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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+11.93%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$892M
AUM Growth
+$133M
Cap. Flow
+$76.1M
Cap. Flow %
8.54%
Top 10 Hldgs %
27.8%
Holding
388
New
139
Increased
53
Reduced
52
Closed
111

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$15.6M
2
YHOO
Yahoo Inc
YHOO
+$11.1M
3
WWAV
The WhiteWave Foods Company
WWAV
+$10.8M
4
BMY icon
Bristol-Myers Squibb
BMY
+$10.2M
5
KLAC icon
KLA
KLAC
+$7.95M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$30.2M
2
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$18M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$14.1M
4
FNFG
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
+$12.4M
5
CPXX
CELATOR PHARMACEUTICALS INC. COMMON STOCK
CPXX
+$8.13M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Energy 4.6%
3 Communication Services 4.08%
4 Industrials 4.05%
5 Financials 3.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLTR icon
101
CALL
Dollar Tree
DLTR
$23.1B
$2.37M 0.27%
+30,000
New +$2.7M
LRCX icon
102
CALL
Lam Research
LRCX
$382B
$2.37M 0.27%
+250,000
New +$2.27M
CDE icon
103
CALL
Coeur Mining
CDE
$15.6B
$2.35M 0.26%
199,000
-174,700
-47% -$2.39M
IBB icon
104
PUT
iShares Biotechnology ETF
IBB
$9.31B
$2.32M 0.26%
+24,000
New +$2.28M
INFO
105
DELISTED
IHS Markit Ltd. Common Shares
INFO
$2.26M 0.25%
+60,176
New +$2.15M
SE
106
DELISTED
Spectra Energy Corp Wi
SE
$2.26M 0.25%
+52,851
New +$2.01M
TRTL
107
DELISTED
Terrapin 3 Acquisition Corporation Class A
TRTL
$2.23M 0.25%
224,676
+1,500
+0.7% +$14.9K
WERN icon
108
Werner Enterprises
WERN
$2.54B
$2.18M 0.24%
93,850
+20,050
+27% +$476K
RRD
109
CALL
DELISTED
RR Donnelley & Sons Co.
RRD
$2.18M 0.24%
+28,533
New +$1.47M
NXPI icon
110
CALL
NXP Semiconductors
NXPI
$68B
$2.16M 0.24%
21,200
-73,800
-78% -$6.25M
PHM icon
111
Pultegroup
PHM
$24.5B
$2.09M 0.23%
104,162
+29,162
+39% +$605K
XELA
112
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$2.05M 0.23%
17
– –
UPBD icon
113
Upbound Group
UPBD
$1.19B
$2M 0.22%
158,492
-28,508
-15% -$357K
CKEC
114
DELISTED
Carmike Cinemas Inc
CKEC
$1.96M 0.22%
+60,010
New +$1.89M
CHKP icon
115
CALL
Check Point Software Technologies
CHKP
$13.3B
$1.94M 0.22%
+25,000
New +$1.94M
FXI icon
116
CALL
iShares China Large-Cap ETF
FXI
$4.31B
$1.93M 0.22%
+50,800
New +$1.86M
AAN.A
117
DELISTED
The Aaron's Company Inc Class A
AAN.A
$1.86M 0.21%
73,234
-88,559
-55% -$2.25M
MIIIU
118
DELISTED
M III Acquisition Corp
MIIIU
$1.76M 0.2%
+179,500
New +$1.76M
SPWH icon
119
Sportsman's Warehouse
SPWH
$43.7M
$1.72M 0.19%
163,524
-15,420
-9% -$155K
ITB icon
120
PUT
iShares US Home Construction ETF
ITB
$2.41B
$1.71M 0.19%
+62,200
New +$1.78M
CSX icon
121
CALL
CSX Corp
CSX
$98.6B
$1.68M 0.19%
+165,000
New +$1.56M
RAX
122
DELISTED
Rackspace Hosting Inc
RAX
$1.65M 0.18%
+52,000
New +$1.44M
SHLD
123
CALL
DELISTED
Sears Holding Corporation
SHLD
$1.62M 0.18%
141,400
+88,400
+167% +$1.25M
CPAAU
124
DELISTED
Conyers Park Acquisition Corp. Unit
CPAAU
$1.61M 0.18%
+150,000
New +$1.58M
GLD icon
125
SPDR Gold Trust
GLD
$131B
$1.6M 0.18%
12,700
+5,100
+67% +$650K
3 4
5
6 7

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K2 Principal Fund's Q3 2016 Portfolio in Review

As of Q3 2016, K2 Principal Fund held 388 positions worth $892M, up 18% from $758M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

K2 Principal Fund deployed $76.1M of net new capital in Q3 2016, opening 139 new positions and adding to 53 existing holdings. Its largest new stake was Alphabet (Google) Class C: 410,620 shares worth $16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was Permian Resources, an estimated $4.76M trimmed.

  • K2 Principal Fund's largest Q3 2016 buy was Alphabet (Google) Class C: 410,620 shares worth $16M.
  • K2 Principal Fund added most to Yahoo Inc in Q3 2016, an estimated $11.1M increase.
  • K2 Principal Fund's biggest Q3 2016 reduction was Permian Resources, cutting an estimated $4.76M.
  • K2 Principal Fund fully exited Alphabet (Google) Class A in Q3 2016, selling an estimated $30.2M.
  • K2 Principal Fund's ten largest holdings make up 28% of its $892M portfolio in Q3 2016.
  • K2 Principal Fund opened 139 new positions and closed 111 in Q3 2016.
  • K2 Principal Fund's portfolio value rose 18% quarter-over-quarter to $892M.

Based on K2 Principal Fund's 13F filing for Q3 2016, filed 15 Nov 2016.