Group Co.
MHGC
$130K 0.02%
39,052
-50,551
-56% -$257K
MM
142
DELISTED
MILLENNIAL MEDIA INC COM STK (DE)
MM
$102K 0.02%
+58,300
New +$93.9K
SHOR
143
CALL
DELISTED
ShoreTel, Inc.
SHOR
$97K 0.02%
13,000
-1,000
-7% -$7.21K
POZN
144
PUT
DELISTED
POZEN INC
POZN
$64K 0.01%
+11,000
New +$108K
ANY icon
145
Sphere 3D
ANY
$14.6M
$53K 0.01%
+2
New +$106K
QPACW
146
DELISTED
Quinpario Acquisition Corp. 2 Warrant
QPACW
$43K 0.01%
+200,000
New +$50K
QLTI
147
DELISTED
QLT Inc
QLTI
$30K ﹤0.01%
+11,140
New +$40.9K
ANY icon
148
PUT
Sphere 3D
ANY
$14.6M
$21K ﹤0.01%
+1
New +$52.9K
ROIQW
149
DELISTED
ROI ACQUISITION CORP WT EXP 2/28/2017 (DE)
ROIQW
$18K ﹤0.01%
+50,000
New +$18K
BN icon
150
CALL
Brookfield
BN
$102B
$8K ﹤0.01%
+698
New +$8.14K
4 5
6
7 8

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K2 Principal Fund's Q3 2015 Portfolio in Review

As of Q3 2015, K2 Principal Fund held 252 positions worth $616M, up 11% from $557M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

K2 Principal Fund deployed $81.3M of net new capital in Q3 2015, opening 79 new positions and adding to 37 existing holdings. Its largest new stake was HOME PROPERTIES, INC: 530,322 shares worth $39.6M.

By sector, the portfolio is most concentrated in Financials at 8.8% of assets, up from 5.7% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Baker Hughes, an estimated $8.65M trimmed.

  • K2 Principal Fund's largest Q3 2015 buy was HOME PROPERTIES, INC: 530,322 shares worth $39.6M.
  • K2 Principal Fund added most to DEALERTRACK TECHNOLOGIES, INC. COM STK in Q3 2015, an estimated $26.9M increase.
  • K2 Principal Fund's biggest Q3 2015 reduction was Baker Hughes, cutting an estimated $8.65M.
  • K2 Principal Fund fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $36.5M.
  • K2 Principal Fund's ten largest holdings make up 42% of its $616M portfolio in Q3 2015.
  • K2 Principal Fund opened 79 new positions and closed 97 in Q3 2015.
  • K2 Principal Fund's portfolio value rose 11% quarter-over-quarter to $616M.

Based on K2 Principal Fund's 13F filing for Q3 2015, filed 13 Nov 2015.