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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.27%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$616M
AUM Growth
+$59.7M
Cap. Flow
+$81.3M
Cap. Flow %
13.18%
Top 10 Hldgs %
42.33%
Holding
252
New
79
Increased
37
Reduced
29
Closed
97

Top Buys

Rank Stock Value
1
HME
HOME PROPERTIES, INC
HME
+$39.3M
2
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
+$26.9M
3
THOR
THORATEC CORPORATION
THOR
+$23M
4
KYTH
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
+$17M
5
NYRT
New York REIT, Inc.
NYRT
+$12.6M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$36.5M
2
DTV
DIRECTV COM STK (DE)
DTV
+$33.1M
3
AEC
ASSOCIATED ESTATES REALTY CORP
AEC
+$19.1M
4
MWV
MEADWESTVACO CORP
MWV
+$13.2M
5
SIAL
SIGMA - ALDRICH CORP
SIAL
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 8.83%
2 Communication Services 7.98%
3 Technology 5.16%
4 Healthcare 2.84%
5 Real Estate 2.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACHC icon
101
PUT
Acadia Healthcare
ACHC
$3.17B
$795K 0.13%
+12,000
New +$923K
LPX icon
102
CALL
Louisiana-Pacific
LPX
$5.2B
$760K 0.12%
+53,400
New +$848K
JAX
103
DELISTED
J. Alexander's Holdings, Inc.
JAX
$735K 0.12%
+73,695
New +$726K
STMP
104
DELISTED
Stamps.com, Inc.
STMP
$719K 0.12%
9,711
– –
ZG icon
105
PUT
Zillow
ZG
$7.02B
$699K 0.11%
+25,900
New +$693K
VYX icon
106
CALL
NCR Voyix
VYX
$1.06B
$683K 0.11%
48,900
-32,600
-40% -$543K
OMG
107
DELISTED
OM GROUP INC.
OMG
$658K 0.11%
+20,000
New +$674K
MNDT
108
CALL
DELISTED
Mandiant, Inc. Common Stock
MNDT
$636K 0.1%
+20,000
New +$835K
FSL
109
DELISTED
FREESCALE SEMICONDUCTOR LTD
FSL
$574K 0.09%
15,681
-51,683
-77% -$1.93M
XOOM
110
DELISTED
XOOM CORP COM
XOOM
$550K 0.09%
+22,090
New +$549K
BSBR icon
111
Santander
BSBR
$39.7B
$514K 0.08%
+170,381
New +$708K
WRK
112
CALL
DELISTED
WestRock Company
WRK
$514K 0.08%
+11,099
New +$595K
CY
113
PUT
DELISTED
Cypress Semiconductor
CY
$512K 0.08%
+60,000
New +$630K
CB
114
DELISTED
CHUBB CORPORATION
CB
$491K 0.08%
+4,000
New +$489K
AES icon
115
CALL
AES
AES
$10.6B
$490K 0.08%
+50,000
New +$604K
ICD
116
DELISTED
Independence Contract Drilling, Inc.
ICD
$481K 0.08%
4,827
-4,517
-48% -$617K
TDW icon
117
PUT
Tidewater
TDW
$3.91B
$447K 0.07%
+1,054
New +$607K
BGC icon
118
CALL
BGC Group
BGC
$5.58B
$405K 0.07%
76,662
+25,347
+49% +$147K
RF icon
119
CALL
Regions Financial
RF
$26.3B
$405K 0.07%
+45,000
New +$445K
BID
120
PUT
DELISTED
Sotheby's
BID
$400K 0.06%
+12,500
New +$479K
HD icon
121
Home Depot
HD
$332B
$381K 0.06%
+3,300
New +$382K
SHLD
122
DELISTED
Sears Holding Corporation
SHLD
$377K 0.06%
+16,665
New +$402K
RNG icon
123
CALL
RingCentral
RNG
$4.05B
$364K 0.06%
+20,000
New +$365K
SPLS
124
PUT
DELISTED
Staples Inc
SPLS
$352K 0.06%
+30,000
New +$422K
PTCT icon
125
CALL
PTC Therapeutics
PTCT
$6.37B
$317K 0.05%
+10,000
New +$428K
3 4
5
6 7

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LCG
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SCA
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K2 Principal Fund's Q3 2015 Portfolio in Review

As of Q3 2015, K2 Principal Fund held 252 positions worth $616M, up 11% from $557M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

K2 Principal Fund deployed $81.3M of net new capital in Q3 2015, opening 79 new positions and adding to 37 existing holdings. Its largest new stake was HOME PROPERTIES, INC: 530,322 shares worth $39.6M.

By sector, the portfolio is most concentrated in Financials at 8.8% of assets, up from 5.7% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Baker Hughes, an estimated $8.65M trimmed.

  • K2 Principal Fund's largest Q3 2015 buy was HOME PROPERTIES, INC: 530,322 shares worth $39.6M.
  • K2 Principal Fund added most to DEALERTRACK TECHNOLOGIES, INC. COM STK in Q3 2015, an estimated $26.9M increase.
  • K2 Principal Fund's biggest Q3 2015 reduction was Baker Hughes, cutting an estimated $8.65M.
  • K2 Principal Fund fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $36.5M.
  • K2 Principal Fund's ten largest holdings make up 42% of its $616M portfolio in Q3 2015.
  • K2 Principal Fund opened 79 new positions and closed 97 in Q3 2015.
  • K2 Principal Fund's portfolio value rose 11% quarter-over-quarter to $616M.

Based on K2 Principal Fund's 13F filing for Q3 2015, filed 13 Nov 2015.