KPF

K2 Principal Fund Portfolio holdings

AUM $545M
This Quarter Return
+4.85%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$499M
AUM Growth
+$499M
Cap. Flow
+$100M
Cap. Flow %
20.14%
Top 10 Hldgs %
24.04%
Holding
328
New
84
Increased
24
Reduced
16
Closed
54

Top Buys

1
PFSI icon
PennyMac Financial
PFSI
$16.5M
2
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
$10.1M
3
FGNA.U
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
$8.34M
4
WPF
Foley Trasimene Acquisition Corp.
WPF
$7.26M
5
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$7.07M

Top Sells

1
GB
Global Blue Group Holding
GB
$13.5M
2
CFFAU
CF Finance Acquisition Corp. Unit
CFFAU
$10.5M
3
PAYA
Paya Holdings Inc. Class A Common Stock
PAYA
$9.71M
4
FSR
Fisker Inc.
FSR
$7.79M
5
OPEN icon
Opendoor
OPEN
$6.16M

Sector Composition

1 Financials 12.84%
2 Technology 8.07%
3 Consumer Discretionary 5.98%
4 Consumer Staples 5.79%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PDS
101
Precision Drilling
PDS
$762M
$886K 0.13%
1,067,000
+200,000
+23% +$166K
U icon
102
Unity
U
$16.5B
$873K 0.13%
+10,000
New +$873K
VAR
103
DELISTED
Varian Medical Systems, Inc.
VAR
$860K 0.13%
+5,000
New +$860K
MDNA
104
DELISTED
Medicenna Therapeutics Corp. Common Shares
MDNA
$857K 0.13%
+158,845
New +$857K
ANAB icon
105
AnaptysBio
ANAB
$630M
$851K 0.13%
+57,721
New +$851K
HUD
106
DELISTED
Hudson Ltd. Class A Common Shares
HUD
$850K 0.13%
+111,857
New +$850K
EQOS
107
DELISTED
EQONEX LIMITED Ordinary Shares
EQOS
$840K 0.13%
93,343
-272,226
-74% -$2.45M
SNPR.U
108
DELISTED
Tortoise Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fourth of
SNPR.U
$816K 0.12%
+75,000
New +$816K
VXX icon
109
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$264M
$815K 0.12%
32,750
+20,750
+173% +$516K
LEU icon
110
Centrus Energy
LEU
$3.67B
$796K 0.12%
+95,139
New +$796K
DVN icon
111
Devon Energy
DVN
$22.3B
$766K 0.11%
+81,008
New +$766K
ZBH icon
112
Zimmer Biomet
ZBH
$20.8B
$749K 0.11%
+5,500
New +$749K
DS
113
DELISTED
Drive Shack Inc.
DS
$707K 0.11%
+631,691
New +$707K
MMSI icon
114
Merit Medical Systems
MMSI
$5.34B
$695K 0.1%
15,972
-1,128
-7% -$49.1K
SNAX
115
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$683K 0.1%
66,666
– –
NMRK icon
116
Newmark Group
NMRK
$3.07B
$669K 0.1%
154,851
-27,751
-15% -$120K
MNTA
117
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$656K 0.1%
+12,500
New +$656K
FAII.U
118
DELISTED
Fortress Value Acquisition Corp. II Units, each consisting of one share of Class A common stock and
FAII.U
$650K 0.1%
+63,132
New +$650K
BWA icon
119
BorgWarner
BWA
$9.3B
$647K 0.1%
16,713
-10,205
-38% -$395K
GRSVU
120
DELISTED
Gores Holdings V, Inc. Unit
GRSVU
$621K 0.09%
+60,000
New +$621K
AIMT
121
DELISTED
Aimmune Therapeutics, Inc.
AIMT
$618K 0.09%
+17,952
New +$618K
THBRU
122
DELISTED
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$617K 0.09%
58,201
– –
STWOU
123
DELISTED
ACON S2 Acquisition Corp. Unit
STWOU
$591K 0.09%
+58,933
New +$591K
RTP.U
124
DELISTED
Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of
RTP.U
$574K 0.09%
+50,000
New +$574K
SEGG
125
Lottery.com
SEGG
$24.9M
$565K 0.08%
51,703
+2,655
+5% +$30.5K
3 4
5
6 7