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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
-4.81%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$659M
AUM Growth
-$383M
Cap. Flow
-$356M
Cap. Flow %
-54%
Top 10 Hldgs %
15.19%
Holding
434
New
108
Increased
53
Reduced
69
Closed
152

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.4M
2
FSAC
Federal Street Acquisition Corp. Common Stock
FSAC
+$8.03M
3
CFFAU
CF Finance Acquisition Corp. Unit
CFFAU
+$8.01M
4
FTACU
FinTech Acquisition Corp. III Unit
FTACU
+$7.52M
5
VVC
Vectren Corporation
VVC
+$6.11M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$23M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$20.6M
3
COL
Rockwell Collins
COL
+$19.1M
4
NRCG
NRC Group Holdings Corp.
NRCG
+$18.6M
5
EACQ
Easterly Acquisition Corp
EACQ
+$16.3M

Sector Composition

Rank Sector Weight
1 Financials 7.89%
2 Technology 7.77%
3 Communication Services 6.55%
4 Consumer Discretionary 4.47%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEND
101
DELISTED
SendGrid, Inc.
SEND
$2.27M 0.34%
+52,567
New +$2.02M
DELL icon
102
CALL
Dell
DELL
$283B
$2.2M 0.33%
+88,785
New +$2.43M
DELL icon
103
PUT
Dell
DELL
$283B
$2.2M 0.33%
+88,785
New +$2.43M
MOSC.U
104
DELISTED
Mosaic Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third o
MOSC.U
$2.2M 0.33%
217,300
– –
CENTA icon
105
Central Garden & Pet Co Class A
CENTA
$2.41B
$2.19M 0.33%
87,625
+540
+0.6% +$12.9K
GB
106
DELISTED
Global Blue Group Holding
GB
$2.17M 0.33%
225,369
-900
-0.4% -$8.69K
RWGE.U
107
DELISTED
Regalwood Global Energy Ltd. Units, each consisting of one Class A ordinary share and one-third of o
RWGE.U
$2.12M 0.32%
207,742
-100
-0% -$1.02K
CARS icon
108
Cars.com
CARS
$641M
$2.1M 0.32%
97,912
+15,912
+19% +$398K
LACQ
109
DELISTED
Leisure Acquisition Corp.
LACQ
$2.06M 0.31%
210,000
– –
GLACU
110
DELISTED
Greenland Acquisition Corporation Unit
GLACU
$2.05M 0.31%
199,600
-400
-0.2% -$4.1K
CY
111
DELISTED
Cypress Semiconductor
CY
$2.04M 0.31%
160,000
-370,000
-70% -$4.9M
LOACU
112
DELISTED
Longevity Acquisition Corporation Units
LOACU
$2.03M 0.31%
200,000
– –
SHPG
113
DELISTED
Shire pic
SHPG
$2M 0.3%
11,503
-7,878
-41% -$1.38M
NRXP icon
114
NRX Pharmaceuticals
NRXP
$161M
$1.97M 0.3%
19,309
+5,890
+44% +$595K
CUK
115
DELISTED
Carnival PLC
CUK
$1.97M 0.3%
40,400
+10,400
+35% +$589K
ESIO
116
DELISTED
Electro Scientific Industries
ESIO
$1.97M 0.3%
+65,736
New +$1.63M
ISUN
117
DELISTED
iSun, Inc. Common Stock
ISUN
$1.96M 0.3%
178,395
+12,605
+8% +$138K
WM icon
118
PUT
Waste Management
WM
$95.9B
$1.92M 0.29%
+21,600
New +$1.94M
GIG.U
119
DELISTED
GigCapital, Inc.
GIG.U
$1.92M 0.29%
181,539
– –
CECO icon
120
Ceco Environmental
CECO
$4.42B
$1.91M 0.29%
283,306
-47,729
-14% -$365K
TH icon
121
Target Hospitality
TH
$1.61B
$1.9M 0.29%
188,591
+161,736
+602% +$1.62M
OMAD.U
122
DELISTED
One Madison Corporation
OMAD.U
$1.89M 0.29%
181,866
-100,000
-35% -$1.03M
AVA icon
123
Avista
AVA
$3.47B
$1.88M 0.29%
44,227
-104,425
-70% -$5.17M
OVV icon
124
CALL
Ovintiv
OVV
$17.5B
$1.88M 0.29%
+65,000
New +$2.8M
NAVG
125
DELISTED
Navigators Group Inc
NAVG
$1.86M 0.28%
26,767
+2,503
+10% +$174K
3 4
5
6 7

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LCG
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K2 Principal Fund's Q4 2018 Portfolio in Review

As of Q4 2018, K2 Principal Fund held 434 positions worth $659M, down 37% from $1.04B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

K2 Principal Fund withdrew a net $356M in Q4 2018, closing 152 positions and reducing 69 holdings. Its most notable exit was Aetna Inc, an estimated $23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.9% of assets, down from 8.8% a quarter earlier, followed by Technology and Communication Services.

Against the trend, K2 Principal Fund opened a new position in Alphabet (Google) Class C worth $10M.

  • K2 Principal Fund's largest Q4 2018 buy was Alphabet (Google) Class C: 194,020 shares worth $10M.
  • K2 Principal Fund added most to Federal Street Acquisition Corp. Common Stock in Q4 2018, an estimated $8.03M increase.
  • K2 Principal Fund's biggest Q4 2018 reduction was Twenty-First Century Fox, Inc. Class B, cutting an estimated $6.42M.
  • K2 Principal Fund fully exited Aetna Inc in Q4 2018, selling an estimated $23M.
  • K2 Principal Fund's ten largest holdings make up 15% of its $659M portfolio in Q4 2018.
  • K2 Principal Fund opened 108 new positions and closed 152 in Q4 2018.
  • K2 Principal Fund's portfolio value fell 37% quarter-over-quarter to $659M.

Based on K2 Principal Fund's 13F filing for Q4 2018, filed 13 Feb 2019.