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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+13.21%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$734M
AUM Growth
+$117M
Cap. Flow
+$89.3M
Cap. Flow %
12.17%
Top 10 Hldgs %
35.81%
Holding
281
New
125
Increased
30
Reduced
29
Closed
81

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$17M
2
USO icon
United States Oil Fund
USO
+$16.1M
3
YOKU
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
+$15.6M
4
SIRO
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
+$12.9M
5
GTU
CENTRAL GOLD TR (CANADA)
GTU
+$11.9M

Top Sells

Rank Stock Value
1
HME
HOME PROPERTIES, INC
HME
+$39.6M
2
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
+$36.1M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$31.4M
4
THOR
THORATEC CORPORATION
THOR
+$24.5M
5
KYTH
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
+$17.1M

Sector Composition

Rank Sector Weight
1 Technology 9.69%
2 Financials 7.23%
3 Communication Services 5%
4 Real Estate 3.86%
5 Energy 3.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
101
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$1.13M 0.15%
+14,000
New +$1.16M
KEY.PRG
102
DELISTED
KeyCorp Pfd
KEY.PRG
$1.11M 0.15%
8,454
-400
-5% -$52.5K
OVTI
103
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
$1.09M 0.15%
37,607
+29,000
+337% +$834K
MCHI icon
104
PUT
iShares MSCI China ETF
MCHI
$6.04B
$1.09M 0.15%
+24,400
New +$1.14M
THC icon
105
PUT
Tenet Healthcare
THC
$20.1B
$1.06M 0.14%
+35,000
New +$1.15M
SPLS
106
CALL
DELISTED
Staples Inc
SPLS
$1.05M 0.14%
111,000
-268,500
-71% -$3.15M
CSRA
107
DELISTED
CSRA Inc.
CSRA
$1.05M 0.14%
+35,000
New +$1M
PANL icon
108
Pangaea Logistics
PANL
$501M
$1.03M 0.14%
459,084
+144,342
+46% +$431K
EMC
109
DELISTED
EMC CORPORATION
EMC
$1.03M 0.14%
+40,000
New +$1.04M
BHC icon
110
CALL
Bausch Health
BHC
$1.65B
$1.02M 0.14%
+10,000
New +$1.12M
PACEU
111
DELISTED
Pace Holdings Corp.
PACEU
$1.01M 0.14%
99,000
-1,000
-1% -$10.2K
AAPC
112
DELISTED
Atlantic Alliance Partnership Corp
AAPC
$1M 0.14%
99,000
– –
JNK icon
113
PUT
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$983K 0.13%
+9,667
New +$1.03M
TYC
114
CALL
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$957K 0.13%
+28,650
New +$1.05M
NTLS
115
DELISTED
NTELOS HLDGS CORP COM
NTLS
$914K 0.12%
+100,000
New +$915K
MU icon
116
Micron Technology
MU
$1.04T
$910K 0.12%
64,300
-10,000
-13% -$160K
EXP icon
117
CALL
Eagle Materials
EXP
$6.6B
$906K 0.12%
+15,000
New +$999K
MSFT icon
118
PUT
Microsoft
MSFT
$2.84T
$899K 0.12%
+16,200
New +$852K
DNY
119
PUT
DELISTED
DONNELLEY R R & SONS CO
DNY
$886K 0.12%
+60,200
New +$886K
CCG
120
DELISTED
CAMPUS CREST COMMUNITIES INC COM STK (MD)
CCG
$872K 0.12%
+128,306
New +$828K
SHPG
121
PUT
DELISTED
Shire pic
SHPG
$861K 0.12%
+4,200
New +$873K
BLK icon
122
PUT
Blackrock
BLK
$164B
$852K 0.12%
+2,500
New +$850K
BKD icon
123
CALL
Brookdale Senior Living
BKD
$3.62B
$831K 0.11%
+45,000
New +$969K
IBM icon
124
PUT
IBM
IBM
$202B
$826K 0.11%
+6,276
New +$843K
DVN icon
125
PUT
Devon Energy
DVN
$51.9B
$800K 0.11%
+25,000
New +$1.03M
3 4
5
6 7

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K2 Principal Fund's Q4 2015 Portfolio in Review

As of Q4 2015, K2 Principal Fund held 281 positions worth $734M, up 19% from $616M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

K2 Principal Fund deployed $89.3M of net new capital in Q4 2015, opening 125 new positions and adding to 30 existing holdings. Its largest new stake was Alphabet (Google) Class A: 458,180 shares worth $17.8M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 5.2% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Computer Sciences, an estimated $4.05M trimmed.

  • K2 Principal Fund's largest Q4 2015 buy was Alphabet (Google) Class A: 458,180 shares worth $17.8M.
  • K2 Principal Fund added most to Pinnacle Entertainment Inc. in Q4 2015, an estimated $5.21M increase.
  • K2 Principal Fund's biggest Q4 2015 reduction was Computer Sciences, cutting an estimated $4.05M.
  • K2 Principal Fund fully exited HOME PROPERTIES, INC in Q4 2015, selling an estimated $39.6M.
  • K2 Principal Fund's ten largest holdings make up 36% of its $734M portfolio in Q4 2015.
  • K2 Principal Fund opened 125 new positions and closed 81 in Q4 2015.
  • K2 Principal Fund's portfolio value rose 19% quarter-over-quarter to $734M.

Based on K2 Principal Fund's 13F filing for Q4 2015, filed 12 Feb 2016.