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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+6.02%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.2B
AUM Growth
+$146M
Cap. Flow
+$18.1M
Cap. Flow %
1.5%
Top 10 Hldgs %
29.56%
Holding
432
New
155
Increased
62
Reduced
58
Closed
138

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$22.3M
2
KAACU
Kayne Anderson Acquisition Corp. Unit
KAACU
+$20M
3
CWEI
Clayton Williams Energy, Inc.
CWEI
+$17.5M
4
GSHTU
Gores Holdings II, Inc. Units
GSHTU
+$6.74M
5
DBD
Diebold Nixdorf Incorporated
DBD
+$6.32M

Top Sells

Rank Stock Value
1
STJ
St Jude Medical
STJ
+$31.4M
2
ACAS
American Capital Ltd
ACAS
+$25M
3
IOC
Interoil Corporation
IOC
+$14.6M
4
WCN
Waste Connections
WCN
+$13.6M
5
BAS
Basis Energy Services, Inc.
BAS
+$10.4M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Energy 5.43%
3 Communication Services 5.27%
4 Financials 4.83%
5 Materials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKE icon
101
CALL
Nike
NKE
$61.9B
$2.9M 0.24%
+52,000
New +$2.87M
TEVA icon
102
CALL
Teva Pharmaceuticals
TEVA
$35.9B
$2.82M 0.23%
+87,800
New +$3M
FMSA
103
DELISTED
Fairmount Santrol Holdings Inc.
FMSA
$2.79M 0.23%
380,527
+169,700
+80% +$1.77M
WFC icon
104
CALL
Wells Fargo
WFC
$261B
$2.78M 0.23%
+50,000
New +$2.84M
HW
105
DELISTED
Headwaters Inc
HW
$2.76M 0.23%
+117,531
New +$2.74M
CTAS icon
106
Cintas
CTAS
$82.4B
$2.72M 0.23%
+86,000
New +$2.55M
MPG
107
DELISTED
Metaldyne Performance Group Inc.
MPG
$2.69M 0.22%
117,916
+11,202
+10% +$261K
MS icon
108
Morgan Stanley
MS
$337B
$2.57M 0.21%
+60,000
New +$2.66M
CST
109
DELISTED
CST Brands, Inc.
CST
$2.52M 0.21%
+52,351
New +$2.53M
UI icon
110
CALL
Ubiquiti
UI
$31.8B
$2.51M 0.21%
+50,000
New +$2.73M
ASAP
111
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$2.49M 0.21%
12,500
-12,500
-50% -$2.49M
KR icon
112
CALL
Kroger
KR
$34.8B
$2.42M 0.2%
+82,000
New +$2.62M
BHI
113
PUT
DELISTED
Baker Hughes
BHI
$2.42M 0.2%
+40,400
New +$2.46M
CACC icon
114
PUT
Credit Acceptance
CACC
$6B
$2.39M 0.2%
+12,000
New +$2.42M
LOW icon
115
CALL
Lowe's Companies
LOW
$116B
$2.38M 0.2%
+29,000
New +$2.22M
DBD
116
CALL
DELISTED
Diebold Nixdorf Incorporated
DBD
$2.3M 0.19%
75,000
-70,000
-48% -$1.98M
CLR
117
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$2.27M 0.19%
+50,000
New +$2.35M
MAC icon
118
PUT
Macerich
MAC
$7.32B
$2.17M 0.18%
+33,700
New +$2.27M
AMZN icon
119
Amazon
AMZN
$2.5T
$2.12M 0.18%
+47,920
New +$2M
XLE icon
120
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$2.1M 0.17%
+60,000
New +$2.17M
TSLA icon
121
CALL
Tesla
TSLA
$1.24T
$2.09M 0.17%
+112,500
New +$1.9M
XELA
122
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$2.08M 0.17%
17
-17
-50% -$2.04M
KS
123
DELISTED
KapStone Paper and Pack Corp.
KS
$2.08M 0.17%
+90,000
New +$2.08M
BEAV
124
DELISTED
B/E Aerospace Inc
BEAV
$2.05M 0.17%
+31,999
New +$2.01M
NKE icon
125
Nike
NKE
$61.9B
$2.04M 0.17%
36,600
+16,700
+84% +$923K
3 4
5
6 7

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K2 Principal Fund's Q1 2017 Portfolio in Review

As of Q1 2017, K2 Principal Fund held 432 positions worth $1.2B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

K2 Principal Fund's Q1 2017 filing shows 155 new, 62 increased, 58 reduced and 138 closed positions. Its largest new stake was Kayne Anderson Acquisition Corp. Unit: 2,000,000 shares worth $20M. The largest sale was St Jude Medical, an estimated $31.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 7.6% a quarter earlier, followed by Energy and Communication Services.

  • K2 Principal Fund's largest Q1 2017 buy was Kayne Anderson Acquisition Corp. Unit: 2,000,000 shares worth $20M.
  • K2 Principal Fund added most to Time Warner Inc in Q1 2017, an estimated $22.3M increase.
  • K2 Principal Fund's biggest Q1 2017 reduction was Cypress Semiconductor, cutting an estimated $7.44M.
  • K2 Principal Fund fully exited St Jude Medical in Q1 2017, selling an estimated $31.4M.
  • K2 Principal Fund's ten largest holdings make up 30% of its $1.2B portfolio in Q1 2017.
  • K2 Principal Fund opened 155 new positions and closed 138 in Q1 2017.
  • K2 Principal Fund's portfolio value rose 14% quarter-over-quarter to $1.2B.

Based on K2 Principal Fund's 13F filing for Q1 2017, filed 11 May 2017.